Direxion Launches Moonshot ETF-continued

November 12, 2020--First ETF Focused on Exposure to Early-Stage Innovation
Direxion announced today the launch of the Direxion Moonshot Innovators ETF. MOON invests in 50 early-stage companies, with the highest allocation of resources to research and development, along with the degree to which firms stress an innovative culture and mission.
While President John F. Kennedy first inspired the idea of a moonshot in 1962, many companies continue to drive further innovative development. A combination of factors, such as resources spent on research and development, along with corporate cultures focused on breaking new ground, support the path towards creating the future in their respective sectors and industries.

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Source: Direxion


American ETP News
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Analysis: U.S. IPO market faces first big test of 2021
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CBO-Monthly Budget Review: December 2020
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State Street to insist companies disclose diversity data
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The New York Stock Exchange will move forward with delisting three Chinese telecommunications companies targeted by an executive order from President Trump, reversing course yet again after the NYSE said earlier this week that it wouldn’t delist them.
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TrueShares Structured Outcome January ETF (Ticker: JANZ) has launched January 4th.
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AdvisorShares Trust files with the SEC-AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF
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Direxion Shares ETF Trust files with the SEC-Direxion Daily Cloud Computing Bull 2X Shares and Direxion Daily Cloud Computing Bear 2X Shares
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Innovator ETFs Trust files with the SEC- Innovator Russell 2000 Power Buffer ETF-January
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Global X Funds files with the SEC-Global X Adaptive U.S. Risk Management ETF
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Innovator ETFs Trust files with the SEC-Innovator MSCI EAFE Power Buffer ETF-January
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Ultra Buffer ETF-January
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Power Buffer ETF -January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC- Innovator S&P 500 Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-January .
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF- January.
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New York to Delist Chinese Telecom Firms in Symbolic Shift
January 1, 2021--The move follows an order from the Trump administration, which says the companies are tied to China's military. But they don't need Wall Street as much as they once did.
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Alpha Architect ETF Trust files with the SEC-UPHOLDINGS Compound Kings ETF
December 31, 2020-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the UPHOLDINGS Compound Kings ETF.
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Collaborative Investment Series Trust files with the SEC-The SPAC and New Issue ETF
December 31, 2020-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for The SPAC and New Issue ETF.
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Humankind Benefit Corp files with the SEC-Humankind US Stock ETF
December 31, 2020-Humankind Benefit Corp has filed a pre-effective amendment, registration statement with the SEC for the Humankind US Stock ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Daily Cloud Computing Bull 2X Shares and Direxion Daily Cloud Computing Bear 2X Shares
December 31, 2020-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion Daily Cloud Computing Bull 2X Shares
Direxion Daily Cloud Computing Bear 2X Shares.
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Day Traders Put Stamp on Market With Unprecedented Stock Frenzy
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Little-known companies saw huge spikes in daily volume
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-January
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-January
December 31, 2020-First Trust Exchange-Traded Fund VIIIhas filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-January.
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VanEck Bitcoin Trust files with the SEC
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Alpha Architect ETF Trust files with the SEC-Merlyn.AI Best-of-Breed Core Momentum ETF and Merlyn.AI SectorSurfer Momentum ETF
December 30, 2020-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Merlyn.AI Best-of-Breed Core Momentum ETF and Merlyn.AI SectorSurfer Momentum ETF.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
December 30, 2020-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
December 30, 2020-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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Tidal ETF Trust files with the SEC-Euclid Capital Growth ETF
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Listed Funds Trust files with the SEC-Horizon Kinetics Inflation Beneficiaries ETF
December 30, 2020-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Horizon Kinetics Inflation Beneficiaries ETF.
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Cannabis ETF inflows jump but potential problems persist
December 30, 200--Lack of investment-grade companies and questions over legality run counter to optimism
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Listed Funds Trust files with the SEC-Roundhill Pro Sports, Media & Apparel ETF
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Direxion Shares ETF Trust files with the SEC
December 30, 2020-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Opportunities Trust files with the SEC-Formidable ETF, Formidable Small/Mid Cap ETF and Formidable Thematic ETF
December 29, 2020-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the
Formidable ETF
Formidable Small/Mid Cap ETF
Formidable Thematic ETF.
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Northern Lights Fund Trust IV files with the SEC-3 Monarch ETFs
December 29, 2020-Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
Monarch Ambassador Income ETF
Monarch Blue Chips Core ETF
Monarch ProCap ETF.
