Global X files with the SEC-Global X Thematic Growth ETF-continued

October 15, 2019-Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Thematic Growth ETF.
view filing
Source: SEC.gov


American ETP News
Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 Power Buffer ETF -July
July 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF -July.
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Innovator ETFs Trust files with the SEC- Innovator Russell 2000 Power Buffer ETF-July
July 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-July.
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IndexIQ Active ETF Trust files with the SEC- IQ MacKay California Municipal Intermediate ETF
July 13, 2020--IndexIQ Active ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ MacKay California Municipal Intermediate ETF.
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Eaton Vance Exchange-Traded Fund Trust files with the SEC
July 13, 2020--Eaton Vance Exchange-Traded Fund Trust has filed a Second Amended and Restated Application for exemptive relief with the SEC.
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SEC commissioner calls for better ESG labelling
July 12, 2020--One of the US investment industry's top regulators has called for asset managers to provide clearer explanations of how environmental, social and governance metrics could affect the performance of ESG-labelled funds.
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Innovator ETFs Trust files with the SEC-Innovator MSCI EAFE Power Buffer ETFTM-October
July 10, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Power Buffer ETFTM-October.
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SPDR Series Trust files with the SEC-SPDR Bloomberg Barclays 3-12 Month T-Bill ETF
July 10, 2020--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Bloomberg Barclays 3-12 Month T-Bill ETF.
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Franklin Templeton ETF Trust files with the SEC-Franklin Liberty Ultra Short Bond ETF
July 10, 2020--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Liberty Ultra Short Bond ETF.
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ETFGI reports ETFs and ETPs listed in US gained net inflows of 57.59 billion US dollars during June 2020
July 10, 2020 -ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today that ETFs and ETPs listed in US gained net inflows of US$57.59 billion during June, bringing year-to-date net inflows to US$189.04 billion which is much higher than the US$116.08 billion net inflows gathered at this point last year.
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Fed Discloses More Corporate Bond and ETF Purchases
July 10, 2020--The Federal Reserve bought about $1.3 billion face value of corporate bonds from June 17-26, boosting its purchases under a market stabilization buying program to about $1.5 billion at the time, according to disclosures Friday.
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Franklin ETF Trust files with the SEC-Franklin Equity Portfolio Fund and Franklin Fixed Income Portfolio Fund
July 10, 2020--Franklin ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Equity Portfolio Fund
Franklin Fixed Income Portfolio Fund.
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Northern Lights Fund Trust IV files with the SEC-Inspire Tactical Balanced ESG ETF
July 10, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for thr Inspire Tactical Balanced ESG ETF.
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Trump says he's no longer considering phase-two trade deal with China
July 10, 2020--President Trump on Friday said he is no longer confident about negotiating a phase-two trade deal with China, noting that the coronavirus pandemic has damaged the countries' already-strained relationship.
Why it matters: The president's remarks throw both the future of the U.S.-China trade war and the first phase of the deal that the two countries signed in January into limbo.
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CFTC.gov Commitments of Traders Update
July 10, 2020--The current reports for the week of July 07, 2020 are now available.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Triple Stacker ETF-October
July 10, 2020-- Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Triple Stacker ETF-October.
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Most hedge funds to be allowed to keep equity holdings secret
July 10, 2020--US regulator set to sweep away quarterly disclosure requirements for all but largest managers.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Double Stacker 9% Buffer ETF-October
July 10, 2020-- Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Double Stacker 9% Buffer ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond 5% Floor ETF-October
July 10, 2020--July 10, 2020-- Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 5% Floor ETF-October .
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ETF Series Solutions files with the SEC-ISE Mobile Payments ETF and ISE Cyber Security ETF
July 10, 2020-- ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
ISE Mobile Payments(R)ETF
ISE Cyber SecurityTM ETF.
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Innovator ETFs Trust files with the SEC- Innovator MSCI Emerging Markets Power Buffer ETF-October
July 10, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI Emerging Markets Power Buffer ETF-October .
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Vanguard World Funds files with the SEC-Vanguard ESG U.S. Corporate Bond ETF
July 9, 2020--Vanguard World Funds has filed a post-effective amendment, registration statement with the SEC for the Vanguard ESG U.S. Corporate Bond ETF.
