Krane Shares Trust files with the SEC-KFA MLM Index ETF-continued

September 16, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KFA MLM Index ETF.
view filing
Source: SEC.gov


American ETP News
BlackRock plans huge expansion in Brazilian ETF market
October 19, 2020--BlackRock is planning to cross-list "up to 100" of its overseas exchange traded funds in Brazil to take advantage of a boom in investment sparked by plunging interest rates and market liberalisation.
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iShares Trust files with the SEC
October 19, 2020--iShares has filed a post-effective amendment, registration statement with the SEC.
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iShares, Inc. files with the SEC
October 19, 2020--iShares, Inc. has filed a post-effective amendmentment, registration statement with the SEC.
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The costly fallacy of 'asset class' investment
October 18, 2020--Pension funds and endowments have for years been pumping ever more of their cash into so-called alternative asset classes, such as hedge funds, private equity and infrastructure.
By picking the very best managers in these opaque and high fee-paying areas, they hope to secure the increasingly demanding pension promises they have made.
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Cryptocurrency ETFs could soon be a reality now that regulators are actively studying them, SEC chair Jay Clayton says
October 17, 2020--Cryptocurrency exchange-traded-funds are being actively considered by US regulators, the Financial Times reported chairman Jay Clayton saying at a conference.
The US Securities and Exchange Commission is working with other financial agencies to establish whose jurisdiction various crypto-products would fall under, he said.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
October 16, 2020--Advisors' Inner Circle Fund III has filed a a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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Virtus ETF Trust II files with the SEC-Virtus Newfleet ABS/MBS ETF
October 16, 2020--Virtus ETF Trust II has filed a a post-effective amendment, registration statement with the SEC for the Virtus Newfleet ABS/MBS ETF.
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Tidal ETF Trust files with the SEC-Euclid Capital Growth ETF
October 16, 2020--Tidal ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the Euclid Capital Growth ETF.
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Collaborative Investment Series Trust files with the SEC-The Rareview Dynamic Fixed Income ETF and Rareview Tax Advantaged Income ETF
October 16, 2020--Collaborative Investment Series Trust has filed a a post-effective amendment, registration statement with the SEC for the
The Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF.
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ProShares Launches Thematic ETF Designed to Capitalize on Transformational Changes Accelerated by COVID-19
October 16, 2020--Today, premier ETF provider ProShares launched the ProShares MSCI Transformational Changes ETF (NYSE: ANEW). ANEW invests in companies which may benefit from transformational changes in how we work, take care of our health, and consume and connect-changes accelerated by COVID-19.
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Janus Detroit Street Trust files with the SEC-Janus Henderson AAA CLO ETF
October 15, 2020--Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC for the Janus Henderson AAA CLO ETF.
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Siren ETF Trust files with the SEC-3 Siren DIVCON ETFs
October 15, 2020--Siren ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Siren DIVCON Dividend Defender ETF
Siren DIVCON Leaders Dividend ETF
Siren Nasdaq NexGen Economy ETF.
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Uncommon Investment Funds Trust files with the SEC-5 Uncommon ETFs
October 15, 2020--Uncommon Investment Funds Trust has filed a registration statement with the SEC for the
Uncommon Generosity 50 Equity ETF
Uncommon Portfolio Design Core Equity ETF
Uncommon Promethos International Social Values ETF
Uncommon Promethos Global Climate Resilience ETF
Uncommon Promethos Global Social Justice ETF.
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NYSE invites companies to test direct listing process
October 15, 2020--The New York Stock Exchange said on Thursday it has invited companies to test the direct listing process in an effort to promote the use of the budding initial public offering (IPO) alternative.
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Former Alerian Leadership Team Launches Emles Advisors
October 15, 2020--Gabriel Hammond and Dave Saxena rejoin to provide retail and institutional investors access to new asset classes and strategies
Emles Advisors ("Emles"), an asset management firm built to solve the unique challenges of today's markets, announced its launch today.
