Listed Funds Trust files with the SEC-Changebridge Capital Long/Short Equity ETF and Changebridge Capital Sustainable Equity ETF-continued

August 28, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Changebridge Capital Long/Short Equity ETF
Changebridge Capital Sustainable Equity ETF.
view filing
Source: SEC.gov


American ETP News
ETF Series Solutions files with the SEC-Point Bridge GOP Stock Tracker ETF
October 26, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Point Bridge GOP Stock Tracker ETF.
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European financial institution ETFs lose out as traders flock to US counterparts
October 26, 2020--Trade traded fund traders are shunning European banks and flocking to their US counterparts, ignoring valuations which have plunged to their lowest in a long time.
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AdvisorShares Vice ETF to Transfer Listing to NYSE Arca, Change Ticker to VICE
October 25, 2020--October 13, 2020--AdvisorShares, a leading sponsor of actively managed exchange-traded funds (ETFs), today announced plans to transfer the listing of the AdvisorShares Vice ETF (Ticker: ACT) from NASDAQ to NYSE Arca effective on or about November 1, 2020.
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Franklin Templeton suffers heavy outflows forward of Legg Mason deal
October 24, 2020--Franklin Templeton is on monitor to finish 2020 as one of many worst-selling retail asset managers after buyers pulled cash from its funds forward of its landmark takeover of rival Legg Mason.
The US group has suffered the very best year-to-date outflows of any fund home globally in 2020, bleeding a web $41.6bn, based on information firm Morningstar.
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Betterment Expands Socially Responsible Investment Offerings
October 22, 2020--Betterment for Advisors and other channels can access the new Climate and Social Impact portfolios.
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Alpha Architect ETF Trust files with the SEC-Merlyn. AI Best-of-Breed Core Momentum ETF and Merlyn. AI Sector Surfer Momentum ETF
October 22, 2020-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Merlyn.AI Best-of-Breed Core Momentum ETF and Merlyn.AI Sector Surfer Momentum ETF
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iShares Trust files with the SEC-iShares US Small Cap Value Factor ETF
October 22, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares US Small Cap Value Factor ETF.
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IMF-Regional Economic Outlook for Western Hemisphere
October 22, 2020--Chapter 1: Outlook for Latin America and the Caribbean: Pandemic Persistence Clouds the Recovery
The pandemic continues to spread in Latin America and the Caribbean (LAC), but economic activity is picking up. After a deep contraction in April, activity started recovering in May, as lockdowns were gradually eased, consumers and firms adapted to social distancing, some countries introduced sizable policy support, and global activity strengthened.
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NextFins Launches Nifty India Financials ETF, 'INDF'
October 22, 2020--n Wednesday, NextFins announced the launch of the Nifty India Financials ETF (INDF), which is now available for trading.
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Asset managers in $300bn drive to build private lending funds
October 22, 2020-Asset managers are seeking to raise almost $300bn to plough into private lending deals with groups such as Goldman Sachs and Oaktree hoping to lure investors away from frothy public markets.
Publicly traded debt and equity securities have surged in price this year after central banks and governments across the world unleashed trillions of dollars worth of stimulus to dull the economic blow from the pandemic.
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New Issuer Debuts CEF-Focused Income ETFs
October 21, 2020--Newcomer Rareview Capital rolled out two actively managed ETFs today that invest in fixed-income closed-end funds. The Rareview Tax Advantaged Income ETF (RTAI) and Rareview Dynamic Fixed Income ETF (RDFI) both invest in CEFs via proprietary quantitative models.
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Federal Reserve-Beige Book-October 21, 2020
October 21, 2020--National Summary
Overall Economic Activity
Economic activity continued to increase across all Districts, with the pace of growth characterized as slight to modest in most Districts. Changes in activity varied greatly by sector. Manufacturing activity generally increased at a moderate pace. Residential housing markets continued to experience steady demand for new and existing homes, with activity constrained by low inventories.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-January
October 21, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-January.
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First Trust Exchange-Traded Fund VIII files with the SEC- FT Cboe Vest U.S. Equity Buffer ETF-January
October 21, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-January.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-January
October 21, 2020-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-January.