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Exchange Traded Concepts Trust files with the SEC-Capital Link Global Fintech Leaders ETF and Capital Link Global Green Energy Transport and Technology Leaders ETF
December 29, 2020-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
Capital Link Global Fintech Leaders ETF(formerly, Capital Link NextGen Protocol ETF)
Capital Link Global Green Energy Transport and Technology Leaders ETF(formerly, Capital Link NextGen Vehicles & Technology ETF).
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First Trust Exchange-Traded Fund VIII files with the SEC
December 29, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC.
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Starboard Investment Trust files with the SEC-Adaptive Growth Opportunities ETF
December 29, 2020-Starboard Investment Trust filed a post-effective amendment, registration statement with the SEC for the Adaptive Growth Opportunities ETF.
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Syntax ETF Trust files with the SEC
December 28, 2020-Syntax ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Syntax Stratified Europe and Asia Developed Markets ETF
Syntax Stratified Emerging Markets ETF
Syntax Stratified Emerging Markets ETF...
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Goldman Sachs ETF Trust files with the SEC
December 28, 2020-Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Access High Yield Corporate Bond ETF, Goldman Sachs Access Inflation Protected USD Bond ETF, Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF, Goldman Sachs Access Investment Grade Corporate Bond ETF, Goldman Sachs Access Treasury 0-1 Year ETF,
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Goldman Sachs ETF Trust files with the SEC-4 Goldman Sachs ETFs
December 28, 2020-Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
Goldman Sachs Hedge Industry VIP ETF
Goldman Sachs Innovate Equity ETF
Goldman Sachs JUST U.S. Large Cap Equity ETF.
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Goldman Sachs ETF Trust files with the SEC-6 Goldman Sachs ActiveBeta(R)
December 28, 2020--Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF

Goldman Sachs ActiveBeta(R) Europe Equity ETF
Goldman Sachs ActiveBeta(R) International Equity ETF
Goldman Sachs ActiveBeta(R) Japan Equity ETF
Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF.
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Gabelli ETFs Trust files with the SEC-9 ETFs
December 28, 2020-Gabelli ETFs Trust filed a pre-effective amendment, registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Global Small Cap ETF
Gabelli Small & Mid Cap ETF
Gabelli Micro Cap ETF,
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Green energy funds top league table in banner year for ESG
December 26, 2020--Invesco has best performing US equity fund of 2020-and the second-best.
The Invesco Solar exchange traded fund, which has $3.7bn in assets, had risen 238 per cent since the start of
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New Age Alpha Trust, LLC files with the SEC
December 23, 2020-New Age Alpha Advisors, LLC has filed an appication for exemptive relief with the SEC.
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ActiveShares ETF Trust files with the SEC
December 23, 2020--ActiveShares ETF Trust has filed an Amended and Restated Application for exemptive relief with the SEC.
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Alpha Architect ETF Trust files with the SEC-UPHOLDINGS(R) Compound KingsTM ETF
December 23, 2020-Alpha Architect ETF Trust filed a post-effective amendment, registration statement with the SEC for the UPHOLDINGS(R) Compound KingsTM ETF.
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Emles Trust files with the SEC-Emles AAA ABS ETF, Emles High Quality ABS ETF and Emles Alpha Opportunities ETF
December 23, 2020-Emles Trust has filed a post-effective amendment, registration statement with the SEC for the Emles AAA ABS ETF
Emles High Quality ABS ETF
Emles Alpha Opportunities ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest International Equity Buffer ETF-March
December 23, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest International Equity Buffer ETF-March.
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First Trust Exchange-Traded Fund VIII files with the SEC- FT Cboe Vest Growth-100 Buffer ETF- March
December 23, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Growth-100 Buffer ETF- March
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-March
December 23, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-March.
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First Trust Exchange-Traded Fund VIII files with the SEC- FT Cboe Vest U.S. Equity Buffer ETF-March
December 23, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-March.
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Impact Shares Trust I files with the SEC-Impact Shares Affordable Housing MBS ETF
December 23, 2020-Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC for the Impact Shares Affordable Housing MBS ETF.
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Swan Global Investments Launches Hedged Equity ETF to Help More Investors Manage Risk and Optimally Structure Their Portfolios
December 23, 2020--New ETF, The SWAN HEDGED EQUITY LARGE CAP ETF (Ticker: HEGD), Aims to Address Investors' Need for Capital Appreciation While Mitigating Overall Market Risk
Differentiated Solution Combines Benefits of Low-Cost, Passive Investing1 With an Actively Managed Hedging Strategy.