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Wells Fargo Preparing to Cut Thousands of Jobs: Bloomberg Law
July 9, 2020-- Wells Fargo & Co is preparing to cut thousands of jobs starting later this year, Bloomberg Law reported on Thursday, citing people familiar with the matter.
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Top U.S. market's audit watchdog gives gloomy forecast for quality bookkeeping at U.S.-listed Chinese firms
July 9, 2020--An official with the U.S. Securities and Exchange Commission's (SEC) accounting oversight arm on Thursday said it sees "no prospects" of being able to properly do its job overseeing disclosures and preventing accounting fraud in China, amid ongoing consideration by the Trump administration of how to stave off the possible investor risk.
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Goldman Sachs Asset Management Launches Investment Grade Corporate 1-5 Year Bond Exchange-Traded Fund
July 9, 2020--Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF Offers Smart Beta Exposure to Bond Markets
GSAM today announced the launch of GSIG, an exchange-traded fund ("ETF") that seeks to offer smart beta exposure to 1-5-year investment grade corporate bonds.
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Citadel Securities Says Retail Is 25% of the Market During Peaks
July 9, 2020--Citadel Securities, the market-maker that counts Ken Griffin as its largest owner, said retail traders now account for about a fifth of stock-market trading and as much as a quarter on the most active days.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-July
July 8, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-July.
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ETF Managers Trust files with the SEC- ETFMG Treatments, Testing and Advancements ETF
July 8, 2020--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Treatments, Testing and Advancements ETF.
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ETF Series Solutions files with the SEC- PPTY-U.S. Diversified Real Estate ETF
July 8, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the PPTY-U.S. Diversified Real Estate ETF.
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ETF Series Solutions files with the SEC-Hoya Capital Housing ETF
July 8, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Hoya Capital Housing ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Work From Home ETF
July 8, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Work From Home ETF.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC
July 8, 2020--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed an application for exemptive relief with the SEC.
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Collaborative Investment Series Trust files with the SEC-Trend Aggregation Conservative ETF
July 8, 2020--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation Conservative ETF.
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CBO-Monthly Budget Review for June 2020
July 8, 2020--The federal budget deficit in June 2020 was $863 billion, compared with a deficit of $8 billion in the same month last year, CBO estimates. That increase stems from the economic disruption caused by the 2020 coronavirus pandemic and from the federal government’s response to it, including actions by the Administration and the enactment of four pieces of legislation.
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Exchange Traded Concepts Trust files with the SEC-Nifty India Financials ETF
July 8, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Nifty India Financials ETF.
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Fed withdraws from repo market after 10 months
July 8, 2020--The US Federal Reserve's unprecedented 10-month intervention in short-term borrowing markets has been wound down, after the central bank successfully tamed volatile funding costs that had threatened to cause disruption across the financial system.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-July
July 8, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-July.
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Invesco advances plans for offering active non-transparent ETFs
July 8, 2020--Invesco Ltd., a leading global provider of exchange-traded funds (ETFs), announced todaythat ithas expanded its plans to move forward with active non-transparent ETFs-by filing for an exemptive order to license Fidelity's active equity ETF methodology.
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Vanguard Trounces BlackRock for ETF Flows in Volatile Half
July 7, 2020--Index fund pioneer gets about $89 billion, Bloomberg estimates
Industry leader iShares more affected as active traders sell
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Traders Dump $2.6 Billion in Junk-Bond ETFs Amid Virus Angst
July 6, 2020--JNK, HYG lead high-yield outflows as coronavirus cases soar
Investors are finding solace in higher-quality debt: Principal
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Goldman Sachs ETF Trust files with the SEC-4 Goldman Sachs Access ETFs
July 6, 2020--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
Goldman Sachs Access Investment Grade Corporate 10+ Year Bond ETF
Goldman Sachs Access U.S. Aggregate Bond ETF
Goldman Sachs Access U.S. Treasury Bond ETF.
