Syntax ETF Trust files with the SEC-Syntax Stratified U.S. Hedged Equity ETF and Syntax Stratified U.S. Hedged Equity ETF-continued

January 3, 2020-January 3, 2020--Syntax ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Syntax Stratified U.S. Hedged Equity ETF
Syntax Stratified U.S. Hedged Equity ETF.
view filing
Source: SEC.gov


American ETP News
Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Real Assets ESG ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Real Assets ESG ETF .
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco US Large Cap Core ESG ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco US Large Cap Core ESG ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Select Growth ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Select Growth ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Focused Discovery Growth ETF
September 25, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Focused Discovery Growth ETF.
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Listed Funds Trust files with the SEC-Wahed FTSE USA Shariah ETF
September 25, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Wahed FTSE USA Shariah ETF.
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Eaton Vance Exchange-Traded Fund Trust files with the SEC
September 25, 2020--Eaton Vance Exchange-Traded Fund Trust has filed a Third Amended and Restated Application for exemtive relief with the SEC.
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CBO-An Overview of The 2020 Long-Term Budget Outlook
September 24, 2020--Summary

By the end of 2020, federal debt held by the public is projected to equal 98 percent of gross domestic product (GDP)-its highest level since shortly after World War II.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders MSCI U.S. REIT ETF
September 24, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders MSCI U.S. REIT ETF.
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IShares launches ETF buying long-duration STRIPS
September 24, 2020--Shares brought to Cboe Global Markets an exchange-traded fund that buys Treasury STRIPS with 25 or more years left to maturity. The iShares 25+ Year Treasury STRIPS Bond ETF (GOVZ) invests in securities derived from Treasury bonds.
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Alpha Architect ETF Trust files with the SEC-5 ETFs
September 24, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
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Fidelity Covington Trust files with the SEC-4 Fidelity ETFs
September 24, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Growth Opportunities ETF
Fidelity Magellan(R) ETF
Fidelity Real Estate Investment ETF
Fidelity Small-Mid Cap Opportunities ETF.
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Vanguard bolstered by ETF sales amid mutual fund outflows
September 24, 2020--ETF sales have been supporting Vanguard's business this year amid sizeable outflows from its mutual funds range, new data show.
The asset manager's $1.3tn ETF line attracted $113bn in net inflows in the year to the end of August, while its $4.4tn in long-term mutual funds bled $41bn, according to data from Morningstar. At Vanguard, ETFs are share classes of their mutual funds.
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Northern Lights Fund Trust IV files with the SEC-4 FormulaFolios ETFs
September 24, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
FormulaFolios Hedged Growth ETF
FormulaFolios Smart Growth ETF
FormulaFolios Tactical Growth ETF
FormulaFolios Tactical Income ETF.
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Columbia ETF Trust I files with the SEC
September 24, 2020--Columbia ETF Trust I has filed an Amended and Restated Application for exemptive relief with the SEC.
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Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
September 23, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
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Innovator ETFs Trust files with the SEC-Innovator Triple Stacker ETF -October
September 23, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Triple Stacker ETF-October (formerly Innovator U.S. Equity Triple Stacker ETF-October).
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETF-October
September 23, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker ETF-October (formerly Innovator U.S. Market Stacker ETF - July).
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Invesco wants to combat front-runners with nontransparent ETFs
September 23, 2020--Invesco Ltd. is looking to active, nontransparent exchange-traded funds as the next step forward for the US$4.6 trillion industry, hoping the new products will be less vulnerable to traders who exploit expected changes in ETF holdings.
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U.S. business activity slows, house price inflation accelerates
September 23, 2020--U.S. business activity cooled in September, with gains at factories offset by a retreat at services industries, suggesting a loss of momentum in the economy as the third quarter draws to a close and COVID-19 lingers.
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Stock Exchanges Present Opportunity as Volumes Surge
September 23, 2020--Shares of American exchange operators have mostly performed well this year, especially compared with other financials
Stocks might be very expensive right now. But stock exchanges aren't.