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Gabelli ETFs Trust files with the SEC-9 Gabelli ETFs
October 15, 2020--Gabelli ETFs Trust has filed a pre-effective amendment, registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Global Small Cap ETF
Gabelli Small & Mid Cap ETF
Gabelli Micro Cap ETF
Gabelli Love Our Planet & People ETF
Gabelli Asset ETF
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Collaborative Investment Series Trust files with the SEC-The Rareview Dynamic Fixed Income ETF and Rareview Tax Advantaged Income ETF
October 15, 2020--Collaborative Investment Series Trust has filed a a post-effective amendment, registration statement with the SEC for the
The Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF.
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Listed Funds Trust files with the SEC-8 TrueShares Nasdaq 100 Structured Outcome ETFs
October 15, 2020--Listed Funds Trust has filed a a post-effective amendment, registration statement with the SEC for the
TrueShares Nasdaq 100 Structured Outcome (January) ETF
TrueShares Nasdaq 100 Structured Outcome (April) ETF
TrueShares Nasdaq 100 Structured Outcome (July) ETF
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CBO's Current Revenue Forecast
October 15, 2020--Summary
Federal revenues are projected to fall from 16.3 percent of GDP in 2019 to 15.5 percent in 2021, primarily because of the economic disruption caused by the pandemic and the federal government's response.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF-January
October 15, 2020--Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-January.
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Tidal ETF Trust files with the SEC-5 Sound ETFs
October 15, 2020--Tidal ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the
Sound Fixed Income ETF
Sound Enhanced Fixed Income ETF
Sound Equity Income ETF
Sound Enhanced Equity Income ETF
Sound Total Return ETF.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-January
October 15, 2020--Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-January
October 15, 2020--Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF-January.
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Alpha Architect ETF Trust files with the SEC-Gadsden Dynamic Multi-Asset ETF
October 15, 2020--Alpha Architect ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the Gadsden Dynamic Multi-Asset ETF.
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Dynamic Shares Trust files with the SEC-Dynamic Short Short-Term Volatility Futures ETF
October 14, 2020--Dynamic Shares Trust has filed a pre-effective Amendment No. 3 to Form S-1 registration statement with the SEC for the Dynamic Short Short-Term Volatility Futures ETF.
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Global X Funds files with the SEC-Global X Data Center REITs & Digital Infrastructure ETF
October 14, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Data Center REITs & Digital Infrastructure ETF.
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WisdomTree Trust files with the SEC-WisdomTree Cybersecurity Fund
October 14, 2020--WisdomTree Trust has filed a pre-effective amendment, registration statement with the SEC for the WisdomTree Cybersecurity Fund.
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First Trust Exchange-Traded Fund III files with the SEC-First Trust New York Municipal High Income ETF
October 14, 2020--First Trust Exchange-Traded Fund III has filed a post-effective amendment, registration statement with the SEC for the First Trust New York Municipal High Income ETF.
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Distillate Capital Partners LLC files with the SEC
October 14, 2020--Distillate Capital Partners LLC has filed an application for exemptive relief with the SEC.
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BlackRock assets climb to record $7.8tn in third quarter
October 14, 2020--Fund manager bolstered by buoyant markets and net inflows of $129bn
BlackRock's assets under management swelled to a record $7.8tn in the third quarter as the stock market rally that began in March helped the fund manager beat revenue and profit forecasts.
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ETFGI reports net inflows into ETFs and ETPs listed in the US at the end of Q3 are US$299.86 billion significantly more than the US$196.54 billion gathered at the end of Q3 2019
October 14, 2020-- ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today that ETFs and ETPs listed in US gained net inflows of US$35.54 billion during September, bringing year-to-date net inflows through the end of Q3 to US$299.86 billion which is significantly more than the US$196.54 billion net inflows gathered at the end of Q3 2019.
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2nd Vote Funds files with the SEC-3 2ndVote ETF
October 13, 2020--2nd Vote Funds has filed a pre-effective amendment, registration statement with the SEC for the
2ndVote Life Neutral Plus ETF
2ndVote Founding Freedoms ETF
2ndVote Society Defended ETF.