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Pacer Funds Trust files with the SEC-4 Pacer ETFs
July 6, 2020--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Lunt Large Cap Multi-Factor Alternator ETF
Pacer BioThreat Strategy ETF
Pacer Lunt MidCap Multi-Factor Alternator ETF
Pacer Lunt Large Cap Alternator ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC
July 6, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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T. Rowe Price Exchange-Traded Funds, Inc files with the SEC-T. Rowe Price ETFs
July 6, 2020--T. Rowe Price Exchange-Traded Funds, Inc has filed a post-effective amendment, registration statement with the SEC for the
T. Rowe Price Blue Chip Growth ETF
T. Rowe Price Dividend Growth ETF
T. Rowe Price Equity Income ETF
T. Rowe Price Growth Stock ETF.
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iShares Trust files with the SEC-iShares 25+ Year Treasury STRIPS Bond ETF
July 2, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares 25+ Year Treasury STRIPS Bond ETF.
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J.P. Morgan Exchange-Traded Fund files with the SEC-JPMorgan International Bond Opportunities ETF
July 2, 2020--J.P. Morgan Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the JPMorgan International Bond Opportunities ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors BBB Corporate ETF
July 2, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registartion statementfiles with the SEC- VanEck Vectors BBB Corporate ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors IG Corporate ETF
July 2, 2020--VanEck Vectors ETF Trust has filed a post-effective amendment, registartion statementfiles with the SEC-VanEck Vectors IG Corporate ETF.
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Alternative Investments: TrueMark Investments Launches A Structured Outcome ETF That Tracks the S&P 500 Index
July 2, 2020--The ETF listed on CBOE BZX effective July 1.
TrueMark Investments has launched the TrueShares Structured Outcome (July) ETF (NYSEAMERICAN: JULZ) that offers investors exposure to the S&P 500 price index.
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CBO-An Update to the Economic Outlook: 2020 to 2030
July 2, 2020--CBO projects that from 2020 to 2030, annual real GDP will be 3.4 percent lower, on average, than it projected in January. The annual unemployment rate, which was projected to average 4.2 percent, is now projected to average 6.1 percent.
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Northern Lights Fund Trust IV files with the SEC-Inspire Tactical Balanced ESG ETF
July 2, 2020--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Inspire Tactical Balanced ESG ETF .
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-July
July 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-July.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-July
July 2, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-July.
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iShares Trust files with the SEC-iShares iBonds Dec 2030 Term Corporate ETF
July 2, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2030 Term Corporate ETF.
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iShares Trust files with the SEC-iShares ESG Advanced Total USD Bond Market ETF
July 2, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced Total USD Bond Market ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P 500 ETF 
July 1, 2020-iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P 500 ETF.
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Vanguard and State Street Are Resisting the Hot New ETF Craze
July 1, 2020--The first active, non-transparent ETFs began trading this year
Two giants are in 'wait-and-see' mode amid ANT doubts
One of Wall Street's hottest innovations is being hailed as the potential key to luring trillions of actively managed dollars to the booming market for exchange-traded funds. Yet two of the industry's biggest players want no part of it for now.
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AIM ETF Products Trust files with the SEC-AllianzIM U.S. Large Cap Buffer10 Oct ETF and AllianzIM U.S. Large Cap Buffer20 Oct ETF
July 1, 2020--AIM ETF Products Trust has filed a post-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer10 Oct ETF
AllianzIM U.S. Large Cap Buffer20 Oct ETF.
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AllianzIM Introduces July Series of U.S. Large Cap Buffered Outcome ETFs Available via Halo Investing
July 1, 2020--Global Financial Services Leader Expands Suite Of Next-Generation Risk Management Solutions
Allianz Investment Management LLC (AllianzIM), a wholly owned subsidiary of Allianz Life Insurance Company of North America (Allianz Life(R)), announces the AllianzIM U.S. Large Cap Buffer10 Jul ETF (NYSE Arca: AZAL) and the AllianzIM U.S. Large Cap Buffer20 Jul ETF will begin trading on the New York Stock Exchange.