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Global X Funds files with the SEC-Global X Adaptive U.S. Risk Management ETF
October 21, 2020-Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Adaptive U.S. Risk Management ETF.
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Amplify ETF Trust files with the SEC- Amplify Lithium & Battery Technology ETF
October 21, 2020-Amplify ETF Trust files has filed a post-effective amendment, registration statement with the SEC for the Amplify Lithium & Battery Technology ETF (formerly Amplify Advanced Battery Metals and Materials ETF).
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Can the US catch up with Europe on ESG?
October 21, 2020--A Biden win could make US climate change strategy more European
Christine Lagarde rocked markets last week when she said the European Central Bank would consider ditching its market neutrality principle for corporate bond purchases and start taking climate change risks into account when buying companies' debt.
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Exchange Listed Funds Trust files with the SEC-Corbett Road Tactical Opportunity ETF
October 21, 2020-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Corbett Road Tactical Opportunity ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JP Morgan Equity Premium Income ETF
October 21, 2020-.J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JP Morgan Equity Premium Income ETF.
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Teucrium Commodity Trust files with the SEC
October 20, 2020--Teucrium Commodity Trust has filed pre-effective Amendment No. 1 to Form S-1 registration statement with the SEC.
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Impact Shares Trust I files with the SEC-Impact Shares NAACP Minority Empowerment ETF, Impact Shares YWCA Women's Empowerment ETF & Impact Shares Sustainable Development Goals Global Equity ETF
October 20, 2020-Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC for the Impact Shares NAACP Minority Empowerment ETF
Impact Shares YWCA Women's Empowerment ETF
Impact Shares Sustainable Development Goals Global Equity ETF.
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Gabelli ETFs Trust files with the SEC-9 Gabelli ETFs
October 20, 2020--Gabelli ETFs Trust has filed a pre-effective amendment, registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Global Small Cap ETF
Gabelli Small & Mid Cap ETF
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SEC plan to cut fund disclosures faces almost unanimous opposition
October 20, 2020--The US Securities and Exchange Commission has acquired almost unanimous opposition from firms and buyers towards plans to permit most hedge funds to obscure their inventory holdings.
The change to reporting requirements, proposed this July, would permit cash managers with lower than $3.5bn of belongings to skirt quarterly disclosures of their inventory positions, up from the present threshold of $100m.
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BlackRock plans huge expansion in Brazilian ETF market
October 19, 2020--BlackRock is planning to cross-list "up to 100" of its overseas exchange traded funds in Brazil to take advantage of a boom in investment sparked by plunging interest rates and market liberalisation.
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iShares Trust files with the SEC
October 19, 2020--iShares has filed a post-effective amendment, registration statement with the SEC.
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iShares, Inc. files with the SEC
October 19, 2020--iShares, Inc. has filed a post-effective amendmentment, registration statement with the SEC.
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The costly fallacy of 'asset class' investment
October 18, 2020--Pension funds and endowments have for years been pumping ever more of their cash into so-called alternative asset classes, such as hedge funds, private equity and infrastructure.
By picking the very best managers in these opaque and high fee-paying areas, they hope to secure the increasingly demanding pension promises they have made.
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Cryptocurrency ETFs could soon be a reality now that regulators are actively studying them, SEC chair Jay Clayton says
October 17, 2020--Cryptocurrency exchange-traded-funds are being actively considered by US regulators, the Financial Times reported chairman Jay Clayton saying at a conference.
The US Securities and Exchange Commission is working with other financial agencies to establish whose jurisdiction various crypto-products would fall under, he said.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantamental China Equity ETF
October 16, 2020--Advisors' Inner Circle Fund III has filed a a post-effective amendment, registration statement with the SEC for the Rayliant Quantamental China Equity ETF.
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Virtus ETF Trust II files with the SEC-Virtus Newfleet ABS/MBS ETF
October 16, 2020--Virtus ETF Trust II has filed a a post-effective amendment, registration statement with the SEC for the Virtus Newfleet ABS/MBS ETF.
