Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Future Tech Leaders Equity ETF -continued

January 22, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Future Tech Leaders Equity ETF.
view filing
Source: SEC.gov


American ETP News
ETF Series Solutions files with the SEC-Change Finance International ESG Fossil Free ETF
February 26, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Change Finance International ESG Fossil Free ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust S-Network Healthcare Technology ETF
February 26, 2021-First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust S-Network Healthcare Technology ETF.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust S-Network Streaming & Gaming ETF
February 26, 2021-First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust S-Network Streaming & Gaming ETF.
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ProShares Trust files with the SEC-Nasdaq-100 Dorsey Wright Select ETF
February 26, 2021-ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the Nasdaq-100 Dorsey Wright Select ETF.
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Tidal ETF Trust files with the SEC- American Customer Satisfaction ETF
February 26, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the American Customer Satisfaction ETF
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SPDR Series Trust files with the SEC-SPDR FTSE International Government Inflation-Protected Bond ETF
February 26, 2021-SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR FTSE International Government Inflation-Protected Bond ETF.
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Two Roads Shared Trust files with the SEC-Affinity World Leaders Equity ETF
February 26, 2021-Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Affinity World Leaders Equity ETF.
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Two Roads Shared Trust files with the SEC-Anfield U.S. Equity Sector Rotation ETF
February 26, 2021-Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield U.S. Equity Sector Rotation ETF.
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ETFis Series Trust I files with the SEC
February 26, 2021-ETFis Series Trust I has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Cboe Vest S&P 500(R) Dividend Aristocrats Target Income ETF(R)
February 26, 2021-First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest S&P 500(R) Dividend Aristocrats Target Income ETF(R).
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First Trust Exchange-Traded Fund IV files with the SEC-FT Cboe Vest S&P 500(R) Dividend Aristocrats Target Income ETF(R)
February 26, 2021-First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest S&P 500(R) Dividend Aristocrats Target Income ETF(R).
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Two Roads Shared Trust files with the SEC-4 LeaderShares(R) ETFs
February 26, 2021-Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the
LeaderShares(R) Activist Leaders(R) ETF
LeaderShares(R) AlphaFactor(R) Tactical Focused ETF
LeaderShares(R) AlphaFactor(R) US Core Equity ETF
LeaderShares(R) Equity Skew ETF.
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Global X files with the SEC- Global X MSCI China Energy ETF
February 26, 2021--Global X has fied a Form 497K-Summary Prospectus with the SEC for the Global X MSCI China Energy ETF.
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iShares Gold Trust Micro files with the SEC
February 26, 2021--iShares Gold Trust Micro has filed a Form S-1 registration statement with the SEC.
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Global X files with the SEC-Global X MSCI China Financials ETF
February 26, 2021--Global X has fied a Form 497K-Summary Prospectus with the SEC for the Global X MSCI China Financials ETF.
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Global X files with the SEC- Global X MSCI China Consumer Staples ETF
February 26, 2021--Global X has fied a Form 497K-Summary Prospectus with the SEC for the Global X MSCI China Consumer Staples ETF.
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Global X files with the SEC-Global X MSCI China Consumer Discretionary ETF
February 26, 2021--Global X has fied a Form 497K-Summary Prospectus with the SEC for the Global X MSCI China Consumer Discretionary ETF.
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Global X files with the SEC-Global X MSCI China Communication Services ETF
February 26, 2021--Global X has fied a Form 497K-Summary Prospectus with the SEC for the Global X MSCI China Communication Services ETF.
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Red flags raised over cannabis ETF 'hype'
February 26, 2021--Analysis shows 43 out of 59 companies in major marijuana funds were lossmaking
Cannabis stocks have been on a roll this year, with rising expectations for full federal legalisation in the US pushing many marijuana-related equities to unprecedented highs.
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Global X files with the SEC-Global X MSCI Argentina ETF
February 26, 2021--Global X has fied a Form 497K-Summary Prospectus with the SEC for the Global X MSCI Argentina ETF.
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CI Global Asset Management Files Preliminary Prospectus for World's First Ether ETF
February 25, 2021--Filing reflects CI's emerging leadership in digital assets and aligns with CEO’s strategic priority to modernize its asset management platform
CI Global Asset Management ("CI GAM") announced today that it has filed and obtained a receipt for a preliminary prospectus for CI Galaxy Ethereum ETF ("ETHX" or the "ETF").
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Tidal ETF Trust with the SEC-SonicShares Airlines, Hotels, Cruise Lines ETF
February 25, 2021- Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SonicShares Airlines, Hotels, Cruise Lines ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust with the SEC
February 25, 2021-Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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Invesco India Exchange-Traded Fund Trust with the SEC-Invesco India ETF
February 25, 2021-Invesco India Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco India ETF.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust with the SEC-Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF and Invesco Bloomberg Commodity Strategy ETF
February 25, 2021-Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
Invesco Bloomberg Commodity Strategy ETF.
