Two Roads Shared Trust files with the SEC-LeaderShares(R) Equity Skew ETF -continued

May 5, 2020--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderShares(R) Equity Skew ETF.
view filing
Source: SEC.gov


American ETP News
iShares Trust files with the SEC-iShares 25+ Year Treasury STRIPS Bond ETF
July 2, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares 25+ Year Treasury STRIPS Bond ETF.
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J.P. Morgan Exchange-Traded Fund files with the SEC-JPMorgan International Bond Opportunities ETF
July 2, 2020--J.P. Morgan Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the JPMorgan International Bond Opportunities ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors BBB Corporate ETF
July 2, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registartion statementfiles with the SEC- VanEck Vectors BBB Corporate ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors IG Corporate ETF
July 2, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registartion statementfiles with the SEC-VanEck Vectors IG Corporate ETF.
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Alternative Investments: TrueMark Investments Launches A Structured Outcome ETF That Tracks the S&P 500 Index
July 2, 2020--The ETF listed on CBOE BZX effective July 1.
TrueMark Investments has launched the TrueShares Structured Outcome (July) ETF (NYSEAMERICAN: JULZ) that offers investors exposure to the S&P 500 price index.
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CBO-An Update to the Economic Outlook: 2020 to 2030
July 2, 2020--CBO projects that from 2020 to 2030, annual real GDP will be 3.4 percent lower, on average, than it projected in January. The annual unemployment rate, which was projected to average 4.2 percent, is now projected to average 6.1 percent.
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Northern Lights Fund Trust IV files with the SEC-Inspire Tactical Balanced ESG ETF
July 2, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Inspire Tactical Balanced ESG ETF .
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-July
July 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-July.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-July
July 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-July.
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iShares Trust files with the SEC-iShares iBonds Dec 2030 Term Corporate ETF
July 2, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2030 Term Corporate ETF.
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iShares Trust files with the SEC-iShares ESG Advanced Total USD Bond Market ETF
July 2, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced Total USD Bond Market ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P 500 ETF 
July 1, 2020-iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P 500 ETF.
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Vanguard and State Street Are Resisting the Hot New ETF Craze
July 1, 2020--The first active, non-transparent ETFs began trading this year
Two giants are in 'wait-and-see' mode amid ANT doubts
One of Wall Street's hottest innovations is being hailed as the potential key to luring trillions of actively managed dollars to the booming market for exchange-traded funds. Yet two of the industry's biggest players want no part of it for now.
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AIM ETF Products Trust files with the SEC-AllianzIM U.S. Large Cap Buffer10 Oct ETF and AllianzIM U.S. Large Cap Buffer20 Oct ETF
July 1, 2020--AIM ETF Products Trust has filed a post-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer10 Oct ETF
AllianzIM U.S. Large Cap Buffer20 Oct ETF.
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Minutes of the Federal Open Market Committee, June 9-10, 2020
July 1, 2020--Participants discussed tools for conducting monetary policy when the federal funds rate is at its effective lower bound (ELB). The discussion addressed two topics: (1) the roles of forward guidance and large-scale asset purchase programs in supporting the attainment of the Committee's maximum-employment and price-stability goals and (2) in light of the foreign and historical experience with approaches that cap or target interest rates along the yield curve, whether such approaches could be used to support forward guidance and complement asset purchase programs.
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AdvisorShares Trust files with the SEC-AdvisorShares Pure US Cannabis ETF
July 1, 2020--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Pure US Cannabis ETF.
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ETF Series Solutions files with the SEC- LHA Market State Tactical Beta ETF
July 1, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the LHA Market State Tactical Beta ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P Small-Cap ETF 
July 1, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P Small-Cap ETF. 
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iShares files with the SEC-iShares ESG Screened S&P Mid-Cap ETF 
July 1, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P Mid-Cap ETF.
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Cambria ETF Trust files with the SEC-Cambria Shareholder Yield ETF, Cambria Foreign Shareholder Yield ETF, Cambria Emerging Shareholder Yield ETF and Cambria Global Value ETF
June 30, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Cambria Shareholder Yield ETF
Cambria Foreign Shareholder Yield ETF
Cambria Emerging Shareholder Yield ETF
Cambria Global Value ETF.
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Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 Power Buffer ETFTM-July
June 30, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for te Innovator Nasdaq-100 Power Buffer ETFTM-July.
