Innovator ETFs Trust files with the SEC-Innovator Double US Large Cap Enhanced ETF-February-continued

November 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double US Large Cap Enhanced ETF-February.
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Source: SEC.gov


American ETP News
First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-April
January 22, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-April.
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First Trust Exchange-Traded Fund VIII files with the SEC- FT Cboe Vest U.S. Equity Buffer ETF-April
January 22, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-April.
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EntrepreneurShares Series Trust files with the SEC-ERShares Entrepreneurs ETF and ERShares NextGen Entrepreneurs ETF
January 22, 2021-EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC for the
ERShares Entrepreneurs ETF
ERShares NextGen Entrepreneurs ETF.
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Global Beta ETF Trust files with the SEC- Global Beta Rising Stars ETF
January 22, 2021-Global Beta ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Global Beta Rising Stars ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Future Tech Leaders Equity ETF
January 22, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Future Tech Leaders Equity ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors Digital Assets ETF
January 21, 2021-VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Digital Assets ETF.
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Virtus ETF Trust II files with the SEC-Virtus Newfleet ABS/MBS ETF
January 21, 2021-Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Virtus Newfleet ABS/MBS ETF.
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BlackRock Gives 2 Funds Go-Ahead to Invest in Bitcoin Futures
January 20, 2021--The world's largest asset manager appears to be getting into the bitcoin game.
BlackRock, the world's largest asset manager with $7.81 trillion under management, appears to have granted at least two of its funds the ability to invest in bitcoin futures.
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Tidal ETF Trust files with the SEC- Acruence Active Hedge U.S. Equity ETF
January 20, 2021--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Acruence Active Hedge U.S. Equity ETF.
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Exchange Listed Funds Trust files with the SEC-Gavekal Asia Pacific Government Bond ETF
January 20, 2021--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Gavekal Asia Pacific Government Bond ETF.
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Listed Funds Trust files with the SEC-Morgan Creek-Exos SPAC Originated ETF
January 20, 2021--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Morgan Creek-Exos SPAC Originated ETF.
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Starboard Investment Trust files with the SEC-Adaptive Growth Opportunities ETF
January 20, 2021--Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC for the Adaptive Growth Opportunities ETF.
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SPDR S&P Midcap 400 ETF Trust files with the SEC
January 20, 2021-SPDR S&P Midcap 400 ETF Trust has filed a post-effective amendment, No. 31 to Form S-6 registration statement with the SEC.
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Listed Funds Trust files with the SEC-The Morgan Creek-Exos SPAC Originated ETF
January 20, 2021-Listed Funds Trust has filed a Summary Prospectus with the SEC for the The Morgan Creek-Exos SPAC Originated ETF.
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Yellen Gets Wall Street Buzzing About 50-Year U.S. Treasuries
January 19, 2021--Biden's pick for Treasury secretary was non-committal on topic
Traders sold 30-year bonds in response, steepening yield curve
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Gabelli Funds to Launch Actively Managed ETF Love Our Planet & People (LOPP)
January 19, 2021--GAMCO Investors, Inc. ("GAMCO") (NYSE: GBL) announced today that the registration statement for The Gabelli ETFs Trust, which includes nine Precidian ActiveShares actively managed ETFs, was declared effective by the Securities and Exchange Commission.
Gabelli Funds' launch of Love Our Planet & People will reflect our mandate to invest in companies committed to sustainable practices such as renewable energy and the reduction or recycling of long-lived wastes such as plastics.
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Vanguard Bond Index Funds with the SEC-Vanguard Ultra-Short Bond ETF
January 19, 2021-Vanguard Bond Index Funds has filed a post-effective amendment, registration statement with the SEC for the Vanguard Ultra-Short Bond ETF.
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First Trust Exchange-Traded Fund files with the SEC-FT Cboe Vest Gold Strategy Quarterly Buffer ETF
January 15, 2021-First Trust Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Gold Strategy Quarterly Buffer ETF.
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Invesco Exchange-Traded Fund Trust files with the SEC-Invesco MSCI Sustainable Future ETF
January 15, 2021-Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco MSCI Sustainable Future ETF (formerly, Invesco CleantechTM ETF).