Shares of American exchange operators have mostly performed well this year, especially compared with other financials.
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U.S. Investors to Get Easy ETF Access to Ant Group and China's Nasdaq
September 23, 2020--Ant Group has passed muster for a Shanghai IPO on the STAR Market, which soon should see its first index-tracking exchange traded funds.
U.S. investors soon should have a way to tap China's walled-off tech stocks from behind the Bamboo Curtain. The move comes just in time, offering potential access to the blockbuster Ant Group initial public offering (IPO).
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Alpha Architect ETF Trust files with the SEC-5 Alpha Architect ETFs
September 23, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker 9 Buffer ETF-October
September 22, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Double Stacker 9 Buffer ETF-October (formerly Innovator U.S. Equity Double Stacker 9% Buffer ETF-October).
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BlackRock ETF Trust files with the SEC-BlackRock Future Innovators ETF
September 22, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Innovators ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Future Tech ETF
September 22, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Tech ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Future Health ETF
September 22, 2020--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Health ETF.
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SPDR Series Trust files with the SEC-SPDR Bloomberg Barclays 3-12 Month T-Bill ETF
September 22, 2020--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Bloomberg Barclays 3-12 Month T-Bill ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
September 22, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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Vanguard World Fund files with the SEC-Vanguard ESG U.S. Corporate Bond ETF
September 22, 2020--Vanguard World Fund has filed a post-effective amendment, registration statement with the SEC for the Vanguard ESG U.S. Corporate Bond ETF.
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Victory Portfolios II files with the SEC-VictoryShares Nasdaq Next 50 ETF
September 22, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares Nasdaq Next 50 ETF.
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iShares Trust files with the SEC-iShares Virtual Work and Life Multisector ETF
September 22, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares Virtual Work and Life Multisector ETF.
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Amplify ETF Trust files with the SEC- Amplify CrowdBureau(R) Peer-to-Peer Lending & Crowdfunding ETF
September 22, 2020--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify CrowdBureau(R) Peer-to-Peer Lending & Crowdfunding ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest International Equity Buffer ETF-December
September 22, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest International Equity Buffer ETF-December.
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Active managers fail to beat the market again
September 22, 2020--Two-thirds of US equity funds underperformed benchmarks over last 12 months, report shows
Most active fund managers in the US failed to beat the market over the past year, according to another dispiriting report on an industry that often claims it will come into its own during periods of volatility.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Growth-100 Buffer ETF-December
September 22, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Growth-100 Buffer ETF-December.
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Wall Street-backed MEMX launches in challenge to NYSE and Nasdaq
September 21, 2020--The Members Exchange (MEMX), a new U.S. stock exchange backed by some of the biggest customers of the New York Stock Exchange and Nasdaq Inc, launched on Monday with pricing aimed at taking market share from the incumbents.
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Collaborative Investment Series Trust files with the SEC-Trend Aggregation Conservative ETF
September 21, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation Conservative ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFsAsia Pacific Dividend Builder ETF and SmartETFsDividend Builder
September 21, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the
SmartETFsAsia Pacific Dividend Builder ETF
SmartETFsDividend Builder.
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Global X Funds files with the SEC-Global X Nasdaq 100 Covered Call & Growth ETF
September 21, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Nasdaq 100 Covered Call & Growth ETF.
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Global X files with the SEC-Global X S&P 500 Covered Call & Growth ETF
September 21, 2020-Global X files has filed a post-effective amendment, registration statement with the SEC for the Global X S&P 500 Covered Call & Growth ETF.
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CBO-The 2020 Long-Term Budget Outlook
September 21, 2020--Summary: Each year, the Congressional Budget Office publishes a report presenting its projections of what federal deficits, debt, spending, and revenues would be for the next 30 years if current laws governing taxes and spending generally did not change. This report is the latest in the series.
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CBO's Projection of the Effect of Climate Change on U.S. Economic Output: Working Paper 2020-06
September 21, 2020--This paper describes how CBO constructed its projection of the effect of climate change on U.S. output, how the projected effect should be interpreted, limitations of the analysis, and the central climate-change scenario that CBO used.