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Tidal ETF Trust files with the SEC-SP Funds S&P Global REIT Sharia ETF
October 13, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SP Funds S&P Global REIT Sharia ETF.
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Listed Funds Trust files with the SEC-Horizon Kinetics Inflation Beneficiaries ETF
October 13, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Horizon Kinetics Inflation Beneficiaries ETF.
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Listed Funds Trust files with the SEC-Cabot Equity Growth ETF
October 13, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Cabot Equity Growth ETF.
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Two Roads Shared Trust files with the SEC-LeaderShares(R) Activist Leaders(R) ETF and LeaderShares(R) AlphaFactor(R) Tactical Focused ETF
October 13, 2020--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderShares(R) Activist Leaders(R) ETF
LeaderShares(R) AlphaFactor(R) Tactical Focused ETF.
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CBO-An Overview of The 2020 Long-Term Budget Outlook
October 13, 2020--Summary
By the end of 2020, federal debt held by the public is projected to equal 98 percent of gross domestic product (GDP)-its highest level since shortly after World War II. If current laws governing taxes and spending generally remained unchanged, debt would first exceed 100 percent of GDP in 2021 and would reach 107 percent of GDP, its highest level in the nation's history, by 2023, CBO projects.
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Amplify ETF Trust files with the SEC-Amplify Lithium & Battery Technology ETF
October 13, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Lithium & Battery Technology ETF (formerly Amplify Advanced Battery Metals and Materials ETF).
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BlackRock kicks off earnings for fund management industry in tumult
October 12, 2020--BlackRock will this week kick off third-quarter earnings season for a fund administration business the place the widening hole between its winners and losers has unleashed a wave of consolidation.
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Tidal ETF Trust files with the SEC-Leatherback Long/Short Absolute Return ETF and Leatherback Long/Short Alternative Yield ETF
October 9, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Leatherback Long/Short Absolute Return ETF
Leatherback Long/Short Alternative Yield ETF.
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Northern Lights Fund Trust IV files with the SEC-Main Thematic Innovation Rotation ETF
October 9, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Thematic Innovation Rotation ETF.
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IndexIQ ETF Trust files with the SEC-IQ Healthy Hearts ETF
October 9, 2020--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Healthy Hearts ETF.
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Strategy Shares files with the SEC-Strategy Shares Gold-Backed Income ETF
October 9, 2020--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Gold-Backed Income ETF.
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Esoterica Thematic Trust files with the SEC-Esoterica-Lucerne European Sustainability ETF
October 9, 2020--Esoterica Thematic Trust has filed a post-effective amendment, registration statement with the SEC for the Esoterica-Lucerne European Sustainability ETF.
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Starboard Investment Trust files with the SEC-Adaptive Growth Opportunities ETF
October 9, 2020--Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC for the Adaptive Growth Opportunities ETF.
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CBO-Monthly Budget Review for September 2020
October 8, 2020--The federal government ran a budget deficit of $3.1 trillion in fiscal year 2020, CBO estimates, more than triple the shortfall recorded in 2019. The Treasury Department will report the actual deficit for the year later this month.
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ALPS ETF Trust files with the SEC-Shielded AlphaSM ETFs
October 8, 2020--ALPS ETF Trust has filed an application for exemptive relief with the SEC-Shielded AlphaSM ETFs.
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BlackRock Launches Industry's First BB Rated Corporate Bond ETF (HYBB)
October 8, 2020--BlackRock today announced the launch of the iShares BB Rated Corporate Bond ETF (NYSE:HYBB). The fund will seek to track the investment results of the ICE Bank of America BB US High Yield Constrained Index (HUC1)and is the first ETFto offer this exposure to investors in the United States.
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ALPS ETF Trust files with the SEC-ALPS Active REIT ETF
October 8, 2020--ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS Active REIT ETF.
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Franklin Templeton ETF Trust files with the SEC-Franklin Exponential Data ETF
October 8, 2020--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Exponential Data ETF.