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Minutes of the Federal Open Market Committee, June 9-10, 2020
July 1, 2020--Participants discussed tools for conducting monetary policy when the federal funds rate is at its effective lower bound (ELB). The discussion addressed two topics: (1) the roles of forward guidance and large-scale asset purchase programs in supporting the attainment of the Committee's maximum-employment and price-stability goals and (2) in light of the foreign and historical experience with approaches that cap or target interest rates along the yield curve, whether such approaches could be used to support forward guidance and complement asset purchase programs.
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AdvisorShares Trust files with the SEC-AdvisorShares Pure US Cannabis ETF
July 1, 2020--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Pure US Cannabis ETF.
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ETF Series Solutions files with the SEC- LHA Market State Tactical Beta ETF
July 1, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the LHA Market State Tactical Beta ETF.
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iShares Trust files with the SEC-iShares ESG Screened S&P Small-Cap ETF 
July 1, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P Small-Cap ETF. 
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iShares files with the SEC-iShares ESG Screened S&P Mid-Cap ETF 
July 1, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Screened S&P Mid-Cap ETF.
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Cambria ETF Trust files with the SEC-Cambria Shareholder Yield ETF, Cambria Foreign Shareholder Yield ETF, Cambria Emerging Shareholder Yield ETF and Cambria Global Value ETF
June 30, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Cambria Shareholder Yield ETF
Cambria Foreign Shareholder Yield ETF
Cambria Emerging Shareholder Yield ETF
Cambria Global Value ETF.
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Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 Power Buffer ETFTM-July
June 30, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for te Innovator Nasdaq-100 Power Buffer ETFTM-July.
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Innovator ETFs Trust files with the SEC-Innovator Russell 2000 Power Buffer ETFTM-July
June 30, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETFTM-July.
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Solactive strengthens its Presence in Canada with Hamilton ETFs issuing two Bank ETFs on Solactive Indices
June 30, 2020--Both the Canadian and Australian banking sector remain long-distance runners. With an average net annual return of 11%[1] since 1996 for the Solactive Australian Bank Equal-Weight Index and 14.4% over three decades[2] for the Solactive Canadian Bank Mean Reversion Index, Canadian ETF provider Hamilton Capital Partners Inc. ("Hamilton ETFs") recognized the potential of these bank indices and licensed both indices as the underlying for two new index ETFs in Canada.
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US IPO Market-The IPO Market Stages a Swift Recovery in the 2Q20
June 30, 2020--IPOs to Raise $15 Billion as the IPO Window Springs Open in June
Average IPO Returns 61%, while Renaissance IPO Index Soars 52%
Biotechs Drive the Healthcare Sector to Make Up Almost Two-Thirds of IPO Activity.
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Winthrop Capital Management-Weekly Insights-The Half-Way Point of the Year
June 30, 2020--'Did I miss anything?'-Daniel Thorson
Emerging from a 75 day silent retreat in early June, Daniel Thorson asked the question through a tweet: "Did I Miss anything?" In early March this year, Thorson had voluntarily cut himself off from society and remained isolated in a remote cabin in northwestern Vermont as part of a Buddhist spiritual retreat.
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Krane Shares Trust files with the SEC-KraneShares MSCI China ESG Leaders Index ETF
June 30, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares MSCI China ESG Leaders Index ETF.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI EM ETF
June 30, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EM ETF.
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iShares files with the SEC-iShares ESG Advanced MSCI EAFE ETF
June 30, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EAFE ETF.
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Hedge Funds, Banks Picked Up the Phone While Pandemic Raged
June 30, 2020--Hedge funds' No. 1 response to the pandemic? Pick up the phone.
Buy-side firms' most-cited reaction to market uncertainty caused by the coronavirus pandemic was to move toward more phone-based trading, with 31% listing it as their response during the early days of the outbreak, according to a study from Greenwich Associates released Tuesday.
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Trust for Professional Managers files with the SEC-Mairs & Power Minnesota Municipal Bond ETF
June 30, 2020--Trust for Professional Managers has filed a post-effective amendment, registration statement with the SEC for the Mairs & Power Minnesota Municipal Bond ETF.
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Fed Opens Lending Program for New Issuance of Corporate Debt
June 29, 2020-Effort is part of emergency programs the Fed is running to backstop lending markets reeling from coronavirus
The Federal Reserve formally opened Monday its $500 billion lending program to support issuance of new debt by large corporations, the last of nine emergency programs it is running to backstop lending markets reeling from the coronavirus pandemic.