Summary
As part of its long-term economic forecast, the Congressional Budget Office projects the effect of climate change on the growth of U.S. real gross domestic product (GDP).
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iShares Trust files with the SEC
September 21, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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Teucrium Commodity Trust files with the SEC-Teucrium Water Fund
September 21, 2020--Teucrium Commodity Trust has filed a Form S-1, registration statement with the SEC for the Teucrium Water Fund.
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Leveraged ETP popularity brings gambling risk, experts warn
September 20, 2020--A surge of interest in leveraged and inverse exchange traded products could be luring inexperienced investors into gambling with all its attendant risks, experts warn.
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Fed Hires BlackRock to Help Calm Markets. Its ETF Business Wins Big
September 18, 2020--The central bank's market intervention helped the largest U.S. provider of corporate bond exchange-traded funds get large
The Federal Reserve's March commitment to deploy billions of dollars to prop up the economy was a boon for the company the Fed hired to help execute its plan: BlackRock Inc., the world's largest asset manager.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF- December
September 18, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF -December.
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Blue Tractor Group, LLC files with the SEC-Shielded AlphaSM ETFs
September 18, 2020--Blue Tractor Group, LLC has filed an Application for exemptive relief with the SEC for the Shielded AlphaSM ETFs.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-December
September 18, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-December
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Cambria ETF Trust files with the SEC-8 Cambria ETFs
September 18, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cambria Managed Futures Strategy ETF, Cambria Superinvestors ETF, Cambria Trend Following ETF, Cambria Domestic Tax Optimized ETF, Cambria Foreign Tax Optimized ETF, Cambria Long Short ETF, Cambria Global Income and Currency Strategies ETF,and Cambria Covered Call Strategy ETF.
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ETF Series Solutions files with the SEC-Distillate International Fundamental Stability & Value ETF
September 18, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Distillate International Fundamental Stability & Value ETF .
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Cambria ETF Trust files with the SEC
September 18, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded Fund VI has filed with the SEC-First Trust Benchmark Technology & E-Commerce Real Estate ETF
September 18, 2020--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust Benchmark Technology & E-Commerce Real Estate ETF.
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Exchange Traded Concepts Trust files with the SEC-ROBO Global(R) Robotics and Automation Index ETF and ROBO Global(R)Healthcare Technology and Innovation ETF
September 18, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the ROBO Global(R) Robotics and Automation Index ETF and ROBO GlobalĀ®(R)Healthcare Technology and Innovation ETF.
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Fidelity Covington Trust files with the SEC
September 18, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC.
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Exchange Listed Funds Trust files with the SEC-3 QRAFT AI-Enhanced U.S ETFs
September 18, 2020--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the QRAFT AI-Enhanced U.S. Large Cap ETF, QRAFT AI-Enhanced U.S. Large Cap Momentum ETF and QRAFT AI-Enhanced U.S. High Dividend ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P Small-Cap ETF
September 18, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P Small-Cap ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P Mid-Cap ETF
September 18, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P Mid-Cap ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P 500 ETF
September 18, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P 500 ETF.
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Invesco Exchange-Traded Fund Trust files with the SEC
September 17, 2020--Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration with the SEC.
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Cabana Asset Management Introduces New Suite of Target Drawdown ETFs with More Than $1 Billion in Initial Assets
September 17, 2020--Launch provides a broader swath of investors with access to firm's unique defined-risk investment approach
Cabana Asset Management ("Cabana"), a wholly owned subsidiary of The Cabana Group, LLC and an SEC registered investment adviser providing risk-managed investment products to investors, advisors and institutions, today announced the continued expansion of its client-focused investment lineup with the launch of its new suite of Target Drawdown ETFs, in partnership with private label ETF advisor Exchange Traded Concepts (ETC).
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Krane Shares Trust files with the SEC-KFA MLM Index ETF
September 16, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KFA MLM Index ETF.