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Tidal ETF Trust files with the SEC-Euclid Capital Growth ETF
October 16, 2020--Tidal ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the Euclid Capital Growth ETF.
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Collaborative Investment Series Trust files with the SEC-The Rareview Dynamic Fixed Income ETF and Rareview Tax Advantaged Income ETF
October 16, 2020--Collaborative Investment Series Trust has filed a a post-effective amendment, registration statement with the SEC for the
The Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF.
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ProShares Launches Thematic ETF Designed to Capitalize on Transformational Changes Accelerated by COVID-19
October 16, 2020--Today, premier ETF provider ProShares launched the ProShares MSCI Transformational Changes ETF (NYSE: ANEW). ANEW invests in companies which may benefit from transformational changes in how we work, take care of our health, and consume and connect-changes accelerated by COVID-19.
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Janus Detroit Street Trust files with the SEC-Janus Henderson AAA CLO ETF
October 15, 2020--Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC for the Janus Henderson AAA CLO ETF.
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Siren ETF Trust files with the SEC-3 Siren DIVCON ETFs
October 15, 2020--Siren ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Siren DIVCON Dividend Defender ETF
Siren DIVCON Leaders Dividend ETF
Siren Nasdaq NexGen Economy ETF.
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Uncommon Investment Funds Trust files with the SEC-5 Uncommon ETFs
October 15, 2020--Uncommon Investment Funds Trust has filed a registration statement with the SEC for the
Uncommon Generosity 50 Equity ETF
Uncommon Portfolio Design Core Equity ETF
Uncommon Promethos International Social Values ETF
Uncommon Promethos Global Climate Resilience ETF
Uncommon Promethos Global Social Justice ETF.
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NYSE invites companies to test direct listing process
October 15, 2020--The New York Stock Exchange said on Thursday it has invited companies to test the direct listing process in an effort to promote the use of the budding initial public offering (IPO) alternative.
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Former Alerian Leadership Team Launches Emles Advisors
October 15, 2020--Gabriel Hammond and Dave Saxena rejoin to provide retail and institutional investors access to new asset classes and strategies
Emles Advisors ("Emles"), an asset management firm built to solve the unique challenges of today's markets, announced its launch today.
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Gabelli ETFs Trust files with the SEC-9 Gabelli ETFs
October 15, 2020--Gabelli ETFs Trust has filed a pre-effective amendment, registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Global Small Cap ETF
Gabelli Small & Mid Cap ETF
Gabelli Micro Cap ETF
Gabelli Love Our Planet & People ETF
Gabelli Asset ETF
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Collaborative Investment Series Trust files with the SEC-The Rareview Dynamic Fixed Income ETF and Rareview Tax Advantaged Income ETF
October 15, 2020--Collaborative Investment Series Trust has filed a a post-effective amendment, registration statement with the SEC for the
The Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF.
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Listed Funds Trust files with the SEC-8 TrueShares Nasdaq 100 Structured Outcome ETFs
October 15, 2020--Listed Funds Trust has filed a a post-effective amendment, registration statement with the SEC for the
TrueShares Nasdaq 100 Structured Outcome (January) ETF
TrueShares Nasdaq 100 Structured Outcome (April) ETF
TrueShares Nasdaq 100 Structured Outcome (July) ETF
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CBO's Current Revenue Forecast
October 15, 2020--Summary
Federal revenues are projected to fall from 16.3 percent of GDP in 2019 to 15.5 percent in 2021, primarily because of the economic disruption caused by the pandemic and the federal government's response.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF-January
October 15, 2020--Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-January.
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Tidal ETF Trust files with the SEC-5 Sound ETFs
October 15, 2020--Tidal ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the
Sound Fixed Income ETF
Sound Enhanced Fixed Income ETF
Sound Equity Income ETF
Sound Enhanced Equity Income ETF
Sound Total Return ETF.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-January
October 15, 2020--Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-January
October 15, 2020--Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF-January.
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Alpha Architect ETF Trust files with the SEC-Gadsden Dynamic Multi-Asset ETF
October 15, 2020--Alpha Architect ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the Gadsden Dynamic Multi-Asset ETF.