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Innovator ETFs Trust files with the SEC-Innovator Russell 2000 Power Buffer ETFTM-July
June 30, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETFTM-July.
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US IPO Market-The IPO Market Stages a Swift Recovery in the 2Q20
June 30, 2020--IPOs to Raise $15 Billion as the IPO Window Springs Open in June
Average IPO Returns 61%, while Renaissance IPO Index Soars 52%
Biotechs Drive the Healthcare Sector to Make Up Almost Two-Thirds of IPO Activity.
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Krane Shares Trust files with the SEC-KraneShares MSCI China ESG Leaders Index ETF
June 30, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares MSCI China ESG Leaders Index ETF.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI EM ETF
June 30, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EM ETF.
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iShares files with the SEC-iShares ESG Advanced MSCI EAFE ETF
June 30, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EAFE ETF.
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Hedge Funds, Banks Picked Up the Phone While Pandemic Raged
June 30, 2020--Hedge funds' No. 1 response to the pandemic? Pick up the phone.
Buy-side firms' most-cited reaction to market uncertainty caused by the coronavirus pandemic was to move toward more phone-based trading, with 31% listing it as their response during the early days of the outbreak, according to a study from Greenwich Associates released Tuesday.
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Trust for Professional Managers files with the SEC-Mairs & Power Minnesota Municipal Bond ETF
June 30, 2020--Trust for Professional Managers has filed a post-effective amendment, registration statement with the SEC for the Mairs & Power Minnesota Municipal Bond ETF.
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Fed Opens Lending Program for New Issuance of Corporate Debt
June 29, 2020-Effort is part of emergency programs the Fed is running to backstop lending markets reeling from coronavirus
The Federal Reserve formally opened Monday its $500 billion lending program to support issuance of new debt by large corporations, the last of nine emergency programs it is running to backstop lending markets reeling from the coronavirus pandemic.
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Fed Becomes No. 3 Holder of World's Biggest Corporate-Bond ETF
June 29, 2020--It has purchased over 13 million shares of LQD through June 16
Central bank is likely to slow the pace of ETF buying: Tchir
The Federal Reserve became one of the top holders in some of the world's largest credit ETFs less than two months after stepping into the market.
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Wall Street banks net record fees for pandemic fundraisings
June 29, 2020--Investment banking fees soared to a record $57bn in the first six months of the year, boosted by a series of lucrative debt sales as companies grabbed cash to tide them through the coronavirus crisis.
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SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
June 29, 20202--The Securities and Exchange Commission today issued an order to update the filing threshold for broker-dealers' Form 17-H filings made pursuant to Exchange Act Rules 17h-1T and Rule 17h-2T.
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iShares Trust files with the SEC-iShares iBonds Dec 2030 Term Treasury ETF
June 29, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2030 Term Treasury ETF.
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The Fed reveals which companies make its corporate-bonds shopping list
June 29, 2020-The Federal Reserve on Sunday released a list of roughly 750 companies, including Apple, Walmart and ExxonMobil, whose corporate bonds it will purchase in the coming months in an effort to keep borrowing costs low and smooth the flow of credit.
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The Shift from Active to Passive Investing: Potential Risks to Financial Stability?
June 29, 2020--Abstract:
The past couple of decades have seen a significant shift from active to passive investment strategies. We examine how this shift affects financial stability through its impacts on: (i) funds' liquidity and redemption risks, (ii) asset-market volatility, (iii) asset-management industry concentration, and (iv) comovement of asset returns and liquidity.
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National Bureau of Economic Research-Working paper-Corporate Bond Liquidity During the COVID-19 Crisis
June 28, 2020--We study liquidity conditions in the corporate bond market since the onset of the COVID-19 pandemic. We find that in mid-March 2020, as selling pressure surged, dealers were wary of accumulating inventory on their balance sheets, perhaps out of concern for violating regulatory requirements. As a result, the cost to investors of trading immediately with a dealer surged.
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A new trend is shaking up the ETF industry: active management
June 28, 2020-Traditional fund groups are fighting back by launching ETFs that buy assets without following an index
Entering client meetings and conference halls like conquering noblemen, the champions of the exchange-traded fund industry denounced stock pickers, brokers and fund gurus for their greed.