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US futures exchanges target retail investors with 'mini' contracts
September 15, 2020--New products come after rising stock markets lift notional value, and therefore fees, of popular bets.
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Global X Funds files with the SEC-Global X China Biotech Innovation ETF
September 15, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X China Biotech Innovation ETF.
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Strategy Shares files with the SEC-3 Strategy Shares ETFs
September 15, 2020--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the
Strategy Shares Nasdaq 7 HANDL(TM) Index ETF
Day Hagan/Ned Davis Research Smart Sector ETF
Strategy Shares Newfound/ReSolve Robust Momentum ETF.
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Simplify Exchange Traded Funds files with the SEC-Knowledge Leaders Developed World ETF
September 15, 2020--Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Knowledge Leaders Developed World ETF.
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Alpha Architect ETF Trust files with the SEC-Upholdings ETF
September 15, 2020--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Upholdings ETF.
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Exchange Listed Funds Trust files with the SEC-5 Cabana Target Drawdown ETFs
September 14, 2020--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Cabana Target Drawdown 5 ETF
Cabana Target Drawdown 7 ETF
Cabana Target Drawdown 10 ETF
Cabana Target Drawdown 13 ETF
Cabana Target Drawdown 16 ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan International Bond Opportunities ETF
September 14, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan International Bond Opportunities ETF (formerly, JPMorgan Global Bond Opportunities ETF).
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Simplify Exchange Traded Funds files with the SEC-4 Simplify Volt ETFs
September 14, 2020--Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Volt Fintech Disruption ETF
Simplify Volt Pop Culture Disruption ETF
Simplify Volt RoboCar Disruption ETF
Simplify Volt Cloud and Cybersecurity Disruption ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Advertising & Marketing Technology ETF
September 14, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Advertising & Marketing Technology ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Faithward Large Cap Momentum ESG ETF & Inspire Faithward Mid Cap Momentum ESG ETF
September 14, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Inspire Faithward Large Cap Momentum ESG ETF
Inspire Faithward Mid Cap Momentum ESG ETF.
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JP Morgan Trust IV files with the SEC
September 14, 2020--JP Morgan Trust IV files with the SEC has filed an application for exemptive relief with the SEC.
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BlackRock and Vanguard look set to extend dominance to active ETFs
September 13, 2020--Survey finds institutional investors prefer them over the leading active ETF managers
BlackRock and Vanguard, the twin powerhouses of the passive investment industry, look set to grab the lion's share of assets in the small, but faster growing world of actively managed exchange traded funds.
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Non-transparent ETFs pass their first test -spreads are tight
September 11, 2020--Although precise holdings are concealed, trading has been less cautious than anticipated.
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Three new stock exchanges take aim at incumbents in the US
September 11, 2020--A trio of new stock exchanges launches in the US this month, hoping to shake up a market long dominated by another threesome-the New York Stock Exchange, Nasdaq and Cboe Global Markets.
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Simplify Exchange Traded Funds files with the SEC-3 Simplify Growth Equity Plus ETFs
September 11, 2020--Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Growth Equity Plus Convexity ETF
Simplify Growth Equity Plus Downside Convexity ETF
Simplify Growth Equity Plus Upside Convexity ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF
September 11, 2020--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF.
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ETF Series Solutions files with the SEC-Blue Horizon New Energy Economy 100 ETF
September 11, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Blue Horizon New Energy Economy 100 ETF.
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Krane Shares Trust files with the SEC-KraneShares Hang Seng TECH Index ETF
September 11, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares Hang Seng TECH Index ETF.
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Global X Funds files with the SEC-Global X China Biotech Innovation ETF
September 11, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X China Biotech Innovation ETF.
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Global X Funds files with the SEC-Global X Nasdaq 100 Covered Call & Growth ETF
September 11, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Nasdaq 100 Covered Call & Growth ETF.
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Global X Funds files with the SEC-Global X S&P 500 Covered Call & Growth ETF
September 11, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X S&P 500 Covered Call & Growth ETF.