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Dynamic Shares Trust files with the SEC-Dynamic Short Short-Term Volatility Futures ETF
October 14, 2020--Dynamic Shares Trust has filed a pre-effective Amendment No. 3 to Form S-1 registration statement with the SEC for the Dynamic Short Short-Term Volatility Futures ETF.
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Global X Funds files with the SEC-Global X Data Center REITs & Digital Infrastructure ETF
October 14, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Data Center REITs & Digital Infrastructure ETF.
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WisdomTree Trust files with the SEC-WisdomTree Cybersecurity Fund
October 14, 2020--WisdomTree Trust has filed a pre-effective amendment, registration statement with the SEC for the WisdomTree Cybersecurity Fund.
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First Trust Exchange-Traded Fund III files with the SEC-First Trust New York Municipal High Income ETF
October 14, 2020--First Trust Exchange-Traded Fund III has filed a post-effective amendment, registration statement with the SEC for the First Trust New York Municipal High Income ETF.
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Distillate Capital Partners LLC files with the SEC
October 14, 2020--Distillate Capital Partners LLC has filed an application for exemptive relief with the SEC.
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BlackRock assets climb to record $7.8tn in third quarter
October 14, 2020--Fund manager bolstered by buoyant markets and net inflows of $129bn
BlackRock's assets under management swelled to a record $7.8tn in the third quarter as the stock market rally that began in March helped the fund manager beat revenue and profit forecasts.
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ETFGI reports net inflows into ETFs and ETPs listed in the US at the end of Q3 are US$299.86 billion significantly more than the US$196.54 billion gathered at the end of Q3 2019
October 14, 2020-- ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today that ETFs and ETPs listed in US gained net inflows of US$35.54 billion during September, bringing year-to-date net inflows through the end of Q3 to US$299.86 billion which is significantly more than the US$196.54 billion net inflows gathered at the end of Q3 2019.
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2nd Vote Funds files with the SEC-3 2ndVote ETF
October 13, 2020--2nd Vote Funds has filed a pre-effective amendment, registration statement with the SEC for the
2ndVote Life Neutral Plus ETF
2ndVote Founding Freedoms ETF
2ndVote Society Defended ETF.
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Tidal ETF Trust files with the SEC-SP Funds S&P Global REIT Sharia ETF
October 13, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SP Funds S&P Global REIT Sharia ETF.
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Listed Funds Trust files with the SEC-Horizon Kinetics Inflation Beneficiaries ETF
October 13, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Horizon Kinetics Inflation Beneficiaries ETF.
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Listed Funds Trust files with the SEC-Cabot Equity Growth ETF
October 13, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Cabot Equity Growth ETF.
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Two Roads Shared Trust files with the SEC-LeaderShares(R) Activist Leaders(R) ETF and LeaderShares(R) AlphaFactor(R) Tactical Focused ETF
October 13, 2020--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderShares(R) Activist Leaders(R) ETF
LeaderShares(R) AlphaFactor(R) Tactical Focused ETF.
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CBO-An Overview of The 2020 Long-Term Budget Outlook
October 13, 2020--Summary
By the end of 2020, federal debt held by the public is projected to equal 98 percent of gross domestic product (GDP)-its highest level since shortly after World War II. If current laws governing taxes and spending generally remained unchanged, debt would first exceed 100 percent of GDP in 2021 and would reach 107 percent of GDP, its highest level in the nation's history, by 2023, CBO projects.
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Amplify ETF Trust files with the SEC-Amplify Lithium & Battery Technology ETF
October 13, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Lithium & Battery Technology ETF (formerly Amplify Advanced Battery Metals and Materials ETF).
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BlackRock kicks off earnings for fund management industry in tumult
October 12, 2020--BlackRock will this week kick off third-quarter earnings season for a fund administration business the place the widening hole between its winners and losers has unleashed a wave of consolidation.
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Tidal ETF Trust files with the SEC-Leatherback Long/Short Absolute Return ETF and Leatherback Long/Short Alternative Yield ETF
October 9, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Leatherback Long/Short Absolute Return ETF
Leatherback Long/Short Alternative Yield ETF.