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Invesco Exchange-Traded Fund Trust files with the SEC-Invesco VRDO Tax-Free Weekly ETF
January 15, 2021-Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco VRDO Tax-Free Weekly ETF.
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WisdomTree Trust files with the SEC-WisdomTree Cybersecurity Fund
January 15, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Cybersecurity Fund
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SEC-Fee Rate Advisory #2 for Fiscal Year 2021
January 15, 2021--The Securities and Exchange Commission today announced that starting on February 25, 2021, the fee rates applicable to most securities transactions will be set at $5.10 per million dollars.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Fund of Deep Buffer ETFs
January 15, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Fund of Deep Buffer ETFs.
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Red Gate Advisers, LLC files with the SEC-Shielded Alpha(R) ETF
January 15, 2021-Red Gate Advisers, LLC has filed a Second amended and restated application for exemptive relief with the SEC-Shielded Alpha(R) ETF.
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SPDR S&P 500 ETF Trust files with the SEC
January 14, 2021-SPDR S&P 500 ETF Trust has filed a post-effective amendment No. 35 to Form S-6 registration statement with the SEC
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Global X Funds files with the SEC-Global X Clean Water ETF
January 14, 2021-Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Clean Water ETF.
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Cambria ETF Trust files with the SEC-Cambria Global Tail Risk ETF (FAIL)
January 14, 2021-Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cambria Global Tail Risk ETF (FAIL) (formerly, Cambria Sovereign Bond ETF (SOVB)).
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BlackRock assets surge to record $8.68tn
January 14, 2021--BlackRock's assets under management swelled to a peak of $8.68tn in the fourth quarter as robust financial markets led by a record run in equities helped the world's biggest fund manager eclipse revenue and profit forecasts.
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Ark ETF Trust files with the SEC-ARK Space Exploration ETF
January 13, 2021-Ark ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ARK Space Exploration ETF.
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Gabelli ETFs Trust files with the SEC
January 13, 2021-Gabelli ETFs Trust has filed a pre-effective amendment, registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Global Small Cap ETF
Gabelli Small & Mid Cap ETF
Gabelli Micro Cap ETF
Gabelli Love Our Planet & People ETF
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Banks, insurers move to shape climate debate as Washington crackdown looms
January 13, 2021--The organizations described their "clear mandate" on climate finance in an unreleased and yet-to-be finalized report that they've been assembling since Joe Biden secured the presidency.
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Merlyn.AI Expands its Family of AI-Powered ETFs with the Launch of Two New Members-SectorSurfer Momentum (DUDE)-Best-of-Breed Core Momentum (BOB)
January 13, 2021--Merlyn.AI Corporation (MAI), a Palo Alto-based provider of investment technologies, launches two new ETFs listed on Cboe: DUDE-the SectorSurfer Momentum ETFBOB- the Best-of-Breed Core Momentum ETF.
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Horizon Kinetics Launches Inflation Beneficiaries Exchange Traded Fund (INFL)
January 12, 2021--Horizon Kinetics Launches Inflation Beneficiaries Exchange Traded Fund (INFL)
Horizon Kinetics LLC announced the launch of its first exchange traded fund (ETF), the Inflation Beneficiaries ETF (INFL), an actively managed fund, which began trading on the New York Stock Exchange (NYSE) today.
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New Age Alpha Trust files with the SEC-3 AVDR ETFs
January 12, 2021-New Age Alpha Trust has filed a post-effective amendment, registration statement with the SEC for the
AVDR Quality High Yield Corporate Bond ETF
AVDR US Large Cap ESG ETF
AVDR US Large Cap Leading ETF.
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IndexIQ ETF Trust files with the SEC-IQ Healthy Hearts ETF
January 12, 2021-IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Healthy Hearts ETF.
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GraniteShares Platinum Trust files with the SEC
January 11, 2021-GraniteShares Platinum Trust has filed a Form S-1 registration statement with the SEC.
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AdvisorShares Trust files with the SEC-AdvisorShares Alpha DNA Equity Sentiment ETF
January 11, 2021-AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Alpha DNA Equity Sentiment ETF.