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IndexIQ Active ETF Trust files with the SEC
September 10, 2020--IndexIQ Active ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
IQ MacKay Municipal Insured ETF
IQ MacKay Municipal Intermediate ETF
IQ MacKay Municipal Short Duration ETF
IQ Ultra Short Duration ETF.
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Wall Street bids a not-so-fond farewell to exchange traded notes
September 10, 2020--Exchange traded notes, the smaller and often unloved cousins of the bigger and broader $6tn exchange traded fund industry, seem to be dying out-and few lament their passing.
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WisdomTree Asset Management, Inc files with the SEC
September 10, 2020--WisdomTree Asset Management, Inc has filed a First Amended and Restated Application for exemptive relief with the SEC.
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ProShares Trust files with the SEC-ProShares MSCI Global Transformational Themes ETF
September 10, 2020--ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the ProShares MSCI Global Transformational Themes ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion World Without Waste ETF
September 10, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion World Without Waste ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
September 10, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JP Morgan International Bond Opportunities ETF
September 10, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JP Morgan International Bond Opportunities ETF.
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VanEck Vectors ETF Trust files with the SEC
September 10, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Fidelity Covington Trust files with the SEC-Fidelity U.S. Multifactor ETF
September 10, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity U.S. Multifactor ETF.
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IndexIQ ETF Trust files with the SEC
September 10, 2020--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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New Research: FINRA Foundation Explores Risky Financial Behaviors by Senior Investors
September 10, 2020-Study Suggests Overconfidence in Financial Knowledge May Lead to Excessive Financial Risk Taking Among Older Investors
America's older investors, many facing diminished financial knowledge and overconfidence in their ability to make sound investment decisions, may engage in more risky financial behaviors as they continue to age, according to new research from the FINRA Investor Education Foundation (FINRA Foundation), in collaboration with researchers from Duke University and Rush University Medical Center.
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Roboadvisers make slow progress gaining ground with investors
September 9, 2020--Many large asset managers have shelled out time and money to develop robo-advisers. But, while assets invested in them are growing, only a small proportion of investors actually use such digital services, according to a report by data and analytics firm Hearts & Wallets.
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Wilshire wShares Enhanced Gold Trust files with the SEC
September 9, 2020--Wilshire wShares Enhanced Gold Trust has filed an Amendment No. 2 to a Form S-1 Registration statement with the SEC.
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First Trust Exchange-Traded Fund files with the SEC-FT Cboe Vest Gold Tactical Buffer ETF
September 9, 2020--First Trust Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Gold Tactical Buffer ETF.
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First Trust Exchange-Traded Fund files with the SEC-FT Cboe Vest Gold Target Income ETF
September 9, 2020--First Trust Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Gold Target Income ETF.
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First Trust Exchange-Traded Fund files with the SEC-FT Cboe Vest Gold Buffer ETF
September 9, 2020--First Trust Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Gold Buffer ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Real Assets ESG ETF
September 9, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Real Assets ESG ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco US Large Cap Core ESG ETF
September 9, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco US Large Cap Core ESG ETF.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Select Growth ETF
September 9, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Select Growth ETF .
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-Invesco Focused Discovery Growth ETF
September 9, 2020--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for Invesco Focused Discovery Growth ETF.
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Fidelity Covington Trust files with the SEC-Fidelity U.S. Multifactor ETF
September 9, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity U.S. Multifactor ETF.
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American Century ETF Trust files with the SEC-Avantis ETFs
September 9, 2020--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC-Avantis ETFs.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC
September 9, 2020--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a Amended and Restated Application for exemptive relief with the SEC.
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John Hancock Exchange-Traded Fund Trust files with the SEC
September 8, 2020--John Hancock Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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CFTC's Climate-Related Market Risk Subcommittee Releases Report
September 8, 2020--The Commodity Futures Trading Commission's Climate-Related Market Risk Subcommittee of the Market Risk Advisory Committee (MRAC) today released a report entitled Managing Climate Risk in the U.S. Financial System. The Climate Subcommittee voted unanimously 34-0 to adopt the report.