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Invesco Exchange-Traded Fund Trust II with the SEC
February 25, 2021-Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
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Coinbase files to go public in a key listing for the cryptocurrency category
February 25, 2021--This morning Coinbase, an American cryptocurrency exchange, released an S-1 filing ahead of its direct listing. The company's public debut has been hotly anticipated thanks to recent activity amongst bitcoin and other blockchain-based assets, the company's controversial political positions and its spiking valuation on private exchanges.
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Alger ETF Trust files with the SEC-Alger Mid Cap 40 ETF
February 25, 2021--Alger ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Alger Mid Cap 40 ETF.
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Gross Domestic Product, Fourth Quarter and Year 2020 (Second Estimate)
February 25, 2021--Real gross domestic product (GDP) increased at an annual rate of 4.1 percent in the fourth quarter of 2020 (table 1), according to the "second" estimate released by the Bureau of Economic Analysis. In the third quarter, real GDP increased 33.4 percent.
The GDP estimate released today is based on more complete source data than were available for the "advance" estimate issued last month. In the advance estimate, the increase in real GDP was 4.0 percent.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Diversified Return U.S. Small Cap Equity ETF
February 25, 2021--February 25, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for theJPMorgan Diversified Return U.S. Small Cap Equity ETF. .
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Diversified Return U.S. Equity ETF
February 25, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan Diversified Return U.S. Equity ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Diversified Return International Equity ETF
February 25, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan Diversified Return International Equity ETF.
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New WisdomTree ETC on Xetra: access to the energy commodity sector with roll optimisation
February 25, 2021-A new exchange-traded commodity issued by WisdomTree has been tradable on Xetra and Börse Frankfurt since Thursday.
With the WisdomTree Energy Enhanced -EUR Daily Hedged, investors can participate in the performance of US dollar-denominated futures contracts on commodities from the energy sector.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Diversified Return Emerging Markets Equity ETF
February 25, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan Diversified Return Emerging Markets Equity ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders U.S. Mid Cap Equity ETF
February 25, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan BetaBuilders U.S. Mid Cap Equity ETF.
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ETF Series Solutions files with the SEC- Defiance Next Gen SPAC Derived ETF
February 24, 2021--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Next Gen SPAC Derived ETF.
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Victory Portfolios II files with the SEC-VictoryShares Emerging Markets Volatility Wtd ETF will liquidate on or about March 31, 2021
February 24, 2021--Victory Portfolios II has filed a Form 497 with the SEC for the VictoryShares Emerging Markets Volatility Wtd ETF (CEZ). It is anticipated that the ETF will liquidate on or about March 31, 2021.
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iShares Trust files with the SEC-iShares Global Utilities ETF
February 24, 2021--iShares Trust hs filed a Form 497 with the SEC for the iShares Global Utilities ETF. The following changes will take effect for the Fund on or around May 3, 2021:
Current Underlying Index: S&P Global 1200 Utilities IndexTM
New Underlying index: S&P Global 1200 Utilities (Sector) Capped IndexTM.
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AdvisorShares' US cannabis ETF surpasses $1bn in assets
February 24, 2021--AdvisorShares' actively managed US cannabis ETF has surpassed $1 billion in assets under management, less than six months after its debut on NYSE Arca.
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Eaton Vance NextShares Trust with the SEC-Eaton Vance Global Income Builder NextShares
February 24, 2021-Eaton Vance NextShares Trust has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance Global Income Builder NextShares.
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VanEck Vectors ETF Trust with the SEC-VanEck Vectors Low Carbon Energy ETF
February 24, 2021-VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Low Carbon Energy ETF
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ETF Series Solutions with the SEC-4 AAM ETFs
February 24, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
AAM S&P 500 High Dividend Value ETF
AAM S&P Emerging Markets High Dividend Value ETF
AAM S&P Developed Markets High Dividend Value ETF
AAM Low Duration Preferred and Income Securities ETF.
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SEC to update climate-related risk disclosure requirements
February 24, 2021--The Securities and Exchange Commission (SEC) announced Wednesday that it will update its guidelines on how publicly traded companies should disclose climate change-related risks to investors.
Acting SEC Chair Allison Herren Lee said in a Wednesday statement that the commission will review how companies were complying with its 2010 guidelines, discuss climate-related disclosures with firms and analyze how the stock market is handling climate risks.
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Invesco Expands Multi-Factor Suite with International Equities ETF, 'IMFL'
February 24, 2021--Invesco Ltd. (NYSE: IVZ), a leading global asset management firm, today announced the launch of the Invesco International Developed Dynamic Multifactor ETF (IMFL).The addition of IMFL broadens the firm's dynamic multifactor suite, which currently includes ETFs that access large-cap and small-cap US equities to include international equities.
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FlexShares Trust with the SEC
February 24, 2021-FlexShares Trust has filed a post-effective amendment, registration statement with the SEC.