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ETF Series Solutions files with the SEC-PPTY-U.S. Diversified Real Estate ETF
June 26, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the PPTY-U.S. Diversified Real Estate ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC
June 26, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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Tidal ETF Trust files with the SEC-SoFi Select 500 ETF, SoFi Next 500 ETF, SoFi 50 ETF and SoFi Gig Economy ETF
June 26, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
SoFi Select 500 ETF
SoFi Next 500 ETF
SoFi 50 ETF

SoFi Gig Economy ETF.
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Spinnaker ETF Series files with the SEC- The Cannabis ETF
June 26, 2020--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the The Cannabis ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco NASDAQ 100 ETF
June 26, 2020--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco NASDAQ 100 ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco NASDAQ Next Gen 100 ETF
June 26, 2020--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco NASDAQ Next Gen 100 ETF.
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Financial Regulators Modify Volcker Rule
June 25, 2020--Five federal regulatory agencies today finalized a rule modifying regulations implementing the Volcker Rule's prohibition on banking entities investing in or sponsoring hedge funds or private equity funds-known as covered funds. The final rule is broadly similar to the proposed rule from January.
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Toews Corporation Debuts Agility SharesTM Family of ETFs
June 25, 2020--Money Manager With Multi-Decade Track Record of Risk-Managed Investing Introduces Inaugural ETFs
Risk-averse investors have some new tools in the never-ending quest to build portfolios for the long term.
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Dimensional ETF Trust files with the SEC-Dimensional US Core ETF, Dimensional International Core ETF and Dimensional Emerging Markets Core ETF
June 25, 2020--Dimensional ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Dimensional US Core ETF
Dimensional International Core ETF
Dimensional Emerging Markets Core ETF.
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Pacer ETFs Expands Lineup With Addition of 4 New Funds
June 25, 2020--The firm continues growth with multiple fund additions as it rings in 5th anniversary
-Pacer ETFs ("Pacer"), an ETF provider that offers strategy-driven, rules-based ETFs, celebrates their fifth anniversary and the launch of four new funds.
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US economy shrank at annualized rate of 5 percent in first quarter
June 25, 2020-The U.S. economy shrank at an annualized rate of 5 percent in the first quarter of 2020 as the coronavirus pandemic triggered an unprecedented economic collapse, according to data released by the Commerce Department on Thursday.
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Direxion Launches Work From Home ETF
June 25, 2020--First ETF to Meet Investor Demand for Exposure to Worldwide Remote Productivity Shift
Direxion announced today it has expanded its range of buy and hold ETFs with the launch of the Direxion Work From Home ETF (Ticker: WFH). This is the first ETF with a strategy designed to provide investors with comprehensive exposure to firms at the forefront of the worldwide, societal transformation towards greater adoption of flexible work.
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Fed bans stock buybacks, caps dividend payments for big banks after stress tests
June 25, 2020--The Federal Reserve on Thursday banned more than 30 large U.S. banks from buying back their stocks and limited the size of dividends they could pay out to shareholders due to the financial strain of the coronavirus recession.
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Dynamic Shares Trust files with the SEC-Dynamic Short Short-TermVolatility Futures ETF
June 25, 2020--Dynamic Shares Trust has filed a Pre-effective amendment no. 1 to Form S-1 registration statement with the SEC for the Dynamic Short Short-TermVolatility Futures ETF.
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Cambria ETF Trust files with the SEC-Cambria Africa ETF, Cambria Endowment Style ETF, Cambria Global Tail Risk ETF
June 25, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Cambria Africa ETF
Cambria Endowment Style ETF
Cambria Global Tail Risk ETF.
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ETF Series Solutions files with the SEC- Aptus Drawdown Managed Equity ETF
June 24, 2020-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for Aptus Drawdown Managed Equity ETF.
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Principal Exchange-Traded Funds files with the SEC
June 24, 2020--Principal Exchange-Traded Funds has filed a second amended and restated application for exemptive relief with the SEC.
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SEC censures private equity and hedge fund managers over fees
June 24, 2020--The US markets regulator has rebuked private equity and hedge fund managers for overcharging investors and secretly favouring their high-paying clients over other customers in clear contravention of existing regulations.
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First Trust launches 2 defined-outcome ETFs
June 24, 2020--First Trust has brought to Cboe Global Markets two defined-outcome exchange-traded funds that give exposure to the S&P 500 while limiting gains and losses.
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ETF Series Solutions files with the SEC- NetLease Corporate Real Estate ETF
June 24, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the NetLease Corporate Real Estate ETF.