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Listed Funds Trust files with the SEC-Overlay Shares Hedged Large Cap Equity ETF and Overlay Shares Short Term Bond ETF
January 11, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Overlay Shares Hedged Large Cap Equity ETF
Overlay Shares Short Term Bond ETF.
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Franklin Templeton ETF Trust files with the SEC-Franklin Exponential Data ETF
January 11, 2021-Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Exponential Data ETF.
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Crypto industry fears impact of proposed Treasury rule
January 11. 2021--A planned new US Treasury rule aimed at stamping out illicit cryptocurrency transactions has drawn strong opposition from the industry, setting up a battle that threatens to cast a shadow over the recent digital currency boom.
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One in 20 ETFs axed in 2020 after failing to build scale
January 11, 2021--Issuers' appetite for new launches meant the total number of funds still grew by 318.

More than one in 20 exchange traded funds were axed last year as surging inflows failed to lift all boats, but issuers' enthusiasm for new launches remained undimmed.

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Analysis: U.S. IPO market faces first big test of 2021
January 11, 2021--At least eight businesses are set to price initial public offerings (IPOs) in New York in the next three days, seeking to raise a total of nearly $5 billion in what could be the biggest week for new listings in more than five years.
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CBO-Monthly Budget Review: December 2020
January 11, 2021--Summary: The federal budget deficit was $572 billion in the first quarter of fiscal year 2021, the Congressional Budget Office estimates-$215 billion more than the deficit recorded during the same period last year. Revenues were about the same and outlays were 18 percent higher from October through December than during the same perod in fiscal year 2020.
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BlackRock and Vanguard face heavy burden of US sanctions on China
January 12, 2021--The Vanguard FTSE Emerging Markets ETF/Index Fund is among the top three mutual fund shareholders in five blacklisted Chinese firms.
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Credit Suisse's Former CEO Thiam to Start Blank-Check Firm
January 11, 2021--JPMorgan is helping with fundraising of the investment vehicle
Thiam left Credit Suisse early last year after spying scandal.
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TikTok and Discord Are the New Wall Street Trading Desks
January 11, 2021-Pandemic has led to surge of day trading, helping push stocks like NIO and Tesla to records amid online buzz
A new army of social media-enabled day traders is helping push stocks to records and turning companies into market sensations.
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State Street to insist companies disclose diversity data
January 10, 2021-Asset manager will vote against those who do not reveal racial and ethnic make-up of boards.
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Direct indexing allows investors to pick and mix
January 9, 2021--Fund management industry bets on new products that allow customisation but also broad market exposure
In the last two decades, consumers have learned to love customisation. Spotify playlists have supplanted CDs.
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Deutsche Bank to Pay Nearly $125M to Resolve US Bribery, Metals Charges
January 8, 2021-Deutsche Bank AG will pay nearly $125 million to avoid U.S. prosecution on charges it engaged in foreign bribery schemes and manipulated precious metals markets, the latest blow for a bank trying to rebound from a series of scandals.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW ESG Premier Equity ETF
January 8, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust TCW ESG Premier Equity ETF.
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John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Corporate Bond ETF
January 8, 2021-John Hancock Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the John Hancock Corporate Bond ETF.
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ETF Opportunities Trust files with the SEC-Applied Finance Valuation Stewardship Large Cap US ETF
January 8, 2021-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the Applied Finance Valuation Stewardship Large Cap US ETF.
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Virtus ETF Trust II files with the SEC-Virtus Newfleet ABS/MBS ETF
January 8, 2021-Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Virtus Newfleet ABS/MBS ETF.
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Spinnaker ETF Series files with the SEC-Direxion Hydrogen ETF
January 8, 2021-Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the Trajan Wealth Income Opportunities ETF.
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The Advisors' Inner Circle Fund files with the SEC-ActiveShares(R) ETFs
January 7, 2021--The Advisors' Inner Circle Fund has filed an Application for Exemptive relief with the SEC-ActiveShares(R) ETFs.
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BlackRock ETF Trust files with the SEC-BlackRock U.S. Carbon Transition Readiness ETF and BlackRock World ex U.S. Carbon Transition Readiness ETF
January 7, 2021-BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock U.S. Carbon Transition Readiness ETF
BlackRock World ex U.S. Carbon Transition Readiness ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Hydrogen ETF
January 7, 2021-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Hydrogen ETF.
