Amplify ETF Trust files with the SEC-Amplify Lithium & Battery Technology ETF-continued

October 13, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Lithium & Battery Technology ETF (formerly Amplify Advanced Battery Metals and Materials ETF).
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Source: SEC.gov


American ETP News
Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco International Developed Dynamic Multifactor ETF
December 1, 2020--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco International Developed Dynamic Multifactor ETF.
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Invesco Actively Managed Exchanged-Traded Fund Trust files with the SEC
December 1, 2020--Invesco Actively Managed Exchanged-Traded Fund Trust has filed an Application for an Order to Amend a Prior application for exemptive relief with the SEC.
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KraneShares Trust files with the SEC-KFA Mount Lucas Index Strategy ETF
November 30, 2020-KraneShares Trust has filed a post-effective amendment, registration statement with the SEC for the KFA Mount Lucas Index Strategy ETF.
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Alpha Architect ETF Trust files with the SEC
November 30, 2020-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
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Arrow Investments Trust files with the SEC
November 27, 2020--Arrow Investments Trust has filed a post-effective amendment, registration statement with the SEC.
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Nushares ETF Trust files with the SEC-4 NuShares ETFs
November 27, 2020-Nushares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Nuveen Enhanced Yield U.S. Aggregate Bond ETF
Nuveen Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF
Nuveen ESG U.S. Aggregate Bond ETF
Nuveen ESG High Yield Corporate Bond ETF.
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Krane Shares Trust files with the SEC-Quadratic Deflation ETF
November 27, 2020-Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the Quadratic Deflation ETF.
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ASYMmetric ETFs Trust files with the SEC-ASYMshares ASYMmetric 500 ETF
November 27, 2020-ASYMmetric ETFs Trust has filed a Form N-1A registration statement with the SEC for the ASYMshares ASYMmetric 500 ETF.
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Arrow Investments Trust files with the SEC
November 27, 2020--Arrow Investments Trust has filed a post-effective amendment, registration statement with the SEC.
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ETFGI reports ETFs listed in Canada have gathered a record US$25.98 billion in year to date net inflows as of the end of October 2020
November 26, 2020--ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs and ETPs ecosystem, reported today that ETFs listed in Canada gathered net inflows of US$1.34 billion during October, bringing year-to-date net inflows to a record US$25.98 billion which is significantly above the 2019 YTD and full year 2019 inflows of US$14.16 billion and US$20.93 billion respectively.
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Uncommon Investment Advisors LLC files with the SEC
November 25, 2020--Uncommon Investment Advisors LLC has filed an application for exemptive relief with the SEC.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders MSCI US REIT ETF
November 25, 2020-J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders MSCI US REIT ETF.
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Two Roads Shared Trust files with the SEC-Anfield Universal Fixed Income ETF
November 25, 2020-Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Universal Fixed Income ETF.
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Emles debuts luxury, defensive strategy ETFs
November 25, 2020--Emles Advisors brought to Cboe Global Markets two exchange-traded funds with distinct approaches to investing.
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First Trust Exchange-Traded Fund III files with the SEC
November 25, 2020-First Trust Exchange-Traded Fund III has filed a post-effective amendment, registration statement with the SEC.
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Ark ETF Trust files with the SEC
November 25, 2020-Ark ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Exchange Traded Concepts Trust files with the SEC-Capital Link/Asia Times Financial 50 Chinese Mainland Bond ETF
November 25, 2020-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Capital Link/Asia Times Financial 50 Chinese Mainland Bond ETF.
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First Trust Exchange-Traded AlphaDEX(R) Fund files with the SEC
November 25, 2020-First Trust Exchange-Traded AlphaDEX(R) Fund has filed a post-effective amendment, registration statement with the SEC.
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TrimTabs ETF Trust files with the SEC-TrimTabs International Free Cash Flow Quality ETF and TrimTabs U.S. Free Cash Flow Quality ETF
November 25, 2020-TrimTabs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the TrimTabs International Free Cash Flow Quality ETF (formerly, TrimTabs All Cap International Free-Cash-Flow ETF)
TrimTabs U.S. Free Cash Flow Quality ETF (formerly, TrimTabs All Cap U.S. Free-Cash-Flow ETF).