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JPMorgan's blockchain payments test is literally out of this world
February 24, 2021--Stuck in space with bills to pay? Don't worry, the satellites could take care of it.
JPMorgan Chase & Co has recently tested blockchain payments between satellites orbiting the earth, executives at the bank told Reuters, showing that digital devices could use the technology behind virtual currencies for transactions.
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Fidelity Covington Trust files with the SEC-4 Fidelity ETFs
February 24, 2021--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Emerging Markets Multifactor ETF(formerly Fidelity Targeted Emerging Markets Factor ETF)
Fidelity International High Dividend ETF FIDI
Fidelity International Multifactor ETF (formerly Fidelity Targeted International Factor ETF)
Fidelity International Value Factor ETF.
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2 new ESG ETFs bring small-and mid-cap stocks into focus
February 24, 2021--The funds are the first ETFs to track the environmental, social and governance versions of the indexes. The DWS suite of ESG ETFs come with a tracking error of about one percentage point.
Xtrackers S&P MidCap 400 ESG ETF (MIDE), and Xtrackers S&P SmallCap 600 ESG ETF (SMLE) listed Wednesday applying sustainable investing screens to the popular indexes.
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Simplify Exchange Traded Funds files with the SEC
February 24, 2021--Simplify Exchange Traded Funds has filed an Amendment No. 1 to an Application for exemptive relief with the SEC.
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WisdomTree Trust files with the SEC-WisdomTree Emerging Markets Efficient Core Fund
February 23, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Emerging Markets Efficient Core Fund.
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WisdomTree Trust files with the SEC-WisdomTree International Efficient Core Fund
February 23, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree International Efficient Core Fund.
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Simplify Exchange Traded Funds files with the SEC-4 Simplify ETFs
February 23, 2021-Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the
Simplify Volatility Premium ETF
Simplify Inflation Convexity ETF
Simplify Gold Convexity ETF
Simplify Interest Rate Hedge ETF.
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ETF Series Solutions files with the SEC-International Drawdown Managed Equity ETF
February 23, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the International Drawdown Managed Equity ETF.
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iShares,Inc. files with the SEC
February 23, 2021-iShares,Inc. has filed a post-effective amendment, registration statement with the SEC.
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iShares U.S. ETF Trust files with the SEC
February 23, 2021-iShares U.S. ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares Trust files with the SEC
February 23, 2021-iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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Fidelity Merrimack Street Trust files with the SEC-Fidelity Investment Grade Bond ETF and Fidelity Investment Grade Securitized ETF
February 23, 2021-Fidelity Merrimack Street Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Investment Grade Bond ETF
Fidelity Investment Grade Securitized ETF.
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Global X Funds files with the SEC
February 23, 2021-Global X Funds has filed a post-effective amendment, registration statement with the SEC.
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Pacer Funds Trust files with the SEC-3 Pacer ETFs
February 23, 2021-Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Salt High truBetaTM US Market ETF
Pacer Salt Low truBetaTM US Market ETF
Pacer American Energy Independence ETF.
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ALPS ETF Trust files with the SEC-ALPS Active REIT ETF
February 23, 2021--Alps ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the ALPS Active REIT ETF.
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ALPS ETF Trust files with the SEC- ALPS Active REIT ETF
February 23, 2021--ALPS ETF Trust has filed a Form 497 with the SEC for the ALPS Active REIT ETF.
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Legg Mason ETF Investment Trust files with the SEC-Legg Mason Global Infrastructure ETF, Legg Mason International Low Volatility High Dividend ETF and Legg Mason Low Volatility High Dividend ETF
February 22, 2021-Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to Legg Mason Global Infrastructure ETF, Legg Mason International Low Volatility High Dividend ETF and Legg Mason Low Volatility High Dividend ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco International Developed Dynamic Multifactor ETF
February 22, 2021--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a 497K Summary Prospectus with the SEC for the Invesco International Developed Dynamic Multifactor ETF.
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iShares Trust files with the SEC-iShares BBB Rated Corporate Bond ETF
February 22, 2021-iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares BBB Rated Corporate Bond ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Short Duration Core Plus ETF
February 22, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Short Duration Core Plus ETF.
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ETF Managers Trust files with the SEC- ETFMG U.S. Alternative Harvest ETF
February 19, 2021-ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG U.S. Alternative Harvest ETF.
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Tidal ETF Trust files with the SEC-SoFi Weekly Dividend ETF
February 19, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SoFi Weekly Dividend ETF.
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Alger ETF Trust files with the SEC-Alger Mid Cap 40 ETF and Alger 35 ETF
February 19, 2021-Alger ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Alger Mid Cap 40 ETF
Alger 35 ETF.
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Putnam ETF Trust files with the SEC
February 19, 2021--Putnam ETF Trust has filed an application for exemptive relief with the SEC.