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Fed Becomes No. 3 Holder of World's Biggest Corporate-Bond ETF
June 29, 2020--It has purchased over 13 million shares of LQD through June 16
Central bank is likely to slow the pace of ETF buying: Tchir
The Federal Reserve became one of the top holders in some of the world's largest credit ETFs less than two months after stepping into the market.
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Wall Street banks net record fees for pandemic fundraisings
June 29, 2020--Investment banking fees soared to a record $57bn in the first six months of the year, boosted by a series of lucrative debt sales as companies grabbed cash to tide them through the coronavirus crisis.
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SEC Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
June 29, 20202--The Securities and Exchange Commission today issued an order to update the filing threshold for broker-dealers' Form 17-H filings made pursuant to Exchange Act Rules 17h-1T and Rule 17h-2T.
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iShares Trust files with the SEC-iShares iBonds Dec 2030 Term Treasury ETF
June 29, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2030 Term Treasury ETF.
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The Fed reveals which companies make its corporate-bonds shopping list
June 29, 2020-The Federal Reserve on Sunday released a list of roughly 750 companies, including Apple, Walmart and ExxonMobil, whose corporate bonds it will purchase in the coming months in an effort to keep borrowing costs low and smooth the flow of credit.
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The Shift from Active to Passive Investing: Potential Risks to Financial Stability?
June 29, 2020--Abstract:
The past couple of decades have seen a significant shift from active to passive investment strategies. We examine how this shift affects financial stability through its impacts on: (i) funds' liquidity and redemption risks, (ii) asset-market volatility, (iii) asset-management industry concentration, and (iv) comovement of asset returns and liquidity.
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National Bureau of Economic Research-Working paper-Corporate Bond Liquidity During the COVID-19 Crisis
June 28, 2020--We study liquidity conditions in the corporate bond market since the onset of the COVID-19 pandemic. We find that in mid-March 2020, as selling pressure surged, dealers were wary of accumulating inventory on their balance sheets, perhaps out of concern for violating regulatory requirements. As a result, the cost to investors of trading immediately with a dealer surged.
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A new trend is shaking up the ETF industry: active management
June 28, 2020-Traditional fund groups are fighting back by launching ETFs that buy assets without following an index
Entering client meetings and conference halls like conquering noblemen, the champions of the exchange-traded fund industry denounced stock pickers, brokers and fund gurus for their greed.
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ETF Series Solutions files with the SEC-PPTY-U.S. Diversified Real Estate ETF
June 26, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the PPTY-U.S. Diversified Real Estate ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC
June 26, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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Tidal ETF Trust files with the SEC-SoFi Select 500 ETF, SoFi Next 500 ETF, SoFi 50 ETF and SoFi Gig Economy ETF
June 26, 2020--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
SoFi Select 500 ETF
SoFi Next 500 ETF
SoFi 50 ETF

SoFi Gig Economy ETF.
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Spinnaker ETF Series files with the SEC- The Cannabis ETF
June 26, 2020--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the The Cannabis ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco NASDAQ 100 ETF
June 26, 2020--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco NASDAQ 100 ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco NASDAQ Next Gen 100 ETF
June 26, 2020--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco NASDAQ Next Gen 100 ETF.
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Financial Regulators Modify Volcker Rule
June 25, 2020--Five federal regulatory agencies today finalized a rule modifying regulations implementing the Volcker Rule's prohibition on banking entities investing in or sponsoring hedge funds or private equity funds-known as covered funds. The final rule is broadly similar to the proposed rule from January.
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Toews Corporation Debuts Agility SharesTM Family of ETFs
June 25, 2020--Money Manager With Multi-Decade Track Record of Risk-Managed Investing Introduces Inaugural ETFs
Risk-averse investors have some new tools in the never-ending quest to build portfolios for the long term.
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Trump Administration Targets ESG Funds With 401(k) Rule
June 25, 2020--The Labor Department wants to restrict where retirement plan managers put your money, which may hurt sustainability focused funds.