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Virtus ETF Trust II files with the SEC-Virtus Terranova U.S. Quality Momentum ETF
November 25, 2020-Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Virtus Terranova U.S. Quality Momentum ETF.
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Virtus ETF Trust II files with the SEC-Virtus Newfleet Dynamic Credit ETF
November 25, 2020-Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Virtus Newfleet Dynamic Credit ETF.
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ETFis Series Trust I files with the SEC-Virtus Reaves Utilities ETF
November 25, 2020-ETFis Series Trust I has filed a post-effective amendment, registration statement with the SEC for the Virtus Reaves Utilities ETF.
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From mutual fund to ETF: first conversion nears completion
November 24, 2020--Transfer will be result of months of negotiations and efforts to reach shareholders
After 18 months of legal and regulatory negotiations, tax considerations and a massive effort to reach out to direct shareholders, Guinness Atkinson expects to complete the industry's first transformation of a mutual fund into an ETF by year-end, according to its chief executive.
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Precidian ETF Trust II files with the SEC
November 24, 2020--Precidian ETF Trust II has filed an application for exemptive relief with the SEC.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco High Yield Bond Factor ETF
November 24, 2020-Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco High Yield Bond Factor ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors Moody's Analytics BBB Corporate Bond ETF
November 24, 2020-VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Moody's Analytics BBB Corporate Bond ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors Moody's Analytics IG Corporate Bond ETF
November 24, 2020-VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Moody's Analytics IG Corporate Bond ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Faithward Large Cap Momentum ESG ETF & Inspire Faithward Mid Cap Momentum ESG ETF
November 24, 2020-Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Inspire Faithward Large Cap Momentum ESG ETF
Inspire Faithward Mid Cap Momentum ESG ETF.
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RBB Fund, Inc files with the SEC-Stance Equity ESG Large Cap Core ETF
November 24, 2020-RBB Fund, Inc has filed a post-effective amendment, registration statement with the SEC for the Stance Equity ESG Large Cap Core ETF.
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iShares Trust files with the SEC
November 23, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares U.S. ETF Trust files with the SEC
November 23, 2020--iShares U.S. ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-Change Finance U.S. Large Cap Fossil Fuel Free ETF
November 23, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Change Finance U.S. Large Cap Fossil Fuel Free ETF.
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Mutual fund conversions to ETFs set to gather momentum, experts say
November 23, 2020--Latest attempt by Dimensional could be start of 'significant trend' if move proves to be successful
Moves by two US asset managers to convert some of their mutual funds into exchange traded funds could trigger a wave of copycat manoeuvres by rival houses, industry figures believe.
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Alpha Architect ETF Trust files with the SEC-5 Alpha Architect ETFs
November 23, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
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Options Listed for MSOS, the First-Ever US Cannabis ETF
November 23, 2020--AdvisorShares Pure US Cannabis ETF (MSOS) Joins Sister Fund YOLO with Listed Options
November 23, 2020--AdvisorShares, a leading sponsor of actively managed exchange-traded funds (ETFs), today announced that AdvisorShares Pure US Cannabis ETF (Ticker: MSOS) options are now listed for trading.
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Listed Funds Trust files with the SEC-Roundhill Streaming Services & Technology ETF
November 20, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill Streaming Services & Technology ETF.
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Unified Series Trust files with the SEC-Ballast Small/Mid Cap ETF
November 20, 2020--Unified Series Trust has filed a post-effective amendment, registration statement with the SEC for the Ballast Small/Mid Cap ETF.
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SSGA Active Trust files with the SEC-SPDR Nuveen Municipal Bond ETF
November 20, 2020--SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Nuveen Municipal Bond ETF.
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JP Morgan Trust IV files with the SEC
November 20, 2020--JP Morgan Trust IV has filed an Amended and Restated Application for exemptive relief with the SEC.
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Exchange Listed Funds Trust files with the SEC-QRAFT AI-Enhanced U.S. Next Value ETF
November 20, 2020--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the QRAFT AI-Enhanced U.S. Next Value ETF.
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Advisors' Inner Circle Fund III files with the SEC-Demz Political Contributions ETF
November 20, 2020--Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Demz Political Contributions ETF.