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Northern Lights Fund Trust IV files with the SEC-Main Thematic Innovation Rotation ETF
October 9, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Thematic Innovation Rotation ETF.
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IndexIQ ETF Trust files with the SEC-IQ Healthy Hearts ETF
October 9, 2020--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Healthy Hearts ETF.
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Strategy Shares files with the SEC-Strategy Shares Gold-Backed Income ETF
October 9, 2020--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Gold-Backed Income ETF.
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Esoterica Thematic Trust files with the SEC-Esoterica-Lucerne European Sustainability ETF
October 9, 2020--Esoterica Thematic Trust has filed a post-effective amendment, registration statement with the SEC for the Esoterica-Lucerne European Sustainability ETF.
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Starboard Investment Trust files with the SEC-Adaptive Growth Opportunities ETF
October 9, 2020--Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC for the Adaptive Growth Opportunities ETF.
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CBO-Monthly Budget Review for September 2020
October 8, 2020--The federal government ran a budget deficit of $3.1 trillion in fiscal year 2020, CBO estimates, more than triple the shortfall recorded in 2019. The Treasury Department will report the actual deficit for the year later this month.
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ALPS ETF Trust files with the SEC-Shielded AlphaSM ETFs
October 8, 2020--ALPS ETF Trust has filed an application for exemptive relief with the SEC-Shielded AlphaSM ETFs.
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BlackRock Launches Industry's First BB Rated Corporate Bond ETF (HYBB)
October 8, 2020--BlackRock today announced the launch of the iShares BB Rated Corporate Bond ETF (NYSE:HYBB). The fund will seek to track the investment results of the ICE Bank of America BB US High Yield Constrained Index (HUC1)and is the first ETFto offer this exposure to investors in the United States.
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ALPS ETF Trust files with the SEC-ALPS Active REIT ETF
October 8, 2020--ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS Active REIT ETF.
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Franklin Templeton ETF Trust files with the SEC-Franklin Exponential Data ETF
October 8, 2020--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Exponential Data ETF.
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The growing momentum towards curbing Big Tech
October 7, 2020--Landmark report provides a road map for future legislative action
For America's big technology companies, 2020 has been the best and worst of times. The coronavirus pandemic has played to their strengths, as millions have relied on them for online shopping, entertainment and business and social contact. Their ability to prosper through lockdown has propelled their market values to new highs.
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Minutes of the Federal Open Market Committee, September 15-16, 2020
October 7, 2020--The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on September 15-16, 2020. A summary of economic projections made by Federal Reserve Board members and Reserve Bank presidents for the meeting is also included as an addendum to these minutes.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco NASDAQ 100 ETF
October 6, 2020--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco NASDAQ 100 ETF.
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Natixis ETF Trust II files with the SEC-3 Natixis ETFs
October 6, 2020--Natixis ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the
Natixis U.S. Equity Opportunities ETF
Natixis Vaughan Nelson Mid Cap ETF
Natixis Vaughan Nelson Select ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Asia Pacific Dividend Builder ETF and SmartETFs Dividend Builder ETF
October 6, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Asia Pacific Dividend Builder ETF
SmartETFs Dividend Builder ETF.
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U.S. trade deficit jumps to largest in 14 years in August
October 6, 2020--The U.S. trade deficit surged in August to the largest in 14 years with imports climbing again, suggesting that trade could be a drag on economic growth in the third quarter.
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ProShares Trust files with the SEC-ProShares MSCI Transformational Changes ETF
October 6, 2020--ProShares Trust has filed a Form N-1A registration statement with the SEC for the ProShares MSCI Transformational Changes ETF.
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Schwab Completes Acquisition of TD Ameritrade
October 6, 2020--Creates company with approximately $6 trillion in client assets across 28 million brokerage accounts
Enhances company's position as a leading provider of services and solutions to investors and independent advisors
The Charles Schwab Corporation ("Schwab") today announced that it has completed its acquisition of TD Ameritrade Holding Corporation ("TD Ameritrade").
