iShares Trust files with the SEC-continued

October 18, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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Source: SEC.gov


American ETP News
Northern Lights Fund Trust IV files with the SEC-Sage ESG Intermediate Credit ETF
December 5, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Sage ESG Intermediate Credit ETF.
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BNY Mellon ETF Trust files with the SEC-
December 4, 2019--BNY Mellon ETF Trust has filed a Pre-Effective Amendment No. 1. registration statement with the SEC for the
BNY Mellon US Large Cap Core Equity ETF
BNY Mellon US Mid Cap Core Equity ETF
BNY Mellon US Small Cap Core Equity ETF
BNY Mellon International Equity ETF
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Syntax ETF Trust files with the SEC-Syntax Stratified U.S. Equities ETF
December 4, 2019--Syntax ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Syntax Stratified U.S. Equities ETF.
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ETF Series Solutions files with the SEC-Nationwide Risk-Managed Income ETF
December 4, 2019--ETF Series Solutions has filed a post-efective amendment, registration statement with the SEC for the Nationwide Risk-Managed Income ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC
December 4, 2019--First Trust Exchange-Traded Fund VIII has filed a post-efective amendment, registration statement with the SEC. This Registration Statement relates to the First Trust Active Factor Large Cap ETF, First Trust Active Factor Mid Cap ETF and First Trust Active Factor Small Cap ETF.
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Exchange Traded Concepts Launches Uranium Mining ETF
December 4, 2019--Exchange Traded Concepts, LLC, ("ETC"), a leader in providing white label Exchange Traded Fund (ETF) solutions, in conjunction with North Shore Indices, Inc., today announced that it has launched the North Shore Global Uranium Mining ETF (NYSE ARCA: URNM).
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Fidelity's head of $2.8tn asset management arm to retire
December 3, 2019--The head of Fidelity's $2.8tn asset management division is retiring from the Boston investment group after just a year in the job, to be replaced.
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First Trust Exchange-Traded Fund III files with the SEC
December 3, 2019--First Trust Exchange-Traded Fund III has filed a post-efective amendment, registration statement with the SEC. This Registration Statement relates to First Trust Municipal High Income ETF, First Trust Horizon Managed Volatility Developed International ETF, First Trust Horizon Managed Volatility Domestic ETF, First Trust California Municipal High Income ETF, First Trust Ultra Short Duration Municipal ETF and First Trust Short Duration Managed Municipal ETF.
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First Trust Exchange-Traded AlphaDEX(R) Fund files with the SEC
December 3, 2019--December 3, 2019--First Trust Exchange-Traded AlphaDEX(R) Fund has filed a post-efective amendment, registration statement with the SEC. This Registration Statement relates to First Trust Consumer Discretionary AlphaDEX(R) Fund, First Trust Consumer Staples AlphaDEX(R) Fund, First Trust Energy AlphaDEX(R) Fund, First Trust Financials AlphaDEX(R) Fund,
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iShares Trust files with the SEC-iShares U.S. Tech Breakthrough Multisector ETF
December 3, 2019--iShares Trust has filed a post-efective amendment, registration statement with the SEC for the iShares U.S. Tech Breakthrough Multisector ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders International Equity ETF
December 2, 2019--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders International Equity ETF.
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iShares U.S. ETF Trust files with the SEC- iShares Commodities Select Strategy ETF
December 2, 2019--iShares U.S. ETF Trust has filed a post-effective amendment, registration statement with the SEC for the iShares Commodities Select Strategy ETF.
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Northern Lights Fund Trust IV files with the SEC-Sage ESG Intermediate Credit ETF
November 29, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Sage ESG Intermediate Credit ETF.
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Guinness Atkinson Asset Management, Inc., files with the SEC
November 29, 2019--Guinness Atkinson Asset Management, Inc. has filed a =n application for exemptive relief with the SEC.
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500
November 29, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETFTM-December, Innovator S&P 500 Power Buffer ETFTM-December and Innovator S&P 500 Ultra Buffer ETFTM-December.