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WisdomTree Trust files with the SEC
December 23, 2020-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC.
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Tidal ETF Trust files with the SEC-SP Funds S&P Global REIT Sharia ETF
December 23, 2020-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SP Funds S&P Global REIT Sharia ETF.
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Fidelity Covington Trust files with the SEC-Fidelity High Yield Factor ETF
December 23, 2020-Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity High Yield Factor ETF.
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Listed Funds Trust files with the SEC- Cabot Growth ETF
December 23, 2020-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Cabot Growth ETF.
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ETF Series Solutions files with the SEC-3 ETFs
December 23, 2020-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Loncar Cancer Immunotherapy ETF
Loncar China BioPharma ETF
Roundhill Acquirers Deep Value ETF.
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Fidelity Merrimack Street Trust files with the SEC-4 ETFs
December 23, 2020-Fidelity Merrimack Street Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Corporate Bond ETF
ETF
Fidelity Limited Term Bond ETF
Fidelity Total Bond ETF
Fidelity Low Duration Bond Factor ETF.
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New Age Alpha Trust files with the SEC-3 AVDR ETFs
December 23, 2020-New Age Alpha Trust has filed a pre-effective amendment, registration statement with the SEC for the
AVDR US LargeCap Leading ETF
AVDR US LargeCap ESG ETF
AVDR Quality High Yield Corporate Bond ETF.
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Pacer ETFs Launches Structured Outcome Strategy ETFs in partnership with Swan Global Management
December 23, 2020--Hedged equity suite deepens issuer's roster of risk-managed ETF offerings
Pacer ETFs ("Pacer"), an ETF provider that offers strategy-driven, rules-based ETFs, is proud to announce their new Structured Outcome Strategies (SOS) fund family: The Pacer Swan SOS ETF Series. Pacer ETFs has partnered with Swan Global Management, LLC ("Swan"), a specialized asset management firm with a 20-year track record at the forefront of hedged equity solutions, which will act as the sub-advisor for the fund family.
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U.S. SEC seeks public comment on brokers' custody of digital assets
December 23, 2020--The U.S. Securities and Exchange Commission (SEC) on Wednesday asked for public comment on broker-dealer custody of digital assets and how the broker-dealers should be regulated when holding these products and recommending them to investors, the agency said in a statement.
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iShares U.S. ETF Trust files with the SEC-4 ETFs
December 22, 2020-iShares U.S. ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
iShares Bloomberg Roll Select Commodity Strategy ETF
iShares Commodities Select Strategy ETF
iShares Gold Strategy ETF
iShares Commodity Curve Carry Strategy ETF.
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iShares Trust files with the SEC
December 22, 2020-iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-Defiance Next Gen H2 ETF
December 22, 2020-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Next Gen H2 ETF.
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SEC Charges Ripple and Two Executives with Conducting $1.3 Billion Unregistered Securities Offering
December 22, 2020--The Securities and Exchange Commission announced today that it has filed an action against Ripple Labs Inc. and two of its executives, who are also significant security holders, alleging that they raised over $1.3 billion through an unregistered, ongoing digital asset securities offering.
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US gives green light to low-cost IPO alternative
December 22, 2020--Companies will soon be able to raise funds through a direct listing on the New York Stock Exchange in order to bypass the high fees paid to Wall Street underwriters as part of a traditional IPO, following a government decision on Tuesday .
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Direxion Funds files with the SEC
December 22, 2020-Direxion Funds has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-Vident Core U.S. Bond Strategy ETF, Vident Core U.S. Equity Fund and Vident International Equity Fund
December 22, 2020-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Vident Core U.S. Bond Strategy ETF
Vident Core U.S. Equity Fund
Vident International Equity Fund.
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Mutual fund conversions to ETFs pose challenge
December 22, 2020--Complex transitions mean managers have to think every single detail through
Compliance and operations teams in fund houses that are planning to convert mutual funds to ETFs have lots to do to ensure their compliance and operations teams are ready, lawyers say.
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U.S. existing home sales fall more than expected in November
December 22, 2020--U.S. home sales fell more than expected in November after five straight month of gains amid a shortage of properties and more expensive houses, but the housing market remains underpinned by record low mortgage rates.