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Goldman Sachs & Co. LLC files with the SEC
October 6, 2020--Goldman Sachs & Co. LLC has filed a post-effective amendment, registration statement with the SEC.
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Exxon's Plan for Surging Carbon Emissions Revealed in Leaked Documents
October 5, 2020--Internal projections from one of world's largest oil producers show an increase in its enormous contribution to global warming
Exxon Mobil Corp. had plans to increase annual carbon-dioxide emissions by as much as the output of the entire nation of Greece, an analysis of internal documents reviewed by Bloomberg shows, setting one of the largest corporate emitters against international efforts to slow the pace of warming.
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Hunt for answer to bond blues turns to active ETFs
October 3, 2020--The crushing of global interest rates to historically low levels has delivered big gains for bond investors and crowns a four-decade run of solid returns. From here, the picture looks tougher and that may mean investors need to take a more active approach to managing their portfolios.
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Pacer Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
October 2, 2020--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Listed Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
October 2, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Listed Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
October 2, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Collaborative Investment Series Trust files with the SEC-Trend Aggregation Conservative ETF
October 2, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation Conservative ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-October
October 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-October.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-October
October 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-October.
read more
CBO-An Overview of The 2020 Long-Term Budget Outlook
October 1, 2020--Summary
By the end of 2020, federal debt held by the public is projected to equal 98 percent of gross domestic product (GDP)-its highest level since shortly after World War II.
read more
Three New Transparent Actively Managed ETFs and an Index ETF Offer Client Choice and Flexibility to Access BlackRock's Best Thinking on Long-Term, Transformative Growth Trends
October 1, 2020--First Active Transparent ETFs from BlackRock's Fundamental Active Equity Portfolio Managers
The structural shifts influencing the future of the global economy and societyhave accelerated in 2020, leading to increased investor demand for strategies that go beyond traditional sector, market capitalization and geographic classifications.
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DBX ETF Trust files with the SEC-Xtrackers S&P MidCap 400 ESG ETF and Xtrackers S&P SmallCap 600 ESG ETF
October 1, 2020--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Xtrackers S&P MidCap 400 ESG ETF
Xtrackers S&P SmallCap 600 ESG ETF.
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AIM ETF Products Trust files with the SEC-3 AllianzIM U.S. ETFs
October 1, 2020--AIM ETF Products Trust has filed a post-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer7 Jan ETF
AllianzIM U.S. Large Cap Buffer10 Jan ETF
AllianzIM U.S. Large Cap Buffer20 Jan ETF.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF-October
October 1, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-October (formerly Innovator U.S. Equity Triple Stacker ETF-October).
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-October
October 1, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF -October (formerly Innovator U.S. Market Stacker ETF -July).
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-October
October 1, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF -October (formerly Innovator U.S. Equity Double Stacker 9% Buffer ETF-October).
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Emles Trust files with the SEC-6 Emles ETFs
October 1, 2020--Emles Trust has filed a pre-effective amendment, registration statement with the SEC for the
Emles Protective Allocation ETF
Emles Real Estate Credit ETF
Emles @Home ETF
Emles Made in America ETF
Emles Luxury Goods ETF
Emles Federal Contractors ETF.
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Fed Caps Big Banks' Dividends, Halts Share Buybacks in Fourth Quarter
September 30, 2020--Central bank extends restrictions on dividends, buybacks, amid cloudy economic outlook The biggest U.S. banks will face restrictions on dividends and share buybacks for another three months, the Federal Reserve said Wednesday, citing the need to conserve capital during the coronavirus-induced downturn.
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VanEck Vectors ETF Trust files with the SEC-Innovation ETF
September 30, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Innovation ETF.
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AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF
September 30, 2020--AltShares Trust has filed a post-effective amendment, registration statement with the SEC for the AltShares Merger Arbitrage ETF.
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Tidal ETF Trust files with the SEC-SoFi Weekly Income ETF
September 30, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SoFi Weekly Income ETF.
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First Trust Exchange files with the SEC-Traded Fund VIII-FT Cboe Vest U.S. Equity Buffer ETF-September
September 30, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-September.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
September 30, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-September
September 30, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-September.