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SPDR Index Shares Funds files with the SEC
November 27, 2019--SPDR Index Shares Funds(Formerly streetTRACKS Index Shares Funds) has filed a post-effective amendment, registration statement with the SEC.
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Hartford Funds Exchange-Traded Trust files with the SEC-4 ETFs
November 27, 2019--Hartford Funds Exchange-Traded Trust has filed a post-effective amendment, registration statement with the SEC for the
Hartford Municipal Opportunities ETF
Hartford Short Duration ETF
Hartford Schroders Tax-Aware Bond ETF
Hartford Total Return Bond ETF.
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ETF Series Solutions files with the SEC-Change Finance U.S. Large Cap Fossil Fuel Free ETF
November 27, 2019--ETF Series Solutions has filed a post-effective, registration statement with the SEC for the Change Finance U.S. Large Cap Fossil Fuel Free ETF.
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TrimTabs ETF Trust files with the SEC-2 TrimTabs All Cap ETFs
November 27, 2019--TrimTabs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
TrimTabs All Cap International Free-Cash-Flow ETF
TrimTabs All Cap U.S. Free-Cash-Flow ETF.
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First Trust Exchange-Traded Fund III files with the SEC
November 27, 2019--First Trust Exchange-Traded Fund III has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded AlphaDEX(R) Fund files with the SEC
November 27, 2019--First Trust Exchange-Traded AlphaDEX(R) Fund has filed a post-effective amendment, registration statement with the SEC.
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Exchange Traded Concepts Trust files with the SEC-North Shore Global Uranium Mining ETF
November 27, 2019--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the North Shore Global Uranium Mining ETF.
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Arrow Investments Trust files with the SEC
November 27, 2019--Arrow Investments Trust has filed a post-effective amendment, registration statement with the SEC.
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Ark ETF Trust files with the SEC
November 26, 2019--Ark ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-AAM Low Duration Preferred and Income Securities ETF
November 26, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AAM Low Duration Preferred and Income Securities ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-3 First Trust Active Factor ETFs
November 26, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the
First Trust Active Factor Large Cap ETF
First Trust Active Factor Mid Cap ETF
First Trust Active Factor Small Cap ETF.
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BlackRock ETF Trust files with the SEC-BlackRock U.S. Equity Factor Rotation ETF
November 26, 2019--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock U.S. Equity Factor Rotation ETF.
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Virtus ETF Trust II files with the SEC-2 ETFs
November 26, 2019--Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the
Virtus Newfleet Dynamic Credit ETF
Virtus Seix Senior Loan ETF.
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ETFis Series Trust I files with the SEC-Virtus Reaves Utilities ETF
November 26, 2019--ETFis Series Trust I has filed a post-effective amendment, registration statement with the SEC for the Virtus Reaves Utilities ETF.
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Two Roads Shared Trust files with the SEC- Anfield Universal Fixed Income ETF
November 26, 2019--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Universal Fixed Income ETF.
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What the Charles Schwab-TD Ameritrade acquisition means
November 26, 2019--In our capitalist system, the supposed purposes of financial markets are twofold: To coordinate resources, getting them to their most productive economic uses, and to provide corporate governance via the votes that come with stock ownership. By trading assets and pursuing personal profit, investors on financial markets are supposed to power both goals.
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Charles Schwab to Buy TD Ameritrade as Free Trading Takes Over
November 25, 2019--The merger would create a brokerage giant with roughly $5 trillion in assets as the industry copes with zero commissions on stock trades.
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Exchange Listed Funds Trust files with the SEC-3 Armor ETFs
October 25, 2019-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Armor US Equity Index ETF
Armor International Equity Index ETF
Armor Emerging Markets Equity Index ETF.
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Krane Shares Trust files with the SEC-KFA Dynamic Fixed Income ETF
November 25, 2019--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KFA Dynamic Fixed Income ETF.
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Mexican Economy Stagnated in Third Quarter
November 25, 2019--Economy widely expected to show little or no growth in all of 2019
Mexico's economic activity was flat in the third quarter following three quarters of negative output, putting the economy on track for its worst yearly performance in a decade.