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ETF Series Solutions files with the SEC- Hoya Capital Housing ETF
June 24, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Hoya Capital Housing ETF.
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Principal Exchange-Traded Funds files with the SEC-Principal Spectrum Tax-Advantaged Dividend Active ETF
June 24, 2020--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Principal Spectrum Tax-Advantaged Dividend Active ETF.
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Innovator ETFs Trust files with the SEC- Innovator Nasdaq-100 Power Buffer ETF-July
June 24, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF-July.
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Innovator ETFs Trust files with the SEC- Innovator Russell 2000 Power Buffer ETF-July
June 24, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-July.
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Indxx launches the Indxx Global Education Thematic Index
June 23, 2020--Indxx announces the launch of the Indxx Global Education Thematic Index (the "Index"). The Index (Ticker: IEDUX) is designed to track the performance of companies listed in developed and emerging markets that provide products and services that facilitate education, including but not limited to companies involved in online learning and educational content/publishing, early childhood education, higher education and professional education as well as enterprise video and chat communication platforms.
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There's a wave of selling estimated to be in the billions that's about to hit the stock market
June 23, 2020--The final day of June is a week away, and Wall Street is already speculating that there's the potential some asset allocators, like pension funds, could take the big gains from the stock market and move them into bonds.
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iShares Trust files with the SEC
June 23, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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Exchange Traded Concepts Trust files with the SEC-North Shore Dual Share Class ETF
June 23, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC-North Shore Dual Share Class ETF.
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American Century ETF Trust files with the SEC-American Century Mid Cap Growth Impact ETF and the American Century Sustainable Equity ETF.
June 23, 2020--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
American Century Mid Cap Growth Impact ETF
American Century Sustainable Equity ETF.
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iShares Trust files with the SEC-4 iShares ESG ETFs
June 23, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Aware Aggressive Allocation ETF
iShares ESG Aware Conservative Allocation ETF
iShares ESG Aware Growth Allocation ETF
iShares ESG Aware Moderate Allocation ETF.
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Crisis of Confidence in ETNs Spells End for Note With 200% Gain
June 23, 2020--Credit Suisse delistings include hugely popular TVIX product
Pulled notes are a major blow to $11 billion corner of market
The demise of an exchange-traded note is often accompanied by accusations, investigations and heavy losses. Rarely, if ever, has it involved the year's best-performing product and assets well north of $1 billion.
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SEC, Justice Department to Scrutinize Exchanges' Market-Data Business
June 22, 2020--Partnership could provide greater scrutiny of fees charged for data
Wall Street's chief regulator and the nation's antitrust watchdog agreed to a formal partnership that could result in greater scrutiny of the fees charged by stock exchanges for crucial market data.
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UBS Launches ETRACS Alerian Midstream Energy Index ETN
June 22, 2020--UBS Investment Bank today announced that the ETRACS Midstream Energy Index ETN began trading on NYSE Arca(R). AMNA is linked to the Alerian Midstream Energy Index (Bloomberg: "AMNA Index").
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Credit Suisse AG Announces Its Intent To Delist And Suspend Further Issuances Of Its VelocityShares™ ETNs
June 22, 2020--Credit Suisse AG announced today its intention to delist and suspend further issuances of the following Exchange Traded Notes (the "ETNs"):
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Pacer Funds Trust files with the SEC-Pacer Lunt Large Cap Alternator ETF, Pacer Lunt MidCap Multi-Factor Alternator ETF,Pacer Lunt Large Cap Multi-Factor Alternator ETF & Pacer BioThreat ETF
June 22, 200--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Lunt Large Cap Alternator ETF
Pacer Lunt MidCap Multi-Factor Alternator ETF
Pacer Lunt Large Cap Multi-Factor Alternator ETF
Pacer BioThreat ETF.
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Pandemic propels old-school bond traders towards an electronic future
June 22, 2020-- The mammoth bond market has long been the old-school bastion of the financial world, but the COVID-19 pandemic has cast a light on its future- and it looks electronic. Well, mainly.
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Siren ETF Trust files with the SEC-Siren Large Cap Blend Index ETF
June 19, 2020--Siren ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Siren Large Cap Blend Index ETF.
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Victory Portfolios II files with the SEC-VictoryShares Nasdaq Next 50 ETF, VictoryShares Top Veteran Employers ETF and VictoryShares Defend America ETF
June 19, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the
VictoryShares Nasdaq Next 50 ETF
VictoryShares Top Veteran Employers ETF
VictoryShares Defend America ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Work From Home ETF
June 19, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Work From Home ETF.