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CBO-Monthly Budget Review for August 2020
September 8, 2020--The federal budget deficit in August 2020 was $198 billion, CBO estimates, $3 billion less than the deficit in August of last year. However, that comparison is distorted by shifts in the timing of certain payments.
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Unified Series Trust files with the SEC-Ballast Small/Mid Cap ETF
September 8, 2020--Unified Series Trust has filed a post-effective amendment, registration statement with the SEC for the Ballast Small/Mid Cap ETF.
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Two Roads Shared Trust files with the SEC-Anfield Capital Diversified Alternatives ETF
September 8, 2020--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Capital Diversified Alternatives ETF.
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Global X Funds files with the SEC-Global X S&P Catholic Values U.S. Aggregate Bond ETF
September 8, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X S&P Catholic Values U.S. Aggregate Bond ETF.
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Northern Lights Fund Trust IV files with the SEC-Sterling Capital Focus Equity ETF
September 4, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Sterling Capital Focus Equity ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Moonshot Innovators ETF and Direxion Connected Consumer ETF
September 4, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion Moonshot Innovators ETF
Direxion Connected Consumer ETF.
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Fall 2020-IPO Market:Tech Unicorns Leap Through the IPO Window
September 4, 2020--The US IPO market roared back to life this summer, and recent filings signal a very active fall. 2020 is now on track to surpass last year by deal count and proceeds, with the biggest IPO market by capital raised since 2014.
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Fed could ramp up corporate debt purchases if volatility persists -Citi
September 4, 2020--The Federal Reserve may ramp up its purchases of corporate bonds if stocks and corporate debt markets weaken further, following a sharpest stock sell-off, analysts at Citigroup said in a report.
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American Century ETF Trust files with the SEC-3 American Century ETFs
September 4, 2020-American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the American Century Low Volatility ETF
American Century Quality Convertible Securities ETF
American Century Quality Preferred ETF.
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Emles Trust files with the SEC
September 4, 2020-Emles Trust has filed a pre-effective amendment, registration statement with the SEC.
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BlackRock's iShares debuts ETF investing in Kuwait
September 3, 2020--BlackRock's iShares brought to Cboe Global Markets an exchange-traded fund giving investors exposure to Kuwaiti companies.
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JPMorgan Dethrones Pimco With the Biggest Actively Managed ETF
September 3,2020--JPST overtakes MINT after $3.7 billion of inflows in 2020
Active funds still a small part of the $4.9 trillion market.
There's a new king of actively managed exchange-traded funds.
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ETF Series Solutions files with the SEC-ETFB REITs ETF
September 3, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the ETFB REITs ETF.
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U.S. Trade Deficit Widest Since 2008 in July as Imports Outpaced Exports
September 3, 2020--The U.S. trade deficit widened in July as Americans' appetite for foreign-made goods bounced back while exports rose more modestly.
The foreign-trade gap in goods and services expanded 19% from the prior month to a seasonally adjusted $63.56 billion in July, the Commerce Department said Thursday
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Natixis ETF Trust II files with the SEC-3 Natixis ETFs
September 3, 2020--Natixis ETF Trust II has filed a pre-effective amendment, registration statement with the SEC for the
Natixis U.S. Equity Opportunities ETF
Natixis Vaughan Nelson Select ETF
Natixis Vaughan Nelson Mid Cap ETF.
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Virtus ETF Trust II files with the SEC-Virtus Terranova U.S. Quality Momentum ETF
September 2, 2020--Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Virtus Terranova U.S. Quality Momentum ETF.
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Principal Exchange-Traded Funds files with the SEC
September 2, 2020--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC.
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Victory Portfolios II files with the SEC- VictoryShares Nasdaq Next 50 ETF
September 2, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares Nasdaq Next 50 ETF.