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Humankind Benefit Corp files with the SEC-Humankind US Stock ETF
February 19, 2021--Humankind Benefit Corp has filed a Form 497 K with the SEC for the Humankind US Stock ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF
February 19, 2021-First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF.
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Exchange Listed Funds Trust files with the SEC-Corbett Road Tactical Opportunity ETF
February 19, 2021-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Corbett Road Tactical Opportunity ETF.
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Strategy Shares files with the SEC- Strategy Shares Gold-Hedged Bond ETF
February 19, 2021-Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Gold-Hedged Bond ETF.
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American Century Investments Adds To Active ETF Lineup With Convertible And Preferred ETFs
February 18, 2021--On the heels of the three-year anniversary of its first exchange traded funds (ETFs), global asset management firm American Century Investments today rolled out the latest additions to its lineup: American Century Quality Convertible Securities ETF (QCON) and American Century American Century Quality Preferreds ETF (QPFF), listed on the CBOE BZX Exchange, Inc. (CBOE).
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Bitcoin ETF Roars in Debut With $165 Million of Trading Volume
January 18, 2021--Purpose Bitcoin ETF, ticker BTCC, debuted in Toronto Thursday
Largest cryptocurrency has surged fivefold in the past year
North America's first Bitcoin ETF got off to a stellar start in its debut, with investors exchanging $165 million worth of shares.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW Emerging Markets Debt ETF
February 18, 2021--First Trust Exchange-Traded Fund VIII has filed a Form 497 Summary Prospectus with the SEC for the First Trust TCW Emerging Markets Debt ETF.
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Global X Funds files with the SEC-Global X China Disruption ETF
February 18, 2021--Global X Funds has filed a Form 497 Amended Summary Prospectus with the SEC for the Global X China Disruption ETF.
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Global X Funds files with the SEC-Global X China Disruption ETF
February 18, 2021--Global X Funds has filed a Form 497 with the SEC for the Global X China Disruption ETF.
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Simplify Exchange Traded Funds files with the SEC-The Simplify Growth Equity PLUS Upside Convexity ETF
February 18, 2021--Simplify Exchange Traded Funds has filed a Form 497 Summary Prospectus with the SEC for the The Simplify Growth Equity PLUS Upside Convexity ETF.
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Wilshire Phoenix Launches Innovative Gold ETF on NYSE Arca (WGLD)
February 18, 2021--Wilshire Phoenix, a leader of innovation in the financial services industry, announces the debut of the Wilshire wShares Enhanced Gold Trust (NYSE Arca: WGLD). WGLD tracks the Wilshire Gold Index, which seeks to outperform a stand-alone investment in gold and reduce its volatility without the use of any futures, leverage, or derivatives.
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Simplify Exchange Traded Funds files with the SEC-The Simplify Nasdaq 100 PLUS Downside Convexity ETF
February 18, 2021--Simplify Exchange Traded Funds has filed a Form 497 Summary Prospectus with the SEC for the The Simplify Nasdaq 100 PLUS Downside Convexity ETF.
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Simplify Exchange Traded Funds files with the SEC-The Simplify Nasdaq 100 PLUS Convexity ETF
February 18, 2021--Simplify Exchange Traded Funds has filed a Form 497 Summary Prospectus with the SEC for the The Simplify Nasdaq 100 PLUS Convexity ETF.
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SPDR(R)S&P 500(R) ETF Trust files with the SEC
February 18, 2021--SPDR(R) S&P 500(R)ETF Trust (formerly known as "SPDR Trust, Series 1") has filed a Form 497 with the SEC.
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Listed Funds Trust files with the SEC-Skyrocket Real Estate Cloud and Technology ETF
February 17, 2021--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Skyrocket Real Estate Cloud and Technology ETF.
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Arrow Investments Trust files with the SEC-ARROW DWA Tactical: Macro ETF
February 17, 2021--Arrow Investments Trust has filed a Form 497 with the SEC for the ARROW DWA Tactical: Macro ETF (Formerly known as Arrow DWA Tactical ETF).
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Call for SEC to regulate index providers as investment advisers
February 17, 2021--Academics say narrower thematic or style approaches should be subject to regulatory scrutiny
Stricter rules should be imposed on providers of financial indices, which underpin trillions of dollars of investment decisions globally, according to a new academic study that calls for action by US regulators.
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Arrow Investments Trust files with the SEC-ARROW DWA Tactical: International ETF
February 17, 2021--Arrow Investments Trust has filed a Form 497 with the SEC for the ARROW DWA Tactical: International ETF (Formerly known as Arrow DWA Country Rotation ETF).
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Eaton Vance NextShares Trust files with the SEC-Eaton Vance Stock NextShares
February 17, 2021--Eaton Vance NextShares Trust has filed a Form 497 with the SEC for the Eaton Vance Stock NextShares.