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ETF Series Solutions files with the SEC-US Vegan Climate ETF
November 20, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the US Vegan Climate ETF.
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Amplify ETF Trust files with the SEC- Amplify CrowdBureau(R) Peer-to-Peer Lending & Crowdfunding ETF
November 20, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the Amplify CrowdBureau(R) Peer-to-Peer Lending & Crowdfunding ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Advertising & Marketing Technology ETF
November 19, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Advertising & Marketing Technology ETF .
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KraneShares files with the SEC-KFA Value Line(R) Dynamic Core Equity Index ETF
November 19, 2020--KraneShares has filed a post-effective amendment, registration statement with the SEC for the KFA Value Line(R) Dynamic Core Equity Index ETF.
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US regulators issue stern warning on volatility ETPs
November 18, 2020--SEC's guidance follows sanction of five companies that have been ordered to repay $3m to investors
US regulators have issued a stern warning to broker dealers and financial advisers to stop selling "unsuitable" volatility-linked exchange traded products to retail investors.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF
November 18, 2020--First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF.
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Michael Gayed Launches New Tactical Rotation ETF 'Worth Its Weight in Gold'
November 18, 2020--Michael A. Gayed, CFA, Portfolio Manager of Toroso Investments, is launching a new tactical Exchange-Traded Fund (ETF), the ATAC US Rotation ETF (ticker: RORO).
The ETF will track the ATAC Risk-On/Risk-Off Domestic Index (ticker: RORO.Index), designed to be a tactical US stock/Treasury rotation strategy based on the behavior of lumber relative to gold.
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Goldman Sachs ETF Trust files with the SEC
November 18, 2020--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Guinness Atkinson Funds files with the SEC-SmartETFs Sustainable Energy II ETF
November 18, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Sustainable Energy II ETF.
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Trillion-dollar club tightens grip on fund market during crisis
November 17, 2020--Market leaders such as BlackRock, Vanguard and State Street have gained control of 61% of the industry's assets.
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Leatherback Asset Management Launches its First ETF
November 17, 2020--Actively managed Leatherback Long/Short Alternative Yield ETF (LBAY) is overseen by portfolio manager and founder Michael Winter, a 20-year veteran of hedge funds, mutual funds
´╗┐Leatherback Asset Management, in partnership with Tidal ETF Services, is today launching its first Exchange-Traded Fund: the Leatherback Long/Short Alternative Yield ETF (LBAY).
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Dimensional ETF Trust files with the SEC-6 Dimensional ETFs
November 17, 2020--Dimensional ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Dimensional U.S. Equity ETF
Dimensional U.S. Small Cap ETF
Dimensional U.S. Targeted Value ETF
Dimensional U.S. Core Equity 2 ETF
Dimensional International Value ETF
Dimensional World ex U.S. Core Equity 2 ETF.
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Industrial production up 1.1% in October, but still lagging
November 17, 2020--U.S. industrial production rose 1.1% in October, recovering much of the spring decline caused by the virus pandemic.
It was a rebound after a downturn in September, but production still remains below pre-pandemic levels, the Federal Reserve reported Tuesday.
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Legg Mason ETF files with the SEC-Legg Mason Small-Cap Quality Value ETF and Western Asset Short Duration Income ETF
November 17, 2020--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the
Legg Mason Small-Cap Quality Value ETF
Western Asset Short Duration Income ETF.
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AGF Investments Trust files with the SEC
November 17, 2020--AGF Investments Trust has filed a post-effective amendment, registration statement with the SEC.
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Fed's Powell signals emergency credit programs should be extended
November 17, 2020--Federal Reserve Chair Jerome Powell said on Tuesday it was not time to shut down emergency programs aimed at battling the economic fallout from the coronavirus pandemic, with cases again surging and the economy left with "a long way to go" to recover.
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Tesla to Join S&P 500 Next Month as Largest-Ever New Member
November 16, 2020--Shares spike in late trading; effective date will be Dec. 21
Announcement caps months of speculation over stock's inclusion
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Natixis ETF Trust II files with the SEC
November 16, 2020--Natixis ETF Trust II has filed a First Amended and Restated Application for exemptive relief with the SEC.