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U.S. securities regulator proposes new rules on use of derivatives in exchange traded funds
November 25, 2019--The U.S. securities regulator on Monday proposed new regulations for the use of derivatives by investment funds to introduce some safeguards for more risky products and increase competition.
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Legg Mason ETF Investment Trust files with the SEC-Legg Mason Small-Cap Quality Value ETF and Western Asset Short Duration Income ETF.
November 22, 2019--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the
Legg Mason Small-Cap Quality Value ETF
Western Asset Short Duration Income ETF.
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Tidal ETF Trust files with the SEC-RPAR Risk Parity ETF
November 22, 2019--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the RPAR Risk Parity ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors Energy Income ETF
November 22, 2019--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Energy Income ETF.
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New Age Alpha Trust files with the SEC-10 New Age Alpha ETFs
November 22, 2019--New Age Alpha Trust has filed a post-effective amendment, registration statement with the SEC for the
New Age Alpha U.S. Large-Cap Leading ETF
New Age Alpha U.S. Large-Cap Low Vol ETF
New Age Alpha U.S. Small-Cap Leading ETF
New Age Alpha U.S. Small-Cap Low Vol ETF
New Age Alpha Europe Ex-UK Leading ETF
New Age Alpha Europe Ex-UK Low Vol ETF
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders International Equity ETF
November 22, 2019--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
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ETF Series Solutions files with the SEC- Nationwide Risk-Managed Income ETF
November 22, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Nationwide Risk-Managed Income ETF.
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iShares U.S. ETF Trust files with the SEC
November 22, 2019--iShares U.S. ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares Trust files with the SEC
November 22, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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U.S. Dollar Increasingly Strong Against the Euro
November 22, 2019--After going through a bit of soft phase at the beginning of 2018, the U.S. dollar has gained quite a bit of value opposite the Euro. Most recently, US$1 was buying 0.9 Euros.
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Buffer ETFTM-December
November 22, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETFTM- December.
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Jim Ross, SPDR Chairman and ETF Innovator, to Retire
November 21, 2019--State Street Global Advisors, the asset management business of State Street Corporation (NYSE: STT), announced today that Jim Ross, chairman, Global SPDR, will be retiring from the firm at the end of March 2020 after a distinguished 27-year career.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-February
November 21, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-February.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-February
November 21, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-February.
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Nushares ETF Trust files with the SEC-3 Nuveen ETFs
November 21, 2019--Nushares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Nuveen Enhanced Yield U.S. Aggregate Bond ETF
Nuveen Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF
Nuveen ESG U.S. Aggregate Bond ETF.
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Charles Schwab in advanced talks to buy TD Ameritrade: source
November 21, 2019--Charles Schwab Corp (SCHW.N) is in advanced talks to acquire TD Ameritrade Holding Corp (AMTD.O), a person familiar with the matter said on Thursday, in a deal that could exceed $26 billion and combine the two largest U.S. discount brokerages.
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US Federal Reserve assessing central bank digital currency
October 21, 2019--Yesterday, the head of the US Federal Reserve Jerome Powell responded to a letter from two Congressmen on central bank digital currencies (CBDCs). He confirmed that the Reserve has analyzed whether a digital currency makes sense for the US and that it has been considering several options.
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SSGA Active Trust files with the SEC
November 20, 2019--SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC.
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SPDR Series Trust files with the SEC
November 20, 2019--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC.
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Guinness Atkinson Funds files with the SEC-SmartETFs Smart Transportation & Technology ETF
November 20, 2019--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Smart Transportation & Technology ETF.
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CBO-H.R. 4329, ESG Disclosure Simplification Act of 2019
November 20, 2019--Summary
H.R. 4329 would require the Securities and Exchange Commission (SEC) to issue rules that define environmental, social, and governance (ESG) metrics and require publicly traded companies to disclose their views about those metrics to their shareholders and the SEC annually. The SEC also would be required to establish a permanent advisory committee, composed of up to 20 members, to advise the agency on sustainable finance issues.
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Minutes of the Federal Open Market Committee, October 29-30, 2019
November 20, 2019--Information received since the Federal Open Market Committee met in September indicates that the labor market remains strong and that economic activity has been rising at a moderate rate.