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Trust for Advised Portfolios files with the SEC-CornerCap Fundametrics Large-Cap ETF
September 2, 2020--Trust for Advised Portfolios has filed a post-effective amendment, registration statement with the SEC for the CornerCap Fundametrics Large-Cap ETF.
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Cambria ETF Trust files with the SEC-3 Cambria ETFs
September 2, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Cambria Global Real Estate ETF
Cambria Buyout ETF
Cambria Venture ETF.
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CBO-An Update to the Budget Outlook: 2020 to 2030
September 2, 2020--CBO projects a federal budget deficit of $3.3 trillion in 2020, more than triple the shortfall recorded in 2019, mostly because of the economic disruption caused by the 2020 coronavirus pandemic and the enactment of legislation in response.
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Teucrium Commodity Trust files with the SEC-Teucrium Corn Fund
September 2, 2020--Teucrium Commodity Trust has filed a Form S-1 registration statement with the SEC for the Teucrium Corn Fund.
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Teucrium Commodity Trust files with the SEC-Teucrium Sugar Fund
September 2, 2020--Teucrium Commodity Trust has filed a Form S-1 registration statement with the SEC for the Teucrium Sugar Fund.
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Beige Book-September 2, 2020
September 2, 2020--Overall Economic Activity
Economic activity increased among most Districts, but gains were generally modest and activity remained well below levels prior to the COVID-19 pandemic. Manufacturing rose in most Districts, which coincided with increased activity at ports and among transportation and distribution firms. Consumer spending continued to pick up, sparked by strong vehicle sales and some improvements in tourism and retail sectors.
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Beige Book-September 2, 2020
September 2, 2020--Overall Economic Activity
Economic activity increased among most Districts, but gains were generally modest and activity remained well below levels prior to the COVID-19 pandemic. Manufacturing rose in most Districts, which coincided with increased activity at ports and among transportation and distribution firms. Consumer spending continued to pick up, sparked by strong vehicle sales and some improvements in tourism and retail sectors.
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Robinhood Faces SEC Probe for Not Disclosing Deals With High-Speed Traders
September 2, 2020--Company could have to pay a fine exceeding $10 million if it agrees to settle
Robinhood Markets Inc. faces a civil fraud investigation over its early failure to fully disclose its practice of selling clients' orders to high-speed trading firms, people familiar with the matter said.
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TrueShares Structured Outcome September ETF (Ticker: SEPZ) has launched September 1st.
September 1, 2020--SEPZ is expected to provide an 8-12% downside buffer (with the advisor targeting 10%) on the first losses of the S&P 500 Price Index over a 12-month investment period.
In addition to the downside buffer, SEPZ will seek upside returns similar to the S&P 500 Price Index.
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iShares Trust files with the SEC- iShares BB Rated Corporate Bond ETF
September 1, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares BB Rated Corporate Bond ETF .
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Tidal ETF Trust files with the SEC-ATAC US Rotation ETF
September 1, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ATAC US Rotation ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
September 1, 2020----WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund .
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-September
September 1, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-September.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-September
September 1, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-September.
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United States Oil Fund, LP files with the SEC
September 1, 2020--United States Oil Fund, LP has filed a Form 8-K with the SEC.
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United States Oil Fund, LP files with the SEC
September 1, 2020--United States Oil Fund, LP has filed a Form 8-K with the SEC.
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Innovator ETFs Trust files withe the SEC-Innovator 20+ Year Treasury Bond 5 Floor ETF-July
August 31, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 5 Floor ETF-July.
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Natixis ETF Trust II files with the SEC
August 31, 2020--Natixis ETF Trust II has filed an application for exemptive relief with the SEC-actively managed ETFs.
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AdvisorShares Trust files with the SEC-3 ETFs
August 31, 2020--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the
AdvisorShares Dorsey Wright ADR ETF
AdvisorShares Focused Equity ETF
AdvisorShares Vice ETF.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond 9 Buffer ETF-July
August 31, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 9 Buffer ETF- July.
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Listed Funds Trust files with the SEC-Changebridge Capital Long/Short Equity ETF and Changebridge Capital Sustainable Equity ETF
August 28, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Changebridge Capital Long/Short Equity ETF
Changebridge Capital Sustainable Equity ETF.