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The growing momentum towards curbing Big Tech
October 7, 2020--Landmark report provides a road map for future legislative action
For America's big technology companies, 2020 has been the best and worst of times. The coronavirus pandemic has played to their strengths, as millions have relied on them for online shopping, entertainment and business and social contact. Their ability to prosper through lockdown has propelled their market values to new highs.
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Minutes of the Federal Open Market Committee, September 15-16, 2020
October 7, 2020--The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on September 15-16, 2020. A summary of economic projections made by Federal Reserve Board members and Reserve Bank presidents for the meeting is also included as an addendum to these minutes.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco NASDAQ 100 ETF
October 6, 2020--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco NASDAQ 100 ETF.
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Natixis ETF Trust II files with the SEC-3 Natixis ETFs
October 6, 2020--Natixis ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the
Natixis U.S. Equity Opportunities ETF
Natixis Vaughan Nelson Mid Cap ETF
Natixis Vaughan Nelson Select ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Asia Pacific Dividend Builder ETF and SmartETFs Dividend Builder ETF
October 6, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Asia Pacific Dividend Builder ETF
SmartETFs Dividend Builder ETF.
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U.S. trade deficit jumps to largest in 14 years in August
October 6, 2020--The U.S. trade deficit surged in August to the largest in 14 years with imports climbing again, suggesting that trade could be a drag on economic growth in the third quarter.
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ProShares Trust files with the SEC-ProShares MSCI Transformational Changes ETF
October 6, 2020--ProShares Trust has filed a Form N-1A registration statement with the SEC for the ProShares MSCI Transformational Changes ETF.
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Schwab Completes Acquisition of TD Ameritrade
October 6, 2020--Creates company with approximately $6 trillion in client assets across 28 million brokerage accounts
Enhances company's position as a leading provider of services and solutions to investors and independent advisors
The Charles Schwab Corporation ("Schwab") today announced that it has completed its acquisition of TD Ameritrade Holding Corporation ("TD Ameritrade").
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Goldman Sachs & Co. LLC files with the SEC
October 6, 2020--Goldman Sachs & Co. LLC has filed a post-effective amendment, registration statement with the SEC.
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Exxon's Plan for Surging Carbon Emissions Revealed in Leaked Documents
October 5, 2020--Internal projections from one of world's largest oil producers show an increase in its enormous contribution to global warming
Exxon Mobil Corp. had plans to increase annual carbon-dioxide emissions by as much as the output of the entire nation of Greece, an analysis of internal documents reviewed by Bloomberg shows, setting one of the largest corporate emitters against international efforts to slow the pace of warming.
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Hunt for answer to bond blues turns to active ETFs
October 3, 2020--The crushing of global interest rates to historically low levels has delivered big gains for bond investors and crowns a four-decade run of solid returns. From here, the picture looks tougher and that may mean investors need to take a more active approach to managing their portfolios.
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Pacer Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
October 2, 2020--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Listed Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
October 2, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Listed Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
October 2, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Collaborative Investment Series Trust files with the SEC-Trend Aggregation Conservative ETF
October 2, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation Conservative ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-October
October 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-October.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-October
October 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-October.
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CBO-An Overview of The 2020 Long-Term Budget Outlook
October 1, 2020--Summary
By the end of 2020, federal debt held by the public is projected to equal 98 percent of gross domestic product (GDP)-its highest level since shortly after World War II.
read more
Three New Transparent Actively Managed ETFs and an Index ETF Offer Client Choice and Flexibility to Access BlackRock's Best Thinking on Long-Term, Transformative Growth Trends
October 1, 2020--First Active Transparent ETFs from BlackRock's Fundamental Active Equity Portfolio Managers
The structural shifts influencing the future of the global economy and societyhave accelerated in 2020, leading to increased investor demand for strategies that go beyond traditional sector, market capitalization and geographic classifications.
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DBX ETF Trust files with the SEC-Xtrackers S&P MidCap 400 ESG ETF and Xtrackers S&P SmallCap 600 ESG ETF
October 1, 2020--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Xtrackers S&P MidCap 400 ESG ETF
Xtrackers S&P SmallCap 600 ESG ETF.