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The U.S. Securities and Exchange Commission Issues Notice of Intention to Permit Blue Tractor Group's Shielded AlphaSM ETF Structure
November 20, 2019--Shielded AlphaSM structure is 180 degrees differentiated from Precidian's non-transparent ActiveShares(R), providing fund advisors with real choice over what ETF wrapper to use for active portfolio management
The Shielded AlphaSM ETF structure is available for license by fund advisors seeking to manage active strategies within an ETF wrapper, while still fully protecting their alpha generation strategy.
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WisdomTree Trust files with the SEC
November 19, 2019--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-3 Defiance Next Gen ETFs
November 19, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Next Gen Medical Innovation ETF

Defiance Next Gen Food & Agriculture ETF
Defiance Next Gen Junior Biotech ETF.
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Absolute Shares Trust files with the SEC
November 19, 2019--Absolute Shares Trust has filed a post-effective mendment, registration statement with the SEC-12 WBI ETFs.
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Exchange Listed Funds Trust files with the SEC-High Yield ETF
November 19, 2019--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the High Yield ETF.
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EntrepreneurShares Series Trust files with the SEC-5 ERShares ETFs
November 19, 2019--EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC-5 ERShares ETFs.
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Grayscale Bitcoin Trust Files Form 10 with SEC
November 19, 2019--Grayscale Investments(R), the largest digital currency asset manager and sponsor of Grayscale(R) Bitcoin Trust, today announced that it has publicly filed a Registration Statement on Form 10 with the Securities and Exchange Commission (SEC) on behalf of Grayscale Bitcoin Trust.*
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Fidelity's Digital-Currency Business Gets Green Light from New York State
November 19, 2019--The step is expected to help the financial firm recruit new clients to its fledgling platform for storing and trading bitcoin
Fidelity Investments' digital-currency business won state regulatory approval to operate in New York, a step expected to help the financial firm recruit new clients to its fledgling platform for storing and trading bitcoin.
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Columbia ETF Trust I files with the SEC
November 18, 2019--Columbia ETF Trust I has filed an application for exemptive relief with the SEC.
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PGIM ETF Trust files with the SEC
November 18, 2019--PGIM ETF Trust has filed a post-effective amendment, registration statement with the SEC
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USCF ETF Trust files with the SEC-3 USCF SummerHaven ETFs
November 18. 2019-USCF ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
USCF SummerHaven SHPEN Index Fund
USCF SummerHaven SHPEI Index Fund
USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-November
November 18, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-November.
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Impact Shares Trust I files with the SEC
November 18, 2019--Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-November
November 18, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-November.
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Guinness Atkinson Asset Management Announces Launch of SmartETFs Smart Transportation & Technology ETF
November 18, 2019--Actively managed global investment strategy will offer investors access to key innovators in smart transportation sector.
Guinness Atkinson Asset Management today announced the launch of the SmartETFs Smart Transportation & Technology ETF, an actively managed global investment strategy designed to provide investors with dedicated exposure to the innovative companies shaping the future of transportation.
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Columbia ETF Trust I files with the SEC
November 15, 2019--Columbia ETF Trust I has filed an application for exemptive relief with the SEC-ActiveSharesSM ETF.
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AdvisorShares Trust files with the SEC
November 15, 2019--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC. This post-effective Amendment No. 150 relates to the AdvisorShares Cornerstone Small Cap ETF, AdvisorShares Dorsey Wright ADR ETF, AdvisorShares Dorsey Wright Micro-Cap ETF, AdvisorShares Dorsey Wright Short ETF, AdvisorShares DoubleLine Value Equity ETF, AdvisorShares Focused Equity ETF, AdvisorShares FolioBeyond Smart Core Bond ETF, AdvisorShares Newfleet Multi-Sector Income ETF, AdvisorShares Pacific Asset Enhanced Floating Rate ETF,
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Two Roads Shared Trust files with the SEC-2 Anfield ETFs
November 15, 2019--Two Roads Shared Trust has filed a post-effective amendment, registration statrement with the SEC for the
Anfield U.S. Equity Sector Rotation ETF
Anfield Tactical Fixed Income ETF
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ETF Series Solutions files with the SEC-AAM Low Duration Preferred and Income Securities ETF
November 15, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
AAM Low Duration Preferred and Income Securities ETF
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
November 15, 2019-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Buffer ETFTM- February, Innovator S&P 500 Power Buffer ETFTM-February and Innovator S&P 500 Ultra Buffer ETFTM-February.