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TrimTabs ETF Trust files with the SEC-TrimTabs Donoghue Forlines Risk Managed Innovation ETF and TrimTabs Donoghue Forlines Tactical High Yield ETF
November 16, 2020--TrimTabs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
TrimTabs Donoghue Forlines Risk Managed Innovation ETF
TrimTabs Donoghue Forlines Tactical High Yield ETF.
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EntrepreneurShares Series Trust files with the SEC
November 16, 2020--EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC.
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Fears of double-dip recession rise alongside COVID-19 cases
November 15, 2020--A sharp spike in COVID-19 cases across the U.S. is threatening the economic recovery and increasing the odds of a double-dip recession.
Daily coronavirus infections surpassed 100,000 for the first time earlier this month; since then, they have surged past the 150,000 mark.
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Innovator ETFs Trust files with the SEC-Innovator Triple US Large Cap Enhanced ETF-February
November 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple US Large Cap Enhanced ETF-February.
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Innovator ETFs Trust files with the SEC-Innovator Double US Large Cap Enhanced ETF-February
November 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double US Large Cap Enhanced ETF-February.
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Innovator ETFs Trust files with the SEC-Innovator Double US Large Cap 9 Buffer Enhanced ETF-February
November 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double US Large Cap 9 Buffer Enhanced ETF-February.
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Humankind Benefit Corp files with the SEC-Humankind US Stock ETF
November 13, 2020--AdvisorShares Trust has filed a pre-effective amendment, registration statement with the SEC for theThe Humankind US Stock ETF.
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AdvisorShares Trust files with the SEC
November 13, 2020--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Dorsey Wright Alpha Equal Weight ETF, AdvisorShares Dorsey Wright FSM All Cap World ETF, AdvisorShares Dorsey Wright FSM US Core ETF, AdvisorShares Dorsey Wright ADR ETF, AdvisorShares Dorsey Wright Micro-Cap ETF,
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OSI ETF Trust files with the SEC-6 O'Shares ETFs
November 13, 2020--OSI ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
O'Shares U.S. Small Cap Quality Dividend ETF
O'Shares U.S. Quality Dividend ETF
O'Shares Europe Quality Dividend ETF
O'Shares U.S. Large Cap Quality Growth ETF
O'Shares U.S. Small Cap Quality Growth ETF
O'Shares Global Internet Giants ETF.
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Tidal ETF Trust files with the SEC-ATAC US Rotation ETF
October 13, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ATAC US Rotation ETF.
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Global X Funds files with the SEC-Global X China Disruption ETF
November 12, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X China Disruption ETF.
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Listed Funds Trust files with the SEC-TrueShares Low Volatility Equity Income ETF
November 12, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the TrueShares Low Volatility Equity Income ETF .
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Virtus ETF Trust files with the SEC-Virtus Terranova U.S. Quality Momentum ETF
November 12, 2020--Virtus ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Virtus Terranova U.S. Quality Momentum ETF.
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Guinness Atkinson Asset Management Launches SmartETFs Sustainable Energy II ETF (SULR)
November 12, 2020--Actively managed global investment strategy will offer investors access to key drivers in the rise of renewable energy.
Guinness Atkinson Asset Management today announced the launch of the SmartETFs Sustainable Energy II ETF (SULR) and SmartETFs.com/SULR, an actively managed global investment strategy designed to provide investors with dedicated exposure to the companies facilitating the world's transition to sustainable energy.
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Collaborative Investment Series Trust files with the SEC-Rareview Dynamic Fixed Income ETF and Rareview Tax Advantaged Income ETF
November 12, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF.
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Direxion Launches Moonshot ETF
November 12, 2020--First ETF Focused on Exposure to Early-Stage Innovation
Direxion announced today the launch of the Direxion Moonshot Innovators ETF. MOON invests in 50 early-stage companies, with the highest allocation of resources to research and development, along with the degree to which firms stress an innovative culture and mission.
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Global X ETFs Further Expands Thematic Offering with Launch of Emerging Markets Internet & E-commerce ETF (EWEB)
October 11, 2020--Global X ETFs, the New York-based provider of exchange-traded funds (ETFs), today announced the launch of the Global X Emerging Markets Internet & E-commerce ETF (EWEB). The fund is a furtherance of Global X's funds offering targeted access to powerful disruptive trends around the world.