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AIM ETF Products Trust files with the SEC-3 AllianzIM U.S. ETFs
October 1, 2020--AIM ETF Products Trust has filed a post-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer7 Jan ETF
AllianzIM U.S. Large Cap Buffer10 Jan ETF
AllianzIM U.S. Large Cap Buffer20 Jan ETF.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF-October
October 1, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-October (formerly Innovator U.S. Equity Triple Stacker ETF-October).
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-October
October 1, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF -October (formerly Innovator U.S. Market Stacker ETF -July).
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-October
October 1, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF -October (formerly Innovator U.S. Equity Double Stacker 9% Buffer ETF-October).
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Emles Trust files with the SEC-6 Emles ETFs
October 1, 2020--Emles Trust has filed a pre-effective amendment, registration statement with the SEC for the
Emles Protective Allocation ETF
Emles Real Estate Credit ETF
Emles @Home ETF
Emles Made in America ETF
Emles Luxury Goods ETF
Emles Federal Contractors ETF.
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Fed Caps Big Banks' Dividends, Halts Share Buybacks in Fourth Quarter
September 30, 2020--Central bank extends restrictions on dividends, buybacks, amid cloudy economic outlook The biggest U.S. banks will face restrictions on dividends and share buybacks for another three months, the Federal Reserve said Wednesday, citing the need to conserve capital during the coronavirus-induced downturn.
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VanEck Vectors ETF Trust files with the SEC-Innovation ETF
September 30, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Innovation ETF.
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AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF
September 30, 2020--AltShares Trust has filed a post-effective amendment, registration statement with the SEC for the AltShares Merger Arbitrage ETF.
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Tidal ETF Trust files with the SEC-SoFi Weekly Income ETF
September 30, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SoFi Weekly Income ETF.
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First Trust Exchange files with the SEC-Traded Fund VIII-FT Cboe Vest U.S. Equity Buffer ETF-September
September 30, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-September.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
September 30, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-September
September 30, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-September.
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Dimensional ETF Trust files with the SEC-Dimensional US Core Equity Market ETF, Dimensional International Core Equity Market ETF, and Dimensional Emerging Core Equity Market ETF
September 30, 2020--Dimensional ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Dimensional US Core Equity Market ETF, Dimensional International Core Equity Market ETF, and Dimensional Emerging Core Equity Market ETF.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC
September 30, 2020--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a Second Amended and Restated Application for exemptive relief with the SEC.
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DTCC Outlines Steps to Achieve Complete Dematerialization of Physical Securities in the U.S.
September 29, 2020--DTCC is building consensus among stakeholders on critical next steps to fully transition securities processing from physical certificates to electronic records.
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today issued its latest whitepaper, "From Physical to Digital: Advancing the Dematerialization of U.S. Securities," outlining the necessary steps to reduce, and ultimately eliminate, certificated U.S. securities.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-3 Invesco BulletShares ETFs
September 29, 2020--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco BulletShares 2030 Municipal Bond ETF
Invesco BulletShares 2028 High Yield Corporate Bond ETF
Invesco BulletShares 2030 Corporate Bond ETF.
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Teucrium Commodity Trust files with the SEC-Teucrium Corn Fund
September 29, 2020--Teucrium Commodity Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Corn Fund.
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Teucrium Commodity Trust files with the SEC-Teucrium Sugar Fund
September 29, 2020--Teucrium Commodity Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Sugar Fund.
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ClearShares LLC files with the SEC
September 29, 2020--ClearShares, LLC has filed an application for Exemptive relief with the SEC.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust International Developed Cap Strength ETF
September 29, 2020--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust International Developed Cap Strength ETF.
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ETF Series Solutions files with the SEC-Defiance Indxx Junior Semiconductor ETF and Defiance Next Gen SPAC Derived ETF
September 29, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Indxx Junior Semiconductor ETF
Defiance Next Gen SPAC Derived ETF.