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Dimensional ETF Trust files with the SEC-Dimensional US Core Equity Market ETF, Dimensional International Core Equity Market ETF, and Dimensional Emerging Core Equity Market ETF
September 30, 2020--Dimensional ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Dimensional US Core Equity Market ETF, Dimensional International Core Equity Market ETF, and Dimensional Emerging Core Equity Market ETF.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC
September 30, 2020--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a Second Amended and Restated Application for exemptive relief with the SEC.
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DTCC Outlines Steps to Achieve Complete Dematerialization of Physical Securities in the U.S.
September 29, 2020--DTCC is building consensus among stakeholders on critical next steps to fully transition securities processing from physical certificates to electronic records.
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today issued its latest whitepaper, "From Physical to Digital: Advancing the Dematerialization of U.S. Securities," outlining the necessary steps to reduce, and ultimately eliminate, certificated U.S. securities.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-3 Invesco BulletShares ETFs
September 29, 2020--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco BulletShares 2030 Municipal Bond ETF
Invesco BulletShares 2028 High Yield Corporate Bond ETF
Invesco BulletShares 2030 Corporate Bond ETF.
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Teucrium Commodity Trust files with the SEC-Teucrium Corn Fund
September 29, 2020--Teucrium Commodity Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Corn Fund.
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Teucrium Commodity Trust files with the SEC-Teucrium Sugar Fund
September 29, 2020--Teucrium Commodity Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Sugar Fund.
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ClearShares LLC files with the SEC
September 29, 2020--ClearShares, LLC has filed an application for Exemptive relief with the SEC.
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First Trust Exchange-Traded Fund VI files with the SEC-First Trust International Developed Cap Strength ETF
September 29, 2020--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust International Developed Cap Strength ETF.
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ETF Series Solutions files with the SEC-Defiance Indxx Junior Semiconductor ETF and Defiance Next Gen SPAC Derived ETF
September 29, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Indxx Junior Semiconductor ETF
Defiance Next Gen SPAC Derived ETF.
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ETF Series Solutions files with the SEC-ClearShares Piton Intermediate Fixed Income ETF
September 29, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the ClearShares Piton Intermediate Fixed Income ETF
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Global X Funds files with the SEC-Global X CleanTech ETF
September 29, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X CleanTech ETF.
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Northern Lights Fund Trust IV files with the SEC-4 FormulaFolios ETFs
September 29, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the FormulaFolios Hedged Growth ETF, FormulaFolios Smart Growth ETF, FormulaFolios Tactical Growth ETF, and FormulaFolios Tactical Income ETF.
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Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
September 29, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
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U.S. SEC proposes new rules to alleviate electronic trading risk to fixed-income market
September 28, 2020--The U.S. Securities and Exchange Commission on Monday proposed new rules for electronic trading platforms for U.S. Treasuries, corporate debt and municipal securities, aimed at improving transparency and operational preparedness in the world's biggest securities market.
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Collaborative Investment Series Trust files with the SEC-SPAC and New Issue ETF
September 28, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPAC and New Issue ETF.
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Red Gate Advisers, LLC files with the SEC
September 25, 2020--Red Gate Advisers, LLC has filed an Application for Exemptive relief with the SEC-Shielded AlphaSM ETFs
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New Multi-Boutique Manager Red Gate Advisers to Launch ESG Large-Cap ETF, Partners With Blue Tractor
September 28, 2020--Red Gate Advisers, LLC ("RGA"), is proud to announce its formation as a multi-boutique investment advisor, and is excited to launch its first fund, the Stance Equity ESG Large Cap Core ETF (the "Fund"), via a licensing agreement with Blue Tractor Group, LLC. The Fund will be administered by The RBB Fund, Inc. Series Trust ("RBB"), whose lower cost and high service levels offer RGA a best-in-class platform.
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Top Fund Companies' Climate Change Votes: A Very Mixed Picture
September 28, 2020-Vanguard, State Street, and Fidelity increased support for shareholder resolutions aimed at tackling climate change, while BlackRock voted 'no' more than 80% of the time.
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