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Innovator ETFs Trust files with the SEC-4 ETFs
November 15, 2019-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Power Buffer ETFTM-February, Innovator MSCI Emerging Markets Power Buffer ETFTM-February, Innovator Russell 2000 Power Buffer ETFTM -February and Innovator Nasdaq-100 Power Buffer ETFTM-February.
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Lattice Strategies Trust files with the SEC-7 Hartford Multifactor ETFs.
November 15, 2019--Lattice Strategies Trust has filed a post-effective amendment, registration statement with the SEC-7 Hartford Multifactor ETFs.
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Procure ETF Trust I files with the SEC-LGBTQ100 ESG ETF
November 15, 2019--Procure ETF Trust I has filed a pre-effective amendment, registartion statement with the SEC for the LGBTQ100 ESG ETF.
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iShares Trust files with the SEC-iShares ESG MSCI EM Leaders ETF
November 15, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG MSCI EM Leaders ETF.
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IMF Working Paper-Assessing House Prices in Canada
November 15, 2019--Summary:
This paper assesses house prices in 11 Canadian Census Metropolitan Areas (CMA) using the borrowing-capacity and the net-present-value approaches.
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Lattice Strategies Trust files with the SEC-7 Hartford Multifactor ETFs
November 14, 2019--Lattice Strategies Trust has filed a post-effective amendment, registrtion statement with the SEC for the
Hartford Multifactor Developed Markets (ex-US) ETF
Hartford Multifactor Diversified International ETF (formerly, Hartford Multifactor Low Volatility International Equity ETF)
Hartford Multifactor Emerging Markets ETF
Hartford Multifactor Low Volatility US Equity ETF
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-August
November 14, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-August.
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
November 14, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Ultra Buffer ETF-November
Innovator S&P 500 Power Buffer ETF-November
Innovator S&P 500 Buffer ETF-November.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-August
November 14, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-August.
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PIMCO ETF Trust files with the SEC-PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
November 14, 2019-- PIMCO ETF Trust has filed a post-effective amendment, registration statement with the SEC for the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund.
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PIMCO Equity Series files with the SEC-PIMCO RAFI ESG U.S. ETF
November 14, 2019--PIMCO Equity Series has filed a post-effective amendment, registration statement with the SEC for the PIMCO RAFI ESG U.S. ETF.
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Defiance Launches NextGen Food & Sustainability ETF (DIET)
November 14, 2019--The DIET ETF offers access to disruptive companies driving technological trends in food sustainability
Defiance ETFs has announced the launch of The Defiance Next Gen Food and Agriculture ETF (NYSE: DIET), available for trading today, with an expense ratio of 0.30%.
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PIMCO ETF Trust files with the SEC
November 13, 2019-PIMCO ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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State Street to launch ETFs portals in 2020
November 13, 2019--State Street will phase in tech services for semitransparent exchange-traded funds next year.
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State Street Named Servicing Provider for Avantis Investors' Inaugural ETFs
November 13, 2019--State Street Corporation (NYSE: STT) today announced that it has been appointed by Avantis Investors, a new unit within American Century Investments, to provide a range of broad ETF services for its five newly launched low-cost funds.
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PIMCO ETF Trust files with the SEC-PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
November 12, 2019--PIMCO ETF Trust has filed a post-effective amendment, registration statement with the SEC for the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund.
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PIMCO Equity Series files with the SEC PIMCO RAFI ESG U.S. ETF
November 12, 2019--IMCO Equity Series has filed a post-effective amendment, registration statement wih the SEC for the with PIMCO RAFI ESG U.S. ETF.