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ETF Series Solutions files with the SEC-ClearShares Piton Intermediate Fixed Income ETF
September 29, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the ClearShares Piton Intermediate Fixed Income ETF
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Global X Funds files with the SEC-Global X CleanTech ETF
September 29, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X CleanTech ETF.
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Northern Lights Fund Trust IV files with the SEC-4 FormulaFolios ETFs
September 29, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the FormulaFolios Hedged Growth ETF, FormulaFolios Smart Growth ETF, FormulaFolios Tactical Growth ETF, and FormulaFolios Tactical Income ETF.
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Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
September 29, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
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U.S. SEC proposes new rules to alleviate electronic trading risk to fixed-income market
September 28, 2020--The U.S. Securities and Exchange Commission on Monday proposed new rules for electronic trading platforms for U.S. Treasuries, corporate debt and municipal securities, aimed at improving transparency and operational preparedness in the world's biggest securities market.
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Collaborative Investment Series Trust files with the SEC-SPAC and New Issue ETF
September 28, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPAC and New Issue ETF.
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Red Gate Advisers, LLC files with the SEC
September 25, 2020--Red Gate Advisers, LLC has filed an Application for Exemptive relief with the SEC-Shielded AlphaSM ETFs
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New Multi-Boutique Manager Red Gate Advisers to Launch ESG Large-Cap ETF, Partners With Blue Tractor
September 28, 2020--Red Gate Advisers, LLC ("RGA"), is proud to announce its formation as a multi-boutique investment advisor, and is excited to launch its first fund, the Stance Equity ESG Large Cap Core ETF (the "Fund"), via a licensing agreement with Blue Tractor Group, LLC. The Fund will be administered by The RBB Fund, Inc. Series Trust ("RBB"), whose lower cost and high service levels offer RGA a best-in-class platform.
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Top Fund Companies' Climate Change Votes: A Very Mixed Picture
September 28, 2020-Vanguard, State Street, and Fidelity increased support for shareholder resolutions aimed at tackling climate change, while BlackRock voted 'no' more than 80% of the time.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Real Assets ESG ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Real Assets ESG ETF .
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco US Large Cap Core ESG ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco US Large Cap Core ESG ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Select Growth ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Select Growth ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Focused Discovery Growth ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Focused Discovery Growth ETF.
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Listed Funds Trust files with the SEC-Wahed FTSE USA Shariah ETF
September 25, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Wahed FTSE USA Shariah ETF.
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Eaton Vance Exchange-Traded Fund Trust files with the SEC
September 25, 2020--Eaton Vance Exchange-Traded Fund Trust has filed a Third Amended and Restated Application for exemtive relief with the SEC.
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CBO-An Overview of The 2020 Long-Term Budget Outlook
September 24, 2020--Summary

By the end of 2020, federal debt held by the public is projected to equal 98 percent of gross domestic product (GDP)-its highest level since shortly after World War II.
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Cambria Launches Multi-Factor, Global Real Estate ETF (BLDG)
September 24, 2020--Cambria Investment Management, LP, an independent, investment advisory firm focused on quantitative asset management and alternative investments, today launched the Cambria Global Real Estate ETF (BLDG), listed on Cboe. The fund is actively managed with an expense ratio of 0.59%.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders MSCI U.S. REIT ETF
September 24, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders MSCI U.S. REIT ETF.
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IShares launches ETF buying long-duration STRIPS
September 24, 2020--Shares brought to Cboe Global Markets an exchange-traded fund that buys Treasury STRIPS with 25 or more years left to maturity. The iShares 25+ Year Treasury STRIPS Bond ETF (GOVZ) invests in securities derived from Treasury bonds.
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Alpha Architect ETF Trust files with the SEC-5 ETFs
September 24, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
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Fidelity Covington Trust files with the SEC-4 Fidelity ETFs
September 24, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Growth Opportunities ETF
Fidelity Magellan(R) ETF
Fidelity Real Estate Investment ETF
Fidelity Small-Mid Cap Opportunities ETF.