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Dimensional ETF Trust files with the SEC-Dimensional US Core ETF, Dimensional International Core ETF and Dimensional Emerging Markets Core ETF
June 25, 2020--Dimensional ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Dimensional US Core ETF
Dimensional International Core ETF
Dimensional Emerging Markets Core ETF.
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Pacer ETFs Expands Lineup With Addition of 4 New Funds
June 25, 2020--The firm continues growth with multiple fund additions as it rings in 5th anniversary
-Pacer ETFs ("Pacer"), an ETF provider that offers strategy-driven, rules-based ETFs, celebrates their fifth anniversary and the launch of four new funds.
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US economy shrank at annualized rate of 5 percent in first quarter
June 25, 2020-The U.S. economy shrank at an annualized rate of 5 percent in the first quarter of 2020 as the coronavirus pandemic triggered an unprecedented economic collapse, according to data released by the Commerce Department on Thursday.
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Direxion Launches Work From Home ETF
June 25, 2020--First ETF to Meet Investor Demand for Exposure to Worldwide Remote Productivity Shift
Direxion announced today it has expanded its range of buy and hold ETFs with the launch of the Direxion Work From Home ETF (Ticker: WFH). This is the first ETF with a strategy designed to provide investors with comprehensive exposure to firms at the forefront of the worldwide, societal transformation towards greater adoption of flexible work.
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Fed bans stock buybacks, caps dividend payments for big banks after stress tests
June 25, 2020--The Federal Reserve on Thursday banned more than 30 large U.S. banks from buying back their stocks and limited the size of dividends they could pay out to shareholders due to the financial strain of the coronavirus recession.
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Indxx, ISS ESG Partner to Develop World-Class and Cutting-Edge ESG Index Strategies
June 25, 2020--Indxx is delighted to announce that it has entered into an agreement with ISS ESG, the responsible investment arm of Institutional Shareholder Services(ISS). The agreement allows Indxx to utilize ISSESG's class-leading environmental, social and governance (ESG) data to develop custom ESG index solutions to meet the growing and global demand for responsible passive investing.
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Dynamic Shares Trust files with the SEC-Dynamic Short Short-TermVolatility Futures ETF
June 25, 2020--Dynamic Shares Trust has filed a Pre-effective amendment no. 1 to Form S-1 registration statement with the SEC for the Dynamic Short Short-TermVolatility Futures ETF.
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Cambria ETF Trust files with the SEC-Cambria Africa ETF, Cambria Endowment Style ETF, Cambria Global Tail Risk ETF
June 25, 2020--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Cambria Africa ETF
Cambria Endowment Style ETF
Cambria Global Tail Risk ETF.
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ETF Series Solutions files with the SEC- Aptus Drawdown Managed Equity ETF
June 24, 2020-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for Aptus Drawdown Managed Equity ETF.
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Principal Exchange-Traded Funds files with the SEC
June 24, 2020--Principal Exchange-Traded Funds has filed a second amended and restated application for exemptive relief with the SEC.
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SEC censures private equity and hedge fund managers over fees
June 24, 2020--The US markets regulator has rebuked private equity and hedge fund managers for overcharging investors and secretly favouring their high-paying clients over other customers in clear contravention of existing regulations.
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First Trust launches 2 defined-outcome ETFs
June 24, 2020--First Trust has brought to Cboe Global Markets two defined-outcome exchange-traded funds that give exposure to the S&P 500 while limiting gains and losses.
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ETF Series Solutions files with the SEC- NetLease Corporate Real Estate ETF
June 24, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the NetLease Corporate Real Estate ETF.
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ETF Series Solutions files with the SEC- Hoya Capital Housing ETF
June 24, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Hoya Capital Housing ETF.
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Principal Exchange-Traded Funds files with the SEC-Principal Spectrum Tax-Advantaged Dividend Active ETF
June 24, 2020--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Principal Spectrum Tax-Advantaged Dividend Active ETF.
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Innovator ETFs Trust files with the SEC- Innovator Nasdaq-100 Power Buffer ETF-July
June 24, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF-July.
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Innovator ETFs Trust files with the SEC- Innovator Russell 2000 Power Buffer ETF-July
June 24, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-July.