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Active non-transparent ETF provider hits distribution hurdle
January 7, 2021--Platforms are taking their time to evaluate the new structures, ETF executives say.
Concerns about limited uptake by distributors of non-transparent exchange traded funds in the near term drove AdvisorShares to change its mind about using the structure for two recently launched ETFs, the company’s chief executive has said.
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Fintech start-up SoFi to go public via SPAC backed by Chamath Palihapitiya
January 7, 2021-- Fintech start-up SoFi says it will merge with a special purpose acquisition company, or SPAC, backed by venture capital investor Chamath Palihapitiya.
The merger with Palihapitiya's SPAC values SoFi at $8.65 billion.
Palihapitiya has taken multiple companies public through SPACs, including Virgin Galactic.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
January 7, 2021-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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NYSE Reverses Course Again, Will Delist Three Chinese Telecom Stocks
January 6, 2021--New guidance from Treasury Department spurs exchange to delist shares to comply with Trump executive order
The New York Stock Exchange will move forward with delisting three Chinese telecommunications companies targeted by an executive order from President Trump, reversing course yet again after the NYSE said earlier this week that it wouldn’t delist them.
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TrueShares Structured Outcome January ETF (Ticker: JANZ) has launched January 4th.
January 5, 2021--JANZ is expected to provide an 8-12% downside buffer (with the advisor targeting 10%) on the first losses of the S&P 500 Price Index over a 12-month investment period.
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NYSE Scraps Plan to Delist China Telcos in 'Bizarre' U-Turn
January 5, 2021--The New York Stock Exchange said it will no longer delist China's three biggest state-owned telecommunications companies, backtracking on a plan that had threatened to escalate tensions between the world's largest economies.
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AdvisorShares Trust files with the SEC-AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF
January 5, 2021-AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Daily Cloud Computing Bull 2X Shares and Direxion Daily Cloud Computing Bear 2X Shares
January 4, 2021-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Daily Cloud Computing Bull 2X Shares
Direxion Daily Cloud Computing Bear 2X Shares.
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Innovator ETFs Trust files with the SEC- Innovator Russell 2000 Power Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 Power Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF-January.
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Global X Funds files with the SEC-Global X Adaptive U.S. Risk Management ETF
January 4, 2021-Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Adaptive U.S. Risk Management ETF.
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Innovator ETFs Trust files with the SEC-Innovator MSCI Emerging Markets Power Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the -Innovator MSCI Emerging Markets Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator MSCI EAFE Power Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Ultra Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Ultra Buffer ETF-January
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Power Buffer ETF -January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC- Innovator S&P 500 Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-January .
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-January
January 4, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF- January.
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New York to Delist Chinese Telecom Firms in Symbolic Shift
January 1, 2021--The move follows an order from the Trump administration, which says the companies are tied to China's military. But they don't need Wall Street as much as they once did.
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Alpha Architect ETF Trust files with the SEC-UPHOLDINGS Compound Kings ETF
December 31, 2020-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the UPHOLDINGS Compound Kings ETF.
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Collaborative Investment Series Trust files with the SEC-The SPAC and New Issue ETF
December 31, 2020-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for The SPAC and New Issue ETF.
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Humankind Benefit Corp files with the SEC-Humankind US Stock ETF
December 31, 2020-Humankind Benefit Corp has filed a pre-effective amendment, registration statement with the SEC for the Humankind US Stock ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Daily Cloud Computing Bull 2X Shares and Direxion Daily Cloud Computing Bear 2X Shares
December 31, 2020-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion Daily Cloud Computing Bull 2X Shares
Direxion Daily Cloud Computing Bear 2X Shares.
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Day Traders Put Stamp on Market With Unprecedented Stock Frenzy
December 31, 2020--Record $120 trillion in stock traded hands on U.S. exchanges
Little-known companies saw huge spikes in daily volume
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-January
December 31, 2020-First Trust Exchange-Traded Fund VIIIhas filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-January.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-January
December 31, 2020-First Trust Exchange-Traded Fund VIIIhas filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-January.