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Vanguard bolstered by ETF sales amid mutual fund outflows
September 24, 2020--ETF sales have been supporting Vanguard's business this year amid sizeable outflows from its mutual funds range, new data show.
The asset manager's $1.3tn ETF line attracted $113bn in net inflows in the year to the end of August, while its $4.4tn in long-term mutual funds bled $41bn, according to data from Morningstar. At Vanguard, ETFs are share classes of their mutual funds.
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Northern Lights Fund Trust IV files with the SEC-4 FormulaFolios ETFs
September 24, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
FormulaFolios Hedged Growth ETF
FormulaFolios Smart Growth ETF
FormulaFolios Tactical Growth ETF
FormulaFolios Tactical Income ETF.
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Columbia ETF Trust I files with the SEC
September 24, 2020--Columbia ETF Trust I has filed an Amended and Restated Application for exemptive relief with the SEC.
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Global X ETFs Launches ETF Providing Exposure to China's Rapidly Emerging Biotech Industry
September 24, 2020--Global X ETFs, the New York-based provider of exchange-traded funds (ETFs), today announced the launch of the Global X China Biotech Innovation ETF (CHB). The fund will join the firm's family of thematic growth ETFs and will invest in leading China-based companies in the country's emerging field of biotechnology.
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Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
September 23, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF -October
September 23, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-October (formerly Innovator U.S. Equity Triple Stacker ETF-October).
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-October
September 23, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF-October (formerly Innovator U.S. Market Stacker ETF - July).
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Invesco wants to combat front-runners with nontransparent ETFs
September 23, 2020--Invesco Ltd. is looking to active, nontransparent exchange-traded funds as the next step forward for the US$4.6 trillion industry, hoping the new products will be less vulnerable to traders who exploit expected changes in ETF holdings.
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U.S. business activity slows, house price inflation accelerates
September 23, 2020--U.S. business activity cooled in September, with gains at factories offset by a retreat at services industries, suggesting a loss of momentum in the economy as the third quarter draws to a close and COVID-19 lingers.
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Stock Exchanges Present Opportunity as Volumes Surge
September 23, 2020--Shares of American exchange operators have mostly performed well this year, especially compared with other financials
Stocks might be very expensive right now. But stock exchanges aren't.
Shares of American exchange operators have mostly performed well this year, especially compared with other financials.
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U.S. Investors to Get Easy ETF Access to Ant Group and China's Nasdaq
September 23, 2020--Ant Group has passed muster for a Shanghai IPO on the STAR Market, which soon should see its first index-tracking exchange traded funds.
U.S. investors soon should have a way to tap China's walled-off tech stocks from behind the Bamboo Curtain. The move comes just in time, offering potential access to the blockbuster Ant Group initial public offering (IPO).
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Alpha Architect ETF Trust files with the SEC-5 Alpha Architect ETFs
September 23, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
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Citi halts market making in retail options
September 23, 2020--Closure of business is latest sign of computer-driven rivals forcing out Wall Street banks.
Citigroup has closed its market making business in retail options, in a move that underscores how the boom in zero-commission trading has squeezed the profitability of the industry's middlemen.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-October
September 22, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF-October (formerly Innovator U.S. Equity Double Stacker 9% Buffer ETF-October).
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BlackRock ETF Trust files with the SEC-BlackRock Future Innovators ETF
September 22, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Innovators ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Future Tech ETF
September 22, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Tech ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Future Health ETF
September 22, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Health ETF.
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SPDR Series Trust files with the SEC-SPDR Bloomberg Barclays 3-12 Month T-Bill ETF
September 22, 2020--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Bloomberg Barclays 3-12 Month T-Bill ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
September 22, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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Vanguard World Fund files with the SEC-Vanguard ESG U.S. Corporate Bond ETF
September 22, 2020--Vanguard World Fund has filed a post-effective amendment, registration statement with the SEC for the Vanguard ESG U.S. Corporate Bond ETF.
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Victory Portfolios II files with the SEC-VictoryShares Nasdaq Next 50 ETF
September 22, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares Nasdaq Next 50 ETF.