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Arrow ETF Trust files with the SEC-Arrow Dow Jones Global Yield ETF
June 18, 2020--Arrow ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Arrow Dow Jones Global Yield ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
June 18, 2020-- WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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Court deals blow to SEC in battle with exchanges over fees
June 16, 2020--Regulator has been seeking to push down costs for investors in US markets.
A US appeals court on Tuesday handed another legal win to the country's biggest stock exchanges in their fight with their regulator, blocking a proposed experiment involving trading fees.
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iShares files with the SEC-iShares iBonds Dec 2030 Term Corporate ETF
June 16, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2030 Term Corporate ETF.
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iShares Trust files with the SEC-iShares ESG Advanced Total USD Bond Market ETF
June 16, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced Total USD Bond Market ETF.
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WisdomTree Trust files with the SEC- WisdomTree Interest Rate Hedged High Yield Bond Fund
June 16, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Interest Rate Hedged High Yield Bond Fund.
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Israeli Equities Extend Lead Versus Global Benchmarks in May; Bluestar Israel Global Index(R) Outperforming MSCI Eafe by 9.4% in 2020 as Israel Reopens for Business
June 16, 2020--Israeli stocks, as defined by the BlueStar Israel Global Index(R) (BIGI(R)), rose 11.95% in April outperforming developed international equities, as measured by MSCI EAFE, by 5.41%. With a 2020 loss of 9.83%, BIGI is leading MSCI EAFE by 7.83% and MSCI EM by 6.77%, YTD.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2028 High Yield Corporate Bond ETF and Invesco BulletShares 2030 Corporate Bond ETF
June 16, 2020--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco BulletShares 2028 High Yield Corporate Bond ETF
Invesco BulletShares 2030 Corporate Bond ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
June 16, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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Pacer Funds Trust files with the SEC- Pacer Salt High truBetaTM US Market ETF and Pacer Salt Low truBetaTM US Market ETF
June 16, 2020--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Salt High truBetaTM US Market ETF
Pacer Salt Low truBetaTM US Market ETF.
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Listed Funds Trust files with the SEC-12 TrueShares Structured Outcome ETFs
June 15, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC-12 TrueShares Structured Outcome ETFs.
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Fidelity Covington Trust files with the SEC-Fidelity Blue Chip Growth ETF, Fidelity New Millennium ETF and Fidelity Blue Chip Value ETF
June 15, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Blue Chip Growth ETF
Fidelity New Millennium ETF
Fidelity Blue Chip Value ETF.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI USA ETF
June 15, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI USA ETF.
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Eaton Vance NextShares Trust II files with the SEC-Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares
June 15, 2020--Eaton Vance NextShares Trust II has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI EM ETF
June 15, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EM ETF.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI EAFE ETF
June 15, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EAFE ETF.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond 5% Floor ETF-July
June 15, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 5% Floor ETF-July.
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ETF Managers Trust files with the SEC-ETFMG Treatments, Testing and Advancements ETF
June 15, 2020--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Treatments, Testing and Advancements ETF.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond 9% Buffer ETF-July
June 15, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 9% Buffer ETF-July.
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ETF Opportunities Trust files with the SEC-American Conservative Values ETF and the American Conservative Values Small-Cap ETF.
June 15, 2020--ETF Opportunities Trust has filed a pre-effective amendment, registration statement with the SEC for the
American Conservative Values ETF
American Conservative Values Small-Cap ETF.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Blue Chip Growth ETF, T. Rowe Price Dividend Growth ETF, T. Rowe Price Equity Income ETF & T. Rowe Price Growth Stock ETF
June 15, 2020--T. Rowe Price Exchange-Traded Funds, Inc. has filed a pre-effective amendment, registration statement with the SEC for the
T. Rowe Price Blue Chip Growth ETF
T. Rowe Price Dividend Growth ETF
T. Rowe Price Equity Income ETF
T. Rowe Price Growth Stock ETF.
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Bitcoin Commodity Trust files with the SEC
June 12, 2020--Bitcoin Commodity Trust has filed a Form S-1 Registration Statement with the SEC.
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iShares Trust files with the SEC-iShares Virtual Work and Life Multisector ETF
June 12, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares Virtual Work and Life Multisector ETF.