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Alpha Architect ETF Trust files with the SEC-Gadsden Dynamic Multi-Asset ETF
November 10, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Gadsden Dynamic Multi-Asset ETF.
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Solactive develops with Goldman Sachs Asset ManagementanARTIS(R)-basedGlobal Equity Index for new Goldman Sachs ETF
November 10, 2020--Technological innovation is the core element of structural growth. Solactive and Goldman Sach both aimed to develop an index, the Solactive Innovative Global Equity Index, which takes into account five key disruptive themes that are redefining the business world, the global economy and society, and, therefore, the investment landscape.
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ETF investors set to perform volte-face on US Senate uncertainty
November 10, 2020--Recent move into value equities was based on having a clear path to fiscal stimulus
ETF investors, caught out by the result of the US presidential election, look set to reverse a months-long move out of pricey US growth stocks.
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State Street Global Advisors Expands ESG Lineup With Launch of New Fixed Income SPDR(R)ETF
November 10, 2020--State Street Global Advisors, the asset management business of State Street Corporation, today announced the launch of the SPDR Bloomberg SASB(R) Corporate Bond ESG Select ETF. The newest SPDR ETF was developed to meet the demand for core fixed income ESG aware exposure, providing access to US dollar-denominated Investment Grade corporate bonds.
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First Trust Exchange-Traded Fund VIII files with the SEC- FT Cboe Vest U.S. Equity Uncapped Buffer15 ETF-[Month]
November 10, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Uncapped Buffer15 ETF-[Month].
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Quarterly Enhanced ETF
November 10, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Quarterly Enhanced ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Growth-100 Quarterly Enhanced ETF
November 10, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Growth-100 Quarterly Enhanced ETF].
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Growth-100 Enhanced ETF-[Month]
November 10, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Growth-100 Enhanced ETF-[Month].
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Columbia ETF Trust I files with the SEC
November 10, 2020--Columbia ETF Trust I has filed a Second Amended and Restated Application for exemptive relief with the SEC.
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Dimensional ETF Trust files with the SEC-3 Dimensional ETFs
November 10, 2020--Dimensional ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Dimensional US Core Equity Market ETF
Dimensional International Core Equity Market ETF
Dimensional Emerging Core Equity Market ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders U.S. Small Cap Equity ETF
November 9, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders U.S. Small Cap Equity ETF.
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Amplify ETF Trust files with the SEC- Amplify Pure Junior Gold Miners ETF
November 9, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Pure Junior Gold Miners ETF.
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Dimensional ETF Trust files with the SEC-3 Dimensional ETFs
November 9, 2020--Dimensional ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Dimensional US Core Equity Market ETF
Dimensional International Core Equity Market ETF
Dimensional Emerging Core Equity Market ETF.
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OCC Reports Key Risks, Effects of COVID-19 in Federal Banking System
November 9, 2020--The Office of the Comptroller of the Currency (OCC) today reported the key issues facing the federal banking system and the effects of the COVID-19 pandemic on the federal banking industry in its Semiannual Risk Perspective for Fall 2020.
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Tidal ETF Trust files with the SEC-Gotham Enhanced 500 ETF
November 9, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Gotham Enhanced 500 ETF.
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GraniteShares ETF Trust files with the SEC-GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF, GraniteShares HIPS US High Income ETF and GraniteShares XOUT US Large Cap ETF
November 9, 2020--GraniteShares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF, GraniteShares HIPS US High Income ETF and GraniteShares XOUT US Large Cap ETF.
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U.S. still faces possible default wave, asset declines due to pandemic: Fed
November 9, 2020--The United States may still face a wave of debt defaults and "significant declines" in asset prices because of the coronavirus pandemic and recession, the Federal Reserve warned on Monday, in a stark reminder the economy is far from out of the woods.
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In first for Fed, U.S. central bank says climate poses stability risks
November 9, 2020--The U.S. Federal Reserve for the first time called out climate change among risks enumerated in its biannual financial stability report, and warned about the potential for abrupt changes in asset values in response to a warming planet.
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Listed Funds Trust files with the SEC-Changebridge Capital Long/Short Equity ETF and Changebridge Capital Sustainable Equity ETF
November 9, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Changebridge Capital Long/Short Equity ETF
Changebridge Capital Sustainable Equity ETF.