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Indxx launches the Indxx Global Education Thematic Index
June 23, 2020--Indxx announces the launch of the Indxx Global Education Thematic Index (the "Index"). The Index (Ticker: IEDUX) is designed to track the performance of companies listed in developed and emerging markets that provide products and services that facilitate education, including but not limited to companies involved in online learning and educational content/publishing, early childhood education, higher education and professional education as well as enterprise video and chat communication platforms.
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There's a wave of selling estimated to be in the billions that's about to hit the stock market
June 23, 2020--The final day of June is a week away, and Wall Street is already speculating that there's the potential some asset allocators, like pension funds, could take the big gains from the stock market and move them into bonds.
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iShares Trust files with the SEC
June 23, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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Exchange Traded Concepts Trust files with the SEC-North Shore Dual Share Class ETF
June 23, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC-North Shore Dual Share Class ETF.
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American Century ETF Trust files with the SEC-American Century Mid Cap Growth Impact ETF and the American Century Sustainable Equity ETF.
June 23, 2020--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
American Century Mid Cap Growth Impact ETF
American Century Sustainable Equity ETF.
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iShares Trust files with the SEC-4 iShares ESG ETFs
June 23, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Aware Aggressive Allocation ETF
iShares ESG Aware Conservative Allocation ETF
iShares ESG Aware Growth Allocation ETF
iShares ESG Aware Moderate Allocation ETF.
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Crisis of Confidence in ETNs Spells End for Note With 200% Gain
June 23, 2020--Credit Suisse delistings include hugely popular TVIX product
Pulled notes are a major blow to $11 billion corner of market
The demise of an exchange-traded note is often accompanied by accusations, investigations and heavy losses. Rarely, if ever, has it involved the year's best-performing product and assets well north of $1 billion.
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SEC, Justice Department to Scrutinize Exchanges' Market-Data Business
June 22, 2020--Partnership could provide greater scrutiny of fees charged for data
Wall Street's chief regulator and the nation's antitrust watchdog agreed to a formal partnership that could result in greater scrutiny of the fees charged by stock exchanges for crucial market data.
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UBS Launches ETRACS Alerian Midstream Energy Index ETN
June 22, 2020--UBS Investment Bank today announced that the ETRACS Midstream Energy Index ETN began trading on NYSE Arca(R). AMNA is linked to the Alerian Midstream Energy Index (Bloomberg: "AMNA Index").
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Credit Suisse AG Announces Its Intent To Delist And Suspend Further Issuances Of Its VelocityShares™ ETNs
June 22, 2020--Credit Suisse AG announced today its intention to delist and suspend further issuances of the following Exchange Traded Notes (the "ETNs"):
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Pacer Funds Trust files with the SEC-Pacer Lunt Large Cap Alternator ETF, Pacer Lunt MidCap Multi-Factor Alternator ETF,Pacer Lunt Large Cap Multi-Factor Alternator ETF & Pacer BioThreat ETF
June 22, 200--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Lunt Large Cap Alternator ETF
Pacer Lunt MidCap Multi-Factor Alternator ETF
Pacer Lunt Large Cap Multi-Factor Alternator ETF
Pacer BioThreat ETF.
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Pandemic propels old-school bond traders towards an electronic future
June 22, 2020-- The mammoth bond market has long been the old-school bastion of the financial world, but the COVID-19 pandemic has cast a light on its future- and it looks electronic. Well, mainly.
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Siren ETF Trust files with the SEC-Siren Large Cap Blend Index ETF
June 19, 2020--Siren ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Siren Large Cap Blend Index ETF.
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Victory Portfolios II files with the SEC-VictoryShares Nasdaq Next 50 ETF, VictoryShares Top Veteran Employers ETF and VictoryShares Defend America ETF
June 19, 2020--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the
VictoryShares Nasdaq Next 50 ETF
VictoryShares Top Veteran Employers ETF
VictoryShares Defend America ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Work From Home ETF
June 19, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Work From Home ETF.
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ETFMG Adds Biotech to Their Thematic ETF Lineup with GERM
June 18, 2020--ETFMG, a leading thematic ETF issuer, announced today the launch of its latest innovative exchange traded fund, the ETFMG Treatments, Testing and Advancements ETF (NYSE Arca: GERM).