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Innovator ETFs Trust files with the SEC- Innovator 20+ Year Treasury Bond Floor ETF-July
June 12, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond Floor ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond Buffer ETF-July
June 12, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond Buffer ETF-July.
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First Trust Exchange-Traded Fund VIII files with the SEC- FT Cboe Vest U.S. Equity Deep Buffer ETF-September
June 12, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-September.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-September
June 12, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-September.
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Principal Exchange-Traded Funds files with the SEC-Principal Spectrum Tax-Advantaged Dividend Active ETF
June 12, 2020--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Principal Spectrum Tax-Advantaged Dividend Active ETF.
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CFTC.gov Commitments of Traders Update
June 12, 2020--The current reports for the week of June 09, 2020 are now available.
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Franklin Templeton launches active US Treasuries ETF
June 12, 2020--Franklin Templeton has expanded its suite of actively managed fixed income ETFs in the US with the launch of a fund providing exposure to Treasury securities.
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2nd Vote Funds files with the SEC-2ndVoteTM Life ETF, 2ndVoteTM Liberty ETF and the 2ndVoteTM Personal & National Security ETF
June 12, 2020--2nd Vote Funds has filed a Form N-1A Registration statement with the SEC for the
2ndVoteTM Life ETF
2ndVoteTM Liberty ETF
2ndVoteTM Personal & National Security ETF.
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United States Oil Fund, LP files with the SEC
June 12, 2020--United States Oil Fund, LP has filed a Form 8-K with the SEC.
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United States Oil Fund receives green light to issue new shares
June 12, 202--The United States Oil Fund LP, the largest U.S. oil-focused exchange-traded product, stated on Friday in a regulatory filing that it has gained approval to resume offering new shares.
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'Volatility Is Everywhere': The Market Tactic That’s Driving Stocks Haywire
June 12, 2020--Markets were once dominated by bulls who thought stocks would go up and bears who thought they would go down. These days, another animal is on the rise. It doesn't much care what stocks do, as long as they do something.
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ETFGI reports ETFs and ETPs listed in US gathered net inflows of 28.38 billion US dollars during May 2020
June 11, 2020--ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today that ETFs and ETPs listed in US gathered net inflows of US$28.38 billion during May, bringing year-to-date net inflows to US$131.45 billion which is significantly higher than the US$67.25 billion net inflows gathered at this point last year.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Triple Stacker ETF-July
June 11, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Triple Stacker ETF-July.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Double Stacker 9% Buffer ETF-July
June 11, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Double Stacker 9% Buffer ETF-July.
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Principal Exchange-Traded Funds files with the SEC
June 11, 2020--Principal Exchange-Traded Funds has filed an Amended and Restated Application for exemptive relief with the SEC.
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Vanguard Seeks to Draw Younger Investors With New Robo Service
June 11, 2020--Amid the disruption caused by the coronavirus crisis, a lot of people are looking for financial advice. Vanguard Group is hoping to capitalize on that, while also expanding the reach of the world's second-largest money manager to a younger clientele.
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U.S. Business Debt Soars by Record on Bond Issuance, Loans
June 11, 2020--U.S. nonfinancial business debt soared in the first quarter by the most on record as loans and corporate bond issuance jumped, underscoring companies’ preparations to deal with the coronavirus fallout.
Firms boosted debt at an annualized 18.8% in the first quarter to a total outstanding $16.8 trillion, which surpassed the level of household debt, according to a Federal Reserve report out Thursday.
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Federal Reserve issues FOMC statement
June 10, 2020--The coronavirus outbreak is causing tremendous human and economic hardship across the United States and around the world. The virus and the measures taken to protect public health have induced sharp declines in economic activity and a surge in job losses. Weaker demand and significantly lower oil prices are holding down consumer price inflation.
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Global X Funds files with the SEC-Global X S&P Catholic Values U.S. Aggregate Bond ETF
June 10, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X S&P Catholic Values U.S. Aggregate Bond ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors CEF Municipal Income ETF
June 10, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors CEF Municipal Income ETF.
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American Century ETF Trust files with the SEC-Avantis ETFs
June 10, 2020--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Avantis Core Fixed Income ETF
Avantis Core Municipal Fixed Income ETF
Avantis Short-Term Fixed Income ETF
Avantis Core Fixed Income Fund
Avantis Core Municipal Fixed Income Fund
Avantis Short-Term Fixed Income Fund.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors Municipal Allocation ETF
June 10, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Municipal Allocation ETF.