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Victory Portfolios II files with the SEC
November 12, 2019--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC.
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Academics accuse Morningstar of misclassifying bond funds
November 11, 2019--Trio alleges that funds report significantly safer portfolios than they actually hold
A group of academic researchers has taken aim at Morningstar, the financial services giant, arguing the company is luring investors into....
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Invesco bleeds $1bn a week as it tops worst-selling league table
November 10, 2019--Atlanta-based group hit by moves away from active managers and weak UK performance.
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Fidelity Beach Street Trust files with the SEC
November 8, 2019--Fidelity Beach Street Trust has filed a Ninth Amended and Restated Application or exemptive relief with the SEC.
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Fidelity Covington Trust files with the SEC-Fidelity Stocks for Inflation ETF
October 8, 2019--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Stocks for Inflation ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC
November 8, 2019--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-3 Defiance Next Gen ETFs
November 8, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Defiance Next Gen Food & Agriculture ETF
Defiance Next Gen Medical Innovation ETF
Defiance Next Gen Junior Biotech ETF.
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Direxion Shares ETF Trust files with the SEC-3 ETFs
November 8, 2019--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion MSCI USA ESG Universal Movers versus Laggards ETF
Direxion S&P 500(R) High Quality versus Low Quality ETF
Direxion Flight to Safety ETF.
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CBO-Monthly Budget Review: Summary for Fiscal Year 2019
November 7, 2019--In fiscal year 2019, which ended on September 30, the federal budget deficit totaled $984 billion-$205 billion more than the shortfall recorded in 2018.
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Direxion Launches Four New 3X Leveraged ETFs on Popular Indexes
November 7, 2019--New ETFs Provide 300% Bull & Bear Exposure to High Beta and Internet Stocks
Direxion launched the Direxion Daily S&P 500(R) High Beta Bull and Bear 3X Shares (Tickers: HIBL/HIBS), and the Direxion Daily Dow Jones Internet Bull and Bear 3X Shares (Tickers: WEBL/WEBS). The Funds seek to achieve 300%, or 300% of the inverse, of the daily performance of the S&P 500(R) High Beta Index and Dow Jones Internet Composite Index.
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Fidelity Investments(R) Continues to Push the Investment Frontier With Launch of Four New Thematic Investment Products
November 7, 2019--Expands Fidelity's Existing Thematic Lineup to 16 Funds
Fidelity Investments, one of the largest and most diversified global financial services firms with more than $7.7 trillion in total client assets and more than $2.8 trillion in managed assets, today announced the launch of four new thematic investment products: Fidelity Enduring Opportunities Fund (FEOPX),
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SEC calls out conflicts of interest in TDFs
November 7, 2019--Many sponsors of the popular 401(k) funds don't disclose their use of underlying in-house investments.
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ETF Opportunities Trust files with the SEC-2 ETF Opportunities Strategy ETFs
November 6, 2019--ETF Opportunities Trust has filed a Form N-1A registration statement with the SEC for the
ETF Opportunities Strategy One Fund ETF Opportunities Strategy Two Fund.
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Spinnaker ETF Series files with the SEC-2 UVA ETFs
November 6, 2019--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the
UVA Unconstrained Medium-Term Fixed Income ETF
UVA Dividend Value ETF.
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ETF Series Solutions files with the SEC- Point Bridge GOP Stock Tracker ETF
November 6, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Point Bridge GOP Stock Tracker ETF.
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JSE steams ahead despite mixed global sentiment
November 6, 2019--The JSE advanced for a third consecutive session as it closed firmer on the back of broad-based gains across all the major indices.
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First Trust to Expand its ETF Lineup with Target Outcome ETFs(R)
November 6, 2019--Actively managed ETFs seeking a balance of upside performance potential with a downside buffer
First Trust Advisors L.P. ("First Trust") a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it expects to launch four actively managed Target Outcome ETFs(R). The FT Cboe Vest U.S. Equity Buffer ETF-August (Cboe: FAUG) and the FT Cboe Vest U.S. Equity Deep Buffer ETF-August (Cboe: DAUG), are anticipated to launch on November 7, 2019.
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