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Eaton Vance NextShares Trust files with the SEC-Eaton Vance Stock NextShares
February 17, 2021--Eaton Vance NextShares Trust has filed a Form 497 Form N-1A registration statement with the SEC for the Eaton Vance Stock NextShare.
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Putnam ETF Trust files with the SEC-4 Putnam ETFs
February 17, 2021--Putnam ETF Trust has filed a Form N-1A registration statement with the SEC for the
Putnam Focused Large Cap Growth ETF
Putnam Focused Large Cap Value ETF
Putnam Sustainable Future ETF
Putnam Sustainable Leaders ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco International Developed Dynamic Multifactor ETF
February 17, 2021--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco International Developed Dynamic Multifactor ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson U.S. Real Estate ETF
February 16, 2021--Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC for the Janus Henderson U.S. Real Estate ETF
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NYDIG Bitcoin ETF files with the SEC
February 16, 2021-NYDIG Bitcoin ETF has filed a Form S-1 registration statement with the SEC.
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Collaborative Investment Series Trust files with the SEC-The SPAC and New Issue ETF
February 16, 2021-Collaborative Investment Series Trust has filed a Form 497K-Summary Prospectus with the SEC for the The SPAC and New Issue ETF.
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ProShares Trust II files with the SEC
February 16, 2021-ProShares Trust II has filed a Form S-1 registration statement with the SEC.
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Simplify Exchange Traded Funds files with the SEC-3 Simplify ETFs
February 16, 2021-Simplify Exchange Traded Funds has filed a 497K with the SEC for the
Simplify Nasdaq 100 PLUS Convexity ETF
Simplify Nasdaq 100 PLUS Downside Convexity ETF
Simplify Growth Equity PLUS Upside Convexity ETF.
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Listed Funds Trust files with the SEC-TrueShares Structured Outcome(March) ETF
February 16, 2021-Listed Funds Trust has filed a 497K summary prospectus with the SEC for TrueShares Structured Outcome (March) ETF.
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US ETF investors mainly motivated by tax loophole, study shows
February 15, 2021--$1tn has been pulled from US mutual funds in past decade with ETFs attracting a similar amount of inflows
US ETF investors mainly motivated by tax loophole, study shows.
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Reddit effect takes cannabis stocks on a wild ride
February 13, 2021--Assets under management by pot-tracking ETFs are at an all-time high.
Cannabis stocks are the latest to experience the often shortlived high provided by Reddit exposure.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW Emerging Markets Debt ETF
February 12, 2021-Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the First Trust TCW Emerging Markets Debt ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Future Planet Equity ETF
February 12, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Future Planet Equity ETF.
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Principal Exchange-Traded Funds files with the SEC-3 Principal ETFs
February 12, 2021-Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC for the
Principal International Adaptive Multi-Factor ETF
Principal U.S. Large-Cap Adaptive Multi-Factor ETF
Principal U.S. Small-Cap Adaptive Multi-Factor ETF.
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Transamerica ETF Trust files with the SEC-3 DeltaShares(R) Morningstar ESG ETFs
February 12, 2021-Transamerica ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
DeltaShares(R) Morningstar ESG US Dividend ETF
DeltaShares(R) Morningstar ESG International Dividend ETF
DeltaShares(R) Morningstar ESG Emerging Markets Dividend ETF.
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Humankind Benefit Corp files with the SEC-Humankind US Stock ETF
February 12, 2021-Humankind Benefit Corp has filed a pre-effective amendment, registration statement with the SEC for the Humankind US Stock ETF.
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ASYMmetric ETFs Trust files with the SEC-ASYMshares(R) ASYMmetric 500 ETF
February 12, 2021-ASYMmetric ETFs Trust has filed a pre-effective amendment, registration statement with the SEC for the ASYMshares(R) ASYMmetric 500 ETF
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Federal Reserve to Test Ability of Largest Banks to Weather a Recession
February 12, 2021--Stress test will feature a scenario in which markets seize up and unemployment jumps above 10%
The Federal Reserve said it would test the ability of the largest U.S. banks to weather a hypothetical recession in which markets seize up and unemployment jumps above 10%.
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ETF Managers Group Commodity Trust I files with the SEC-Breakwave Dry Bulk Shipping ETF
February 12, 2021-ETF Managers Group Commodity Trust I has filed a Form S-1 registration statement with the SEC for the Breakwave Dry Bulk Shipping ETF.
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ALPS ETF Trust files with the SEC-ALPS Active REIT ETF
February 12, 2021-ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS Active REIT ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Asia Pacific Dividend Builder ETF and SmartETFs Dividend Builder ETF
February 12, 2021-Guinness Atkinson Funds has filed a Form 497 with the SEC for the SmartETFs Asia Pacific Dividend Builder ETF
SmartETFs Dividend Builder ETF.
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Wall Street's SPAC craze scales new heights with record filings
February 12, 2021--Richard Branson and Barry Sternlicht were among more than two dozen investor groups that filed with U.S. regulators on Friday to raise new blank-check acquisition companies, setting a new record.