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Global X Funds files with the SEC-Global X Variable Rate Preferred ETF
June 10, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Variable Rate Preferred ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-June
June 10, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-June.
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U.S. May deficit nearly doubles to $399 billion
June 10, 2020--The U.S. federal budget deficit in May nearly doubled to $399 billion from a year earlier amid continued strong spending on coronavirus relief programs and a 25% drop in receipts, the Treasury Department said on Wednesday.
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Dovish Powell Sees Fed Keeping Foot on Gas Until Jobs Come Back
June 10, 2020--Fed maintains Treasuries, MBS buying at least at $120b a month
Says virus continues to pose considerable risks to the economy
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Global X Funds files with the SEC-Global X S&P Catholic Values Developed ex-U.S. ETF
June 10, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X S&P Catholic Values Developed ex-U.S. ETF.
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Bakkt, Galaxy Digital to Offer Bitcoin Trading, Custody Solution for Institutions
June 10, 2020--Two New York-based crypto companies hope to scoop up growing institutional demand for physical bitcoin.
Announced Wednesday, Galaxy Digital's trading arm and regulated bitcoin futures provider Bakkt said the service will offer asset managers and other institutional investors a "white glove" trading and custody solution.
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Direxion Shares ETF Trust files with the SEC-Direxion High Growth ETF, Direxion Fallen Knives ETF and Direxion Dynamic Hedge ETF
June 10, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion High Growth ETF
Direxion Fallen Knives ETF
Direxion Dynamic Hedge ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-June
June 10, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-June.
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Stock Pickers Underperformed During Coronavirus Market Turmoil
June 10, 2020--In the early months of 2020, most U.S. large-cap stock-picking funds lagged behind the S&P 500
Most U.S. large-cap stock-picking funds underperformed the benchmark S&P 500 during the tumultuous early months of 2020, according to new data from S&P Dow Jones Indices.
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ETF Series Solutions files with the SEC- Volshares Large Cap ETF
June 10, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Volshares Large Cap ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Moonshot Technologies ETF and Direxion Connected Consumer ETF
June 9, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion Moonshot Technologies ETF
Direxion Connected Consumer ETF.
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A first-of-its-kind racial empowerment ETF is 'flying under the radar.' Maybe it shouldn’t.
June 9, 2020--Wall Street doesn't do a great job at offering up socially responsible products and services, says the manager of this nonprofit ETF.
Consider an exchange-traded fund that's small, with only $4 million in assets after nearly two years in existence, and charging a high management fee -76 basis points-that enables investors to access a feel-good strategy that's very of-the-moment.
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Once bitten, not shy: Investors again seek margin loans as stocks rally
June 9, 2020--Global banks are seeing renewed appetite from wealth management clients to borrow money to buy stocks as markets rebound, bankers said, which comes just months after the strategy burned some investors.
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Franklin Templeton ETF Trust files with the SEC-Franklin Liberty U.S. Treasury Bond ETF
June 9, 2020--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Liberty U.S. Treasury Bond ETF.
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Delisting Chinese Firms: A Cure Likely Worse than the Disease
June 9, 2020-In May, the Senate unanimously passed a bill-the Holding Foreign Companies Accountable Act-designed to improve financial reporting by China-based firms trading on U.S. exchanges. Fraud at these firms-including most recently Luckin Coffee-has cost American investors tens of billions of dollars over the last decade. The bill thus targets a real problem. Unfortunately, its remedy is likely to hurt-not help- the American shareholders of these firms.
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Listed Funds Trust files with the SEC- Roundhill Sports Betting & iGaming ETF
June 9, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill Sports Betting & iGaming ETF.
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Innovator ETFs Trust II files with the SEC-Innovator Lunt Low Vol/High Beta Tactical ETF
June 8, 2020--Innovator ETFs Trust II has filed a post-effective amendment, registration statement with the SEC for the Innovator Lunt Low Vol/High Beta Tactical ETF.
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iShares files with the SEC
June 8, 2019--iShares has filed a post-effective amendment, registration statement with the SEC for the
ESG Aware Conservative Allocation ETF
iShares ESG Aware Moderate Allocation ETF
iShares ESG Aware Growth Allocation ETF
iShares ESG Aware Aggressive Allocation ETF.
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Collaborative Investment Series Trust files with the SEC-
June 8, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Drawbridge Dynamic Allocation ETF.