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OSI ETF Trust files with the SEC-O'Shares U.S. Quality Dividend ETF, O'Shares U.S. Small-Cap Quality Dividend ETF and O'Shares Europe Quality Dividend ETF
August 28, 2020--OSI ETF Trust has filed a post-effective amendment, registration statement with the SEC for
O'Shares U.S. Quality Dividend ETF
O'Shares U.S. Small-Cap Quality Dividend ETF
O'Shares Europe Quality Dividend ETF.
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SPDR Series Trust files with the SEC
August 28, 2020--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC.
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SSGA Active Trust files with the SEC-4 ETFs
August 28, 2020--SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for
SPDR(R)(R)Blackstone / GSO Senior Loan ETF
SPDR MFS Systematic Core Equity ETF
SPDR MFS Systematic Growth Equity ETF
SPDR MFS Systematic Value Equity ETF.
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ETF Series Solutions files with the SEC-4 ETFs
August 28, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for
Aptus Drawdown Managed Equity ETF
Aptus Collared Income Opportunity ETF
Aptus Defined Risk ETF
Opus Small Cap Value ETF.
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ETF Series Solutions files with the SEC-The Acquirers Fund
August 28, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the The Acquirers Fund.
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Two Roads Shared Trust files with the SEC-Anfield Capital Diversified Alternatives ETF
August 28, 2020--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Capital Diversified Alternatives ETF.
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Investment Managers Series Trust files with the SEC-Knowledge Leaders Developed World ETF
August 28, 2020--Investment Managers Series Trust has filed a post-effective amendment, registration statement with the SEC for the Knowledge Leaders Developed World ETF.
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IndexIQ Active ETF Trust files with the SEC-4 ETFs
August 28, 2020--IndexIQ Active ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
IQ MacKay Municipal Insured ETF
IQ MacKay Municipal Intermediate ETF
IQ MacKay Municipal Short Duration ETF
IQ Ultra Short Duration ETF.
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Invesco Exchange-Traded Fund Trust files with the SEC
August 28, 2020--Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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IndexIQ ETF Trust files with the SEC
August 28, 2020--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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SoFi Gig Economy ETF up over 100% Since March Low
August 27, 2020--SoFi announced today that its SoFi Gig Economy ETF (GIGE) reached a new 52-week high on August 26, 2020, closing at a price of $28.09.
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Cambria ETF Trust files with the SEC
August 27, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Strategy Shares files with the SEC-3 ETFs
August 27, 2020--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the
Strategy Shares Nasdaq 7 HANDL(TM) Index ETF
Day Hagan/Ned Davis Research Smart Sector ETF
Strategy Shares Newfound/ReSolve Robust Momentum ETF.
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Cambria ETF Trust files with the SEC
August 27, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Listed Funds Trust files with the SEC-Core Alternative ETF
August 27, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Core Alternative ETF.
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Exchange Traded Concepts Trust files with the SEC-ROBO Global(R)Robotics and Automation Index ETF and ROBO Global(R) Healthcare Technology and Innovation ETF
August 27, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
ROBO Global(R)Robotics and Automation Index ETF
ROBO Global(R) Healthcare Technology and Innovation ETF.
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Exchange Listed Funds Trust files with the SEC-3 QRAFT AI-Enhanced U.S. ETFs
August 27, 2020--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
QRAFT AI-Enhanced U.S. Large Cap ETF
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF
QRAFT AI-Enhanced U.S. High Dividend ETF.
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Fed Chair Sets Stage for Longer Periods of Lower Rates
August 27, 2020--Jerome H. Powell said the central bank would focus its efforts on fostering a strong labor market while tolerating higher inflation.
Jerome H. Powell, the chair of the Federal Reserve, announced a major shift in how the central bank guides the economy, signaling it will make job growth pre-eminent and will not raise interest rates to guard against coming inflation just because the unemployment rate is low.
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