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T Rowe Price eliminates brokerage commissions on third-party ETFs
February 11, 2021--The change also applies to stocks and follows similar fee cuts by other brokerages
T Rowe Price will drop commissions on online purchases of third-party ETFs and stocks in its brokerage accounts, joining other trading platforms that have slashed fees for retail customers.
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Gabelli ETFs Trust files with the SEC-Gabelli Growth Innovators ETF
February 11, 2021--Gabelli ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Gabelli Growth Innovators ETF.
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Gabelli ETFs Trust files with the SEC-Gabelli Growth Innovators ETF
February 11, 2021--Gabelli ETFs Trust has filed a Form 497 with the SEC for the Gabelli Growth Innovators ETF.
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CBO-The Budget and Economic Outlook: 2021 to 2031
February 11, 2021--If current laws governing taxes and spending generally remain unchanged, CBO projects, in 2021, the federal budget deficit will total $2.3 trillion, federal debt will reach 102 percent of GDP, and real GDP will grow by 3.7 percent.
The Congressional Budget Office regularly publishes reports presenting projections of what federal budget deficits, debt, revenues, and spending-and the economic path underlying them-would be for the current year and for the following 10 years if current laws governing taxes and spending generally remained unchanged.
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NYSE, Nasdaq sue SEC over new market data infrastructure rule
February 10, 2021--Three U.S. stock exchange giants have sued the U.S. Securities and Exchange Commission over its recent rule to beef up critical market data feeds.
Nasdaq Inc., the New York Stock Exchange and Cboe Global Markets Inc. recently filed petitions for the U.S. Court of Appeals for the District of Columbia Circuit to review the regulator's market data infrastructure rule, according to court records.
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Direct indexing looks set to disrupt the retail ETF market
February 10, 2021--Industry participants expect bespoke ETF index customisation will become widespread.
So-called "direct indexing" is spreading its wings beyond the very wealthy in the US and threatening to disrupt the rapidly growing global retail market for exchange traded funds.
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Principal Exchange-Traded Funds files with the SEC-Principal International Adaptive Multi-Factor ETF, Principal U.S. Large-Cap Adaptive Multi-Factor ETF and Principal U.S. Small-Cap Adaptive Multi-Factor ETF
February 10, 2021-Principal Exchange-Traded Funds files has filed a post-effective amendment, registration statement with the SEC for the Principal International Adaptive Multi-Factor ETF
Principal U.S. Large-Cap Adaptive Multi-Factor ETF
Principal U.S. Small-Cap Adaptive Multi-Factor ETF.
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SPDR Dow Jones Industrial Average ETF Trust files with the SEC
February 10, 2021-SPDR Dow Jones Industrial Average ETF Trust has filed a post-effective amendment to Form S-6, registration statement with the SEC.
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Roundhill Launches Streaming ETF (NYSE: SUBZ)
February 10, 2021--Roundhill Investments ("Roundhill") has launched the Roundhill Streaming Services & Technology ETF (NYSE ARCA: SUBZ), the first ETF globally designed to invest in companies in the streaming sector.
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UBS launches seven new 2x Leveraged US Factor ETNs
February 10, 2021-UBS Investment Bank today announced the recent listing of seven new 2x Leveraged US Factor ETNs specified in the table below.
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Fallen angel ETFs face potential fall from grace
February 9, 2021--Investors who bought the Fallen Angel ETF at a low price in 2020 benefited from stellar returns by the end of the year, Potential return to inflation According to some industry insiders, 2021 could have a negative impact on this market.
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Alpha Architect ETF Trust files with the SEC-Gadsden Dynamic Multi-Asset ETF
February 9, 2021-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Gadsden Dynamic Multi-Asset ETF.
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Alpha Architect ETF Trust files with the SEC-Freedom 100 Emerging Markets ETF
February 9, 2021-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Freedom 100 Emerging Markets ETF.
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Alpha Architect ETF Trust files with the SEC
February 9, 2021-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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CBO-Monthly Budget Review: January 2021
February 8, 2021--The federal budget deficit was $738 billion in the first four months of fiscal year 2021, the Congressional Budget Office estimates-$348 billion more than the deficit recorded during the same period last year. Outlays were 23 percent higher and revenues were 1 percent higher from October through January than during the same perod in fiscal year 2020.
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Social media sentiment ETF to launch in wake of Reddit rebellion
February 8, 2021--VanEck's decision to license the Buzz index breathes new life into an old idea that failed
The Reddit rebellion might have died down for the moment, but New York asset manager VanEck is betting that there is long term value in listening to social media chat and is launching a social sentiment exchange traded fund.
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DBX Trust files with the SEC-Xtrackers Japan JPX-Nikkei 400 Equity ETF
February 8, 2021--DBX Trust has filed a 497K Summary Prospectus with the SEC for the Xtrackers Japan JPX-Nikkei 400 Equity ETF.