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VanEck Bitcoin Trust files with the SEC
December 30, 2020-VanEck Bitcoin Trust has filed a Form S-1 Registration statement with the SEC.
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Alpha Architect ETF Trust files with the SEC-Merlyn.AI Best-of-Breed Core Momentum ETF and Merlyn.AI SectorSurfer Momentum ETF
December 30, 2020-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Merlyn.AI Best-of-Breed Core Momentum ETF and Merlyn.AI SectorSurfer Momentum ETF.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
December 30, 2020-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
December 30, 2020-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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Tidal ETF Trust files with the SEC-Euclid Capital Growth ETF
December 30, 2020-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Euclid Capital Growth ETF.
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Listed Funds Trust files with the SEC-Horizon Kinetics Inflation Beneficiaries ETF
December 30, 2020-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Horizon Kinetics Inflation Beneficiaries ETF.
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Cannabis ETF inflows jump but potential problems persist
December 30, 200--Lack of investment-grade companies and questions over legality run counter to optimism
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Listed Funds Trust files with the SEC-Roundhill Pro Sports, Media & Apparel ETF
December 30, 2020-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill Pro Sports, Media & Apparel ETF.
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Direxion Shares ETF Trust files with the SEC
December 30, 2020-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Opportunities Trust files with the SEC-Formidable ETF, Formidable Small/Mid Cap ETF and Formidable Thematic ETF
December 29, 2020-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the
Formidable ETF
Formidable Small/Mid Cap ETF
Formidable Thematic ETF.
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Northern Lights Fund Trust IV files with the SEC-3 Monarch ETFs
December 29, 2020-Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
Monarch Ambassador Income ETF
Monarch Blue Chips Core ETF
Monarch ProCap ETF.
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Exchange Traded Concepts Trust files with the SEC-Capital Link Global Fintech Leaders ETF and Capital Link Global Green Energy Transport and Technology Leaders ETF
December 29, 2020-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
Capital Link Global Fintech Leaders ETF(formerly, Capital Link NextGen Protocol ETF)
Capital Link Global Green Energy Transport and Technology Leaders ETF(formerly, Capital Link NextGen Vehicles & Technology ETF).
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First Trust Exchange-Traded Fund VIII files with the SEC
December 29, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC.
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Starboard Investment Trust files with the SEC-Adaptive Growth Opportunities ETF
December 29, 2020-Starboard Investment Trust filed a post-effective amendment, registration statement with the SEC for the Adaptive Growth Opportunities ETF.
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Syntax ETF Trust files with the SEC
December 28, 2020-Syntax ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Syntax Stratified Europe and Asia Developed Markets ETF
Syntax Stratified Emerging Markets ETF
Syntax Stratified Emerging Markets ETF...
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Goldman Sachs ETF Trust files with the SEC
December 28, 2020-Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Access High Yield Corporate Bond ETF, Goldman Sachs Access Inflation Protected USD Bond ETF, Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF, Goldman Sachs Access Investment Grade Corporate Bond ETF, Goldman Sachs Access Treasury 0-1 Year ETF,
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Goldman Sachs ETF Trust files with the SEC-4 Goldman Sachs ETFs
December 28, 2020-Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
Goldman Sachs Hedge Industry VIP ETF
Goldman Sachs Innovate Equity ETF
Goldman Sachs JUST U.S. Large Cap Equity ETF.
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Goldman Sachs ETF Trust files with the SEC-6 Goldman Sachs ActiveBeta(R)
December 28, 2020--Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF

Goldman Sachs ActiveBeta(R) Europe Equity ETF
Goldman Sachs ActiveBeta(R) International Equity ETF
Goldman Sachs ActiveBeta(R) Japan Equity ETF
Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF.
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Gabelli ETFs Trust files with the SEC-9 ETFs
December 28, 2020-Gabelli ETFs Trust filed a pre-effective amendment, registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Global Small Cap ETF
Gabelli Small & Mid Cap ETF
Gabelli Micro Cap ETF,
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Green energy funds top league table in banner year for ESG
December 26, 2020--Invesco has best performing US equity fund of 2020-and the second-best.
The Invesco Solar exchange traded fund, which has $3.7bn in assets, had risen 238 per cent since the start of
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