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Innovator ETFs Trust II files with the SEC-Innovator S&P Investment Grade Preferred ETF
June 8, 2020--Innovator ETFs Trust II has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P Investment Grade Preferred ETF.
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Innovator ETFs Trust II files with the SEC-Innovator Lunt Low Vol/High Beta Tactical ETF
June 8, 2020--Innovator ETFs Trust II has filed a post-effective amendment, registration statement with the SEC for the Innovator Lunt Low Vol/High Beta Tactical ETF.
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Innovator ETFs Trust II files with the SEC-Innovator S&P Investment Grade Preferred ETF
June 8, 2020--Innovator ETFs Trust II has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P Investment Grade Preferred ETF.
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Collapsing rates leave investors dangerously exposed to equity risk
June 8, 2020--The classic portfolio-60% stocks, 40% government bonds-no longer makes sense
Covid-19 has brought us to a historic turning point in financial markets. A fundamental investment strategy that has protected institutional and retail investors alike for decades-balancing equity risk by holding high-quality government bonds-has finally run its course.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-June
June 5, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-June.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-June
June 5, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-June.
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Global X Funds files with the SEC-Global X Emerging Markets Bond ETF
June 5, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Emerging Markets Bond ETF.
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Trust for Advised Portfolios files with the SEC-CornerCap Fundametrics Large-Cap ETF
June 5, 2020--Trust for Advised Portfolios has filed a post-effective amendment, registration statement with the SEC for the CornerCap Fundametrics Large-Cap ETF.
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U.S. Trade Gap Widened in April Amid Coronavirus Disruptions-2nd Update
June 4, 2020--U.S. exports and imports both posted their largest monthly decreases on record amid coronavirus-related shutdowns around the world.
Imports decreased 13.7% in April. Exports, meanwhile, fell 20.5% from March. Both marked the largest month-over-month declines since record-keeping began in 1992, the Commerce Department reported Thursday.
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American Century ETF Trust files with the SEC-American Century Mid Cap Growth Impact ETF & American Century Sustainable Equity ETF.
June 4, 2020--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
American Century Mid Cap Growth Impact ETF
American Century Sustainable Equity ETF.
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US borrowers shun leveraged loan market as demand wanes
June 4, 2020--Borrowers that have historically turned to the US leveraged loan market are instead looking to high-yield bonds to refinance existing loans as bank debt becomes more costly and hard to access while demand for the asset class drops.
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Fidelity Launches 3 Nontransparent ETFs
June 4, 2020--It is the third asset manager to launch such funds, which are the firm's first actively managed equity ETFs.
Fidelity Investments is the latest asset manager to bring to market actively managed nontransparent ETFs.
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For U.S. economy, the bottom may be here, but the rebound is slow so far
June 4, 2020--The U.S. economy may have hit its low point in the coronavirus crash but the rebound so far remains tepid, according to both broad indexes of activity and higher frequency counts of cellphone data and employee time information.
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BlackRock ETF Trust files with the SEC-BlackRock Future Innovators ETF
June 3, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Innovators ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Future Tech ETF
June 3, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Tech ETF.
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Wall Street strategists turn bearish on US dollar, say dramatic falls likely-FT
June 3, 2020--After the US dollar fell to its lowest in three months against its six major rivals, the Wall Street strategists, including Goldman, JPMorgan, Deutsche Bank and Citigroup, argued in recent days that the currency's long rally could be finally over, as cited by the Financial Times (FT).
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Private equity eyes $400bn windfall from US retirement savers
June 3, 2020--The Trump administration on Wednesday cleared a path for ordinary savers to invest in private equity funds through their employer-sponsored retirement accounts, handing the alternative investment management industry a victory after a years-long push.
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BlackRock ETF Trust files with the SEC- BlackRock Future Health ETF
June 3, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Health ETF.
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BlackRock ETF Trust III files with the SEC-ActiveSharesSM
June 3, 2020--BlackRock ETF Trust III has filed an application for exemptive relief with the SEC-ActiveSharesSM.
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Exchange Listed Funds Trust files with the SEC-5 Cabana Target Drawdown ETFs
June 3, 2020--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Cabana Target Drawdown 5 ETF
Cabana Target Drawdown 7 ETF
Cabana Target Drawdown 10 ETF
Cabana Target Drawdown 13 ETF
Cabana Target Drawdown 16 ETF.
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