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iShares Trust files with the SEC-iShares Virtual Work and Life Multisector ETF
September 22, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares Virtual Work and Life Multisector ETF.
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Amplify ETF Trust files with the SEC- Amplify CrowdBureau(R) Peer-to-Peer Lending & Crowdfunding ETF
September 22, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify CrowdBureau(R) Peer-to-Peer Lending & Crowdfunding ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest International Equity Buffer ETF-December
September 22, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest International Equity Buffer ETF-December.
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Active managers fail to beat the market again
September 22, 2020--Two-thirds of US equity funds underperformed benchmarks over last 12 months, report shows
Most active fund managers in the US failed to beat the market over the past year, according to another dispiriting report on an industry that often claims it will come into its own during periods of volatility.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Growth-100 Buffer ETF-December
September 22, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Growth-100 Buffer ETF-December.
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Wall Street-backed MEMX launches in challenge to NYSE and Nasdaq
September 21, 2020--The Members Exchange (MEMX), a new U.S. stock exchange backed by some of the biggest customers of the New York Stock Exchange and Nasdaq Inc, launched on Monday with pricing aimed at taking market share from the incumbents.
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Collaborative Investment Series Trust files with the SEC-Trend Aggregation Conservative ETF
September 21, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation Conservative ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFsAsia Pacific Dividend Builder ETF and SmartETFsDividend Builder
September 21, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the
SmartETFsAsia Pacific Dividend Builder ETF
SmartETFsDividend Builder.
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Global X Funds files with the SEC-Global X Nasdaq 100 Covered Call & Growth ETF
September 21, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Nasdaq 100 Covered Call & Growth ETF.
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Global X files with the SEC-Global X S&P 500 Covered Call & Growth ETF
September 21, 2020-Global X files has filed a post-effective amendment, registration statement with the SEC for the Global X S&P 500 Covered Call & Growth ETF.
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CBO-The 2020 Long-Term Budget Outlook
September 21, 2020--Summary: Each year, the Congressional Budget Office publishes a report presenting its projections of what federal deficits, debt, spending, and revenues would be for the next 30 years if current laws governing taxes and spending generally did not change. This report is the latest in the series.
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CBO's Projection of the Effect of Climate Change on U.S. Economic Output: Working Paper 2020-06
September 21, 2020--This paper describes how CBO constructed its projection of the effect of climate change on U.S. output, how the projected effect should be interpreted, limitations of the analysis, and the central climate-change scenario that CBO used.
Summary
As part of its long-term economic forecast, the Congressional Budget Office projects the effect of climate change on the growth of U.S. real gross domestic product (GDP).
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iShares Trust files with the SEC
September 21, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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Teucrium Commodity Trust files with the SEC-Teucrium Water Fund
September 21, 2020--Teucrium Commodity Trust has filed a Form S-1, registration statement with the SEC for the Teucrium Water Fund.
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S&P Index Manager Charged With $900,000 Insider-Trading Scheme
September 21, 2020--He's accused of trading ahead of firms being added to index
SEC complaint also names Queens sushi restaurant manager
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Global X ETFs Adds to Covered Call Suite with Funds Designed to Balance Income and Growth
September 21, 2020--Global X ETFs, the New York-based provider of exchange-traded funds (ETFs), today announced the launch of the Global X Nasdaq 100 Covered Call & Growth ETF (QYLG) and the Global X S&P 500 Covered Call & Growth ETF (XYLG).
Investors face a historically low-yielding market amidst the backdrop of rock-bottom interest rates and tight credit spreads.
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Hundreds of US companies fight new rules on hedge fund disclosure
September 21, 2020--Hundreds of US-listed companies, including Coca-Cola, Procter & Gamble and Ford, have come out against a proposal from the securities regulator that would shield the vast majority of hedge funds from disclosing their stock market holdings.
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Leveraged ETP popularity brings gambling risk, experts warn
September 20, 2020--A surge of interest in leveraged and inverse exchange traded products could be luring inexperienced investors into gambling with all its attendant risks, experts warn.
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