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Federal Reserve publishes latest version of its supervision and regulation report
November 6, 2020--The Federal Reserve Board on Friday published the latest version of its supervision and regulation report, which summarizes banking conditions and information about the Federal Reserve's bank regulatory and supervisory activities.
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Innovator ETFs Trust files with the SEC- Innovator Triple US Large Cap Enhanced ETF-[Month]
November 6, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple US Large Cap Enhanced ETF-[Month].
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Innovator ETFs Trust files with the SEC-Innovator Double US Large Cap 9 Buffer Enhanced ETF-[Month]
November 6, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double US Large Cap 9 Buffer Enhanced ETF-[Month].
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KraneShares Trust files with the SEC- KraneShares-UBS China A Shares Fund
November 6, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares-UBS China A Shares Fund.
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Innovator ETFs Trust files with the SEC-Innovator Double US Large Cap Enhanced ETF-[Month]
November 6, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double US Large Cap Enhanced ETF-[Month] .
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Deer Lane ETF Trust files with the SEC-Deer Lane Large Cap Blend ETF
November 6, 2020--Deer Lane ETF Trust has filed a Form N-1A Registration statement with the SEC for the Deer Lane Large Cap Blend ETF.
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2nd Vote Funds files with the SEC-2ndVote Life Neutral Plus ETF and 2ndVote Society Defended ETF
November 6, 2020--2nd Vote Funds has filed a post-effective amendment, registration statement with the SEC for the 2ndVote Life Neutral Plus ETF
2ndVote Society Defended ETF.
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SPDR Series Trust files with the SEC-SPDR Bloomberg SASB Corporate Bond ESG Select ETF
November 6, 2020--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Bloomberg SASB Corporate Bond ESG Select ET
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From veganism to #BLM: Big Data promises to transform niche ETFs
November 8, 2020--Better research and targeting of thematic funds is enhancing their appeal, experts say
Ethan Powell says he has a vision. The founder of Impact Shares wants to get to the day when someone "likes" a pro-Black Lives Matter item on social media and then finds themselves presented with an advert for the non-profit's NAACP Minority Empowerment exchange traded fund.
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Federal Reserve issues FOMC statement
November 5, 2020--The Federal Reserve is committed to using its full range of tools to support the U.S. economy in this challenging time, thereby promoting its maximum employment and price stability goals.
The COVID-19 pandemic is causing tremendous human and economic hardship across the United States and around the world. Economic activity and employment have continued to recover but remain well below their levels at the beginning of the year.
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ActiveShares ETF Trust, Legg Mason Partners Fund Advisor, LLC and Legg Mason Investor Services, LLC files with the SEC
November 5, 2020--ActiveShares ETF Trust, Legg Mason Partners Fund Advisor, LLC and Legg Mason Investor Services, LLC have filed application for exmptive relief with the SEC.
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Eaton Vance Exchange-Traded Fund Trust files with the SEC
November 5, 2020--Eaton Vance Exchange-Traded Fund Trust has filed a fourth amended and restated application for exemptive relief with the SEC.
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Krane Shares Trust files with the SEC-Krane UBS China A ShareFund
November 5, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares-Krane UBS China A ShareFund.
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2nd Vote Funds files with the SEC-2ndVote Life Neutral Plus ETF and 2ndVote Society Defended ETF
November 5, 2020--2nd Vote Funds has filed a pre-effective amendment, registration statement with the SEC for the
2ndVote Life Neutral Plus ETF
2ndVote Society Defended ETF.
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Spinnaker ETF Series files with the SEC-UVA Unconstrained Medium-Term Fixed Income ETF & UVA Dividend Value ETF
November 5, 2020--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the
UVA Unconstrained Medium-Term Fixed Income ETF
UVA Dividend Value ETF.
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House Republicans introduce bill to forbid financial transaction taxes
November 5, 2020--Two key Republican House members have introduced a bill that would prohibit states from imposing taxes on financial transactions.