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DBX ETF Trust files with the SEC
February 8, 2021--DBX Trust has filed a 497K Summary Prospectus with the SEC.
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T. Rowe Price Exchange-Traded Funds, Inc files with the SEC-U.S. Equity Research ETF
February 8, 2021--T. Rowe Price Exchange-Traded Funds, Inc has filed a post-effective amendment, registration statement with the SEC for the U.S. Equity Research ETF.
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Exchange Traded Concepts Trust files with the SEC-Bitwise Crypto Innovators ETF
February 8, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Bitwise Crypto Innovators ETF.
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Exchange Traded Concepts Trust files with the SEC-Capital Link NextGen Vehicles & Technology ETF
February 5, 2021--Exchange Traded Concepts Trust has filed a 497K Prospectus and Statement of Additional Information with the SEC for the Capital Link NextGen Vehicles & Technology ETF
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW Unconstrained Plus Bond ETF
February 5, 2021--First Trust Exchange-Traded Fund VIII has filed a 497K Summary Prospectus with the SEC for the First Trust TCW Unconstrained Plus Bond ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW Opportunistic Fixed Income ETF
February 5, 2021--First Trust Exchange-Traded Fund VIII has filed a 497K Summary Prospectus with the SEC for the First Trust TCW Opportunistic Fixed Income ETF
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USCF ETF Trust files with the SEC- USCF Energy Strategy Absolute Return Fund
February 5, 2021--USCF ETF Trust has filed a post-effective amendment, registration statement with the SEC for the USCF Energy Strategy Absolute Return Fund.
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Alpha Architect ETF Trust files with the SEC-8 Strategic ETFs
February 5, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Strategic E-Commerce & Logistics Sector ETF
Strategic Fintech & Digital Payments Sector ETF
Strategic Hotel & Lodging Sector ETF
Strategic Internet of Things Technology ETF
Strategic Healthcare & Life Science Technology ETF
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Alpha Architect ETF Trust files with the SEC-Freedom Day Dividend ETF
February 5, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Freedom Day Dividend ETF.
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Nushares ETF Trust files with the SEC
February 5, 2021--Nushares ETF Trust has filed an application for exemptive relief with the SEC.
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Flow Charts: Where the ETF Money Went in January 2021
February 4, 2021--Despite the S&P 500's decline in January, investors poured new money into higher-beta areas across the board, as the pace of inflows picked up steam compared with December.
Welcome to the 5th issue of Flow Charts, a monthly summary of fund flow data from our ETF universe. As a reminder, we take a slightly different approach than the typical fund flow analysis by stripping out the short interest portion of each ETF to arrive at a "Net Long" figure for dollar flows.
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Dynamic Shares Trust files with the SEC-Dynamic Short Short-Term Volatility Futures ETF
February 4, 2021--Dynamic Shares Trust has filed a Pre-effective Amendment No. 5 to Form S-1 Registration statement with the SEC for the Dynamic Short Short-Term Volatility Futures ETF.
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T. Rowe Price Exchange-Traded Funds, Inc files with the SEC
February 4, 2021--T. Rowe Price Exchange-Traded Funds, Inc has filed a First Amended and Restated Application for exemptive relief with the SEC.
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State Street Launches Active Muni-Bond ETF
February 4, 2021--State Street Global Advisors today rolled out the SPDR Nuveen Municipal Bond ETF (MBND), an actively managed product created in partnership with Nuveen Asset Management.
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Invesco Exchange-Traded Fund Trust II files with the SEC files with the SEC-Invesco MSCI Green Building ETF
February 3, 2021-Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco MSCI Green Building ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Hotel ETF and AdvisorShares Restaurant ETF
February 3, 2021--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the
AdvisorShares Hotel ETF
AdvisorShares Restaurant ETF.
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Exchanges compete to improve ETF investor experience
February 3, 2021--Fee cuts and other measures have been made to attract and retain listings

The competition among exchanges for ETF business is driving innovations that help make buying and selling shares easier and more attractive to investors, executives say. Cboe's BZX Exchange debuted a programme on Monday that allows ETF market makers to receive better payments from the exchange for providing liquidity on heavily traded products, rather than receiving a flat incentive payment for taking on lead market maker duties.
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Exchange Traded Concepts Trust files with the SEC files with the SEC-3 6 Meridian Quality ETFs
February 3, 2021-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
6 Meridian Quality Growth ETF
6 Meridian Quality Dividend Yield ETF
6 Meridian Quality Value ETF.
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SSGA Active Trust files with the SEC-SPDR(R)Nuveen Municipal Bond ETF
February 2, 2021--SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR(R) Nuveen Municipal Bond ETF.