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Cboe Lists for Trading Four Active Non-Transparent ETFs from Invesco
December 22, 2020--Cboe Global Markets, Inc. (Cboe: CBOE), a market operator and global trading solutions provider, today announced it has listed for trading four active non-transparent ETFs from Invesco Ltd.: the Invesco Focused Discovery Growth ETF (Ticker: IVDG), Invesco Select Growth ETF (Ticker: IVSG), Invesco Real Assets ESG ETF (Ticker: IVRA), and Invesco U.S. Large Cap Core ESG ETF (Ticker: IVLC).
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Exchange Traded Concepts Trust files with the SEC-EMQQ The Emerging Markets Internet & Ecommerce ETF, Vesper U.S. Large Cap Short-Term Reversal Strategy ETF and North Shore Global Uranium Mining ETF
December 22, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
EMQQ The Emerging Markets Internet & Ecommerce ETF
Vesper U.S. Large Cap Short-Term Reversal Strategy ETF
North Shore Global Uranium Mining ETF.
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SEC Adopts Modernized Marketing Rule for Investment Advisers
December 22, 2020--The Securities and Exchange Commission today announced it had finalized reforms under the Investment Advisers Act to modernize rules that govern investment adviser advertisements and payments to solicitors. The amendments create a single rule that replaces the current advertising and cash solicitation rules. The final rule is designed to comprehensively and efficiently regulate investment advisers' marketing communications.
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Listed Funds Trust files with the SEC-5 ETFs
December 22, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Overlay Shares Large Cap Equity ETF
Overlay Shares Small Cap Equity ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Core Bond ETF
Overlay Shares Municipal Bond ETF.
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Cboe Lists for Trading Four Active Non-Transparent ETFs from Invesco
December 22, 2020--Cboe Global Markets, Inc. (Cboe: CBOE), a market operator and global trading solutions provider, today announced it has listed for trading four active non-transparent ETFs from Invesco Ltd.: the Invesco Focused Discovery Growth ETF (Ticker: IVDG), Invesco Select Growth ETF (Ticker: IVSG), Invesco Real Assets ESG ETF (Ticker: IVRA), and Invesco U.S. Large Cap Core ESG ETF (Ticker: IVLC).
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SEC Proposes Amendments to Rule 144 and Form 144
December 22, 2020--The Securities and Exchange Commission today voted to propose an amendment to Rule 144 under the Securities Act of 1933 to revise the holding period determination for securities acquired upon the conversion or exchange of certain "market-adjustable securities."
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Goldman Sachs ETF Trust files with the SEC-ActiveSharesSM ETFs
December 21, 2020--Goldman Sachs ETF Trust has filed an application for exemptive relief with the SEC-ActiveSharesSM ETFs.
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ALPS ETF Trust files with the SEC-Shielded AlphaSM ETFs
December 21, 2020--ALPS ETF Trust has filed an amended and restated application for exemptive relief with the SEC- Shielded AlphaSM ETFs.
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Schwab Strategic Trust files with the SEC-Schwab(R)International Dividend Equity ETF
December 21, 2020-Schwab Strategic Trust has filed a post-effective amendment, registration statement with the SEC for the Schwab (R) International Dividend Equity ETF.
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Lattice Strategies Trust files with the SEC-Hartford Multifactor ETFs
December 21, 2020-Lattice Strategies Trust has filed a post-effective amendment, registration statement with the SEC for the Hartford Multifactor ETFs.
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Pacer Funds Trust files with the SEC
December 21, 2020--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares, Inc. files with the SEC
December 21, 2020--iShares, Inc. has filed a post-effective amendment, registration statement with the SEC.
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iShares Trust files with the SEC
December 21, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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First Trust Expands December Target Outcome Series, Introducing Two New Buffer Strategies based on QQQ and EFA- Plus Two Buffer Strategies based on SPY
December 21, 2020--December Series includes: FT Cboe Vest Growth-100 Buffer ETF-December (QDEC) and the FT Cboe Vest International Equity Buffer ETF-December (YDEC), plus FDEC and DDEC (collectively, the "funds")
Upside caps announced for QDEC, YDEC, FDEC and DDEC, all of which seek a balance of upside performance potential with a downside buffer
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US urged to adopt automatic enrollment to tackle pension crisis
December 19, 2020--Tens of millions of working Americans could be prevented from spending their old age in poverty, according to a study, if the federal government adopted a national automatic pension registration system.
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