Rep. Patrick McHenry, R- N.C., ranking member on the House Financial Services Committee, and Rep. Bill Huizenga, R-Mich., ranking member on the Investor Protection, Entrepreneurship and Capital Markets Subcommittee, unveiled the Protecting Retirement Savers and Everyday Investors Act on Oct. 27.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC
November 5, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a Fifth amended application for exemptive relief with the SEC.
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Siren ETF Trust files with the SEC-2 Siren DIVCON ETFs and 1 Siren Nasdaq ETF
November 4, 2020--Siren ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Siren DIVCON Dividend Defender ETF
Siren DIVCON Leaders Dividend ETF
Siren Nasdaq NexGen Economy ETF.
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ProShares Trust files with the SEC
November 4, 2020--ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the
Ultra Nasdaq Cloud Computing
Ultra Nasdaq Cybersecurity
UltraShort Nasdaq Cloud Computing
UltraShort Nasdaq Cybersecurity.
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Emles Trust files with the SEC-6 Emles ETFs
November 4, 2020--Emles Trust has filed a post-effective amendment, registration statement with the SEC for the
Emles Protective Allocation ETF
Emles Real Estate Credit ETF
Emles @Home ETF
Emles Made in America ETF
Emles Luxury Goods ETF
Emles Federal Contractors ETF.
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Pacific Global ETF Trust files with the SEC-Pacific Global Focused High Yield ETF and Pacific Global Senior Loan ETF
November 4, 2020--Pacific Global ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pacific Global Focused High Yield ETF and Pacific Global Senior Loan ETF.
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IMF Executive Board Concludes 2020 Article IV Consultation with Mexico
November 4, 2020--Mexico has been hit hard by COVID-19. Official statistics indicate that over 85,000 lives have been lost. About 12 million workers lost their jobs, many of whom came from the informal sector, out of which around 4 million have not returned to the workforce. The share of the population in working poverty jumped from 36 to 48 percent, as of June.
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Indxx Exceeds $10 Billion in Assets Tracking its Indices
November 4, 2020--Indxxis excited to announce that products tracking Indxx indices have surpassed the $10 billion assets under management landmark. Founded in 2005 and with offices in New York, Miami, Prague and New Delhi, Indxx is full-service index provider that is redefining indexing by bringing innovative product solutions to the market.
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Victory Portfolios II files with the SEC-VictoryShares Top Veteran Employers ETF and VictoryShares Protect America ETF
November 3, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares Top Veteran Employers ETF
VictoryShares Protect America ETF.
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Listed Funds Trust files with the SEC-Morgan Creek Exos SPAC Strategy ETF
November 3, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Morgan Creek Exos SPAC Strategy ETF.
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Victory Portfolios II files with the SEC-VictoryShares Top Veteran Employers ETF and VictoryShares Defend America ETF
November 3, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares Top Veteran Employers ETF and VictoryShares Defend America ETF.
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Infusive US Trust files with the SEC-Infusive Compounding Global Equities ETF
November 3, 2020--Infusive US Trust has filed a post-effective amendment, registration statement with the SEC for the Infusive Compounding Global Equities ETF.
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AdvisorShares Investments LLC files with the SEC
November 3, 2020--AdvisorShares Investments LLC has filed an amended and restated application for exemptive relief with the SEC.
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Direxion Shares ETF Trust files with the SEC-Direxion Daily Cloud Computing Bull 2X Shares
November 2, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Daily Cloud Computing Bull 2X Shares.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC
November 2, 2020--T. Rowe Price Exchange-Traded Funds, Inc. has filed an application for an order to amend a prior order for exemptive relief with the SEC-actively managed ETFs.
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Advisors' Inner Circle Fund III files with the SEC-DEMZ Political Contributions ETF
November 2, 2020--Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the DEMZ Political Contributions ETF.
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Alpha Architect ETF Trust files with the SEC-Gadsden Dynamic Multi-Asset ETF
November 2, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Gadsden Dynamic Multi-Asset ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Sustainable Energy II ETF
November 2, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Sustainable Energy II ETF.
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Cambria ETF Trust files with the SEC-3 Cambria ETFs
November 2, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cambria Global Tobacco ETF
Cambria Bond Tail Risk ETF (BAIL)
Cambria Junk Tail Risk ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW Emerging Markets Debt ETF
November 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust TCW Emerging Markets Debt ETF.
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