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Alpha Architect ETF Trust files with the SEC-Alpha Architect International Quantitative Momentum ETF
February 2, 2021--Alpha Architect ETF Trust has filed a 497K Summary Prospectus with the SEC for the Alpha Architect International Quantitative Momentum ETF.
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Alpha Architect ETF Trust files with the SEC-Alpha Architect U.S. Quantitative Momentum ETF
February 2, 2021--Alpha Architect ETF Trust has filed a 497K Summary Prospectus with the SEC for the Alpha Architect International Quantitative Value ETF.
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Alpha Architect ETF Trust files with the SEC-Alpha Architect International Quantitative Value ETF
February 2, 2021--Alpha Architect ETF Trust has filed a 497K Summary Prospectus with the SEC for the Alpha Architect International Quantitative Value ETF.
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Tradeweb Markets to acquire Nasdaq fixed income trade platform for $190M
February 2, 2021--Tradeweb Markets (TW), announced that it has entered into a definitive agreement to acquire Nasdaq's (NDAQ) fixed income electronic trading platform. The Nasdaq platform, formerly known as eSpeed is a fully executable central limit order book for electronic trading in on-the-run U.S. Treasuries
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Buffered ETF popularity surges but regulatory hurdle threatens
February 1, 2021--The products reduce risk, but there are calls to 'bundle' them with leveraged and inverse ETPs
Risk-reducing buffered ETFs that aim to take some of the danger out of investing in stock markets enjoyed a banner year in 2020 with a surge in the number of launches and assets under management.
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New York Life Investments and American Heart Association Introduce Thematic ESG ETF Focused on Health and Wellbeing
February 1, 2021--In connection with the ETF, New York Life Investments and IndexIQ will make continuing contributions to the American Heart Association's Social Impact Fund to further promote health equity
IndexIQ, a New York Life Investments company, today announced, in alignment with the American Heart Association(R) , the launch of the IQ Healthy Hearts ETF (NYSE: HART).
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Listed Funds Trust files with the SEC files with the SEC-Roundhill Streaming Services & Technology ETF
February 3, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill Streaming Services & Technology ETF.
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Crypto exchange Coinbase has chosen Nasdaq as its direct listing venue
February 1, 2021--Exchange operator Coinbase has chosen Nasdaq as the venue for its direct listing, according to two sources familiar with the San Francisco crypto unicorn's plans.
The firm's plan to tap the public markets in the coming weeks follows a secondary offering on Nasdaq Private Market.
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Innovator ETFs Announces New Upside Caps for February Series of S&P 500 Buffer ETFs
February 1, 2021--ETFs provide S&P 500 exposure up to a cap, with downside buffer levels of 9%, 15% or 30% over one-year Outcome Period starting February 1st
Innovator Capital Management, LLC (Innovator) today announced the new upside caps and return profiles for the February Series of the S&P 500 Buffer ETFsTM- Innovator S&P 500 Buffer ETFTM- February (BFEB), Innovator S&P 500 Power Buffer ETFTM- February (PFEB) and Innovator S&P 500 Ultra Buffer ETFTM- February (UFEB)- which completed their first outcome period and reset at the end of the month.
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Northern Lights Fund Trust IV files with the SEC files with the SEC-Main Thematic Innovation ETF
February 1, 2021-Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Thematic Innovation ETF.
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CBO-An Overview of the Economic Outlook: 2021 to 2031
February 1, 2021--CBO projects that the economic expansion that began in mid-2020 will continue. Real GDP is projected to return to its prepandemic level in mid-2021. The number of people employed is projected to return to its prepandemic level in 2024
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Uncommon Investment Funds Trust files with the SEC files with the SEC-Uncommon Generosity 50 Equity ETF and Uncommon Portfolio Design Core Equity ETF
January 29, 2021-Uncommon Investment Funds Trust has filed a pre-effective amendment, registration statement with the SEC for the Uncommon Generosity 50 Equity ETF
Uncommon Portfolio Design Core Equity ETF.
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Wilshire wShares Enhanced Gold Trust files with the SEC
January 29, 2021-Wilshire wShares Enhanced Gold Trust has filed an amendment No. 5 to Form S-1 registration statement with the SEC.
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Exchange Traded Concepts Trust files with the SEC-Hull Tactical US ETF
January 29, 2021-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Hull Tactical US ETF.
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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Double Accelerated Return ETF-Quarterly
January 29, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth-100 Double Accelerated Return ETF-Quarterly.
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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Triple Accelerated Return ETF-April
January 29, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth-100 Triple Accelerated Return ETF-April.
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Exchange Listed Funds Trust files with the SEC-Armor US Equity Index ETF
January 29, 2021-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Armor US Equity Index ETF.
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Buffer ETF-February; Innovator S&P 500 Power Buffer ETF-February; and Innovator S&P 500 Ultra Buffer ETF-February
January 29, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-February; Innovator S&P 500 Power Buffer ETF-February; and Innovator S&P 500 Ultra Buffer ETF-February.
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