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Arrow ETF Trust files with the SEC-Arrow Dow Jones Global Yield ETF
June 18, 2020--Arrow ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Arrow Dow Jones Global Yield ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
June 18, 2020-- WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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Court deals blow to SEC in battle with exchanges over fees
June 16, 2020--Regulator has been seeking to push down costs for investors in US markets.
A US appeals court on Tuesday handed another legal win to the country's biggest stock exchanges in their fight with their regulator, blocking a proposed experiment involving trading fees.
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iShares files with the SEC-iShares iBonds Dec 2030 Term Corporate ETF
June 16, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2030 Term Corporate ETF.
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iShares Trust files with the SEC-iShares ESG Advanced Total USD Bond Market ETF
June 16, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced Total USD Bond Market ETF.
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WisdomTree Trust files with the SEC- WisdomTree Interest Rate Hedged High Yield Bond Fund
June 16, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Interest Rate Hedged High Yield Bond Fund.
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Israeli Equities Extend Lead Versus Global Benchmarks in May; Bluestar Israel Global Index(R) Outperforming MSCI Eafe by 9.4% in 2020 as Israel Reopens for Business
June 16, 2020--Israeli stocks, as defined by the BlueStar Israel Global Index(R) (BIGI(R)), rose 11.95% in April outperforming developed international equities, as measured by MSCI EAFE, by 5.41%. With a 2020 loss of 9.83%, BIGI is leading MSCI EAFE by 7.83% and MSCI EM by 6.77%, YTD.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2028 High Yield Corporate Bond ETF and Invesco BulletShares 2030 Corporate Bond ETF
June 16, 2020--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco BulletShares 2028 High Yield Corporate Bond ETF
Invesco BulletShares 2030 Corporate Bond ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
June 16, 2020--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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Pacer Funds Trust files with the SEC- Pacer Salt High truBetaTM US Market ETF and Pacer Salt Low truBetaTM US Market ETF
June 16, 2020--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Salt High truBetaTM US Market ETF
Pacer Salt Low truBetaTM US Market ETF.
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Listed Funds Trust files with the SEC-12 TrueShares Structured Outcome ETFs
June 15, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC-12 TrueShares Structured Outcome ETFs.
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Fidelity Covington Trust files with the SEC-Fidelity Blue Chip Growth ETF, Fidelity New Millennium ETF and Fidelity Blue Chip Value ETF
June 15, 2020--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Blue Chip Growth ETF
Fidelity New Millennium ETF
Fidelity Blue Chip Value ETF.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI USA ETF
June 15, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI USA ETF.
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Eaton Vance NextShares Trust II files with the SEC-Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares
June 15, 2020--Eaton Vance NextShares Trust II has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI EM ETF
June 15, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EM ETF.
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iShares Trust files with the SEC-iShares ESG Advanced MSCI EAFE ETF
June 15, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced MSCI EAFE ETF.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond 5% Floor ETF-July
June 15, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 5% Floor ETF-July.
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ETF Managers Trust files with the SEC-ETFMG Treatments, Testing and Advancements ETF
June 15, 2020--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Treatments, Testing and Advancements ETF.
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Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond 9% Buffer ETF-July
June 15, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond 9% Buffer ETF-July.
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ETF Opportunities Trust files with the SEC-American Conservative Values ETF and the American Conservative Values Small-Cap ETF.
June 15, 2020--ETF Opportunities Trust has filed a pre-effective amendment, registration statement with the SEC for the
American Conservative Values ETF
American Conservative Values Small-Cap ETF.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Blue Chip Growth ETF, T. Rowe Price Dividend Growth ETF, T. Rowe Price Equity Income ETF & T. Rowe Price Growth Stock ETF
June 15, 2020--T. Rowe Price Exchange-Traded Funds, Inc. has filed a pre-effective amendment, registration statement with the SEC for the
T. Rowe Price Blue Chip Growth ETF
T. Rowe Price Dividend Growth ETF
T. Rowe Price Equity Income ETF
T. Rowe Price Growth Stock ETF.
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