SEC Adopts New Rule to Allow All Issuers to "Test-the-Waters"-continued

September 26, 2019--The Securities and Exchange Commission today announced that it has voted to adopt a new rule that extends a "test-the-waters" accommodation-currently a tool available to emerging growth companies or "EGCs"-to all issuers.
Under the new rule, all issuers will be allowed to gauge market interest in a possible initial public offering or other registered securities offering through discussions with certain institutional investors prior to, or following, the filing of a registration statement.

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Source: SEC.gov


American ETP News
PIMCO ETF Trust files with the SEC-PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
November 12, 2019--PIMCO ETF Trust has filed a post-effective amendment, registration statement with the SEC for the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund.
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PIMCO Equity Series files with the SEC PIMCO RAFI ESG U.S. ETF
November 12, 2019--IMCO Equity Series has filed a post-effective amendment, registration statement wih the SEC for the with PIMCO RAFI ESG U.S. ETF.
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Victory Portfolios II files with the SEC
November 12, 2019--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC.
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Academics accuse Morningstar of misclassifying bond funds
November 11, 2019--Trio alleges that funds report significantly safer portfolios than they actually hold
A group of academic researchers has taken aim at Morningstar, the financial services giant, arguing the company is luring investors into....
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Invesco bleeds $1bn a week as it tops worst-selling league table
November 10, 2019--Atlanta-based group hit by moves away from active managers and weak UK performance.
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Fidelity Beach Street Trust files with the SEC
November 8, 2019--Fidelity Beach Street Trust has filed a Ninth Amended and Restated Application or exemptive relief with the SEC.
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Fidelity Covington Trust files with the SEC-Fidelity Stocks for Inflation ETF
October 8, 2019--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Stocks for Inflation ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC
November 8, 2019--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-3 Defiance Next Gen ETFs
November 8, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Defiance Next Gen Food & Agriculture ETF
Defiance Next Gen Medical Innovation ETF
Defiance Next Gen Junior Biotech ETF.
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Direxion Shares ETF Trust files with the SEC-3 ETFs
November 8, 2019--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Direxion MSCI USA ESG Universal Movers versus Laggards ETF
Direxion S&P 500(R) High Quality versus Low Quality ETF
Direxion Flight to Safety ETF.
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CBO-Monthly Budget Review: Summary for Fiscal Year 2019
November 7, 2019--In fiscal year 2019, which ended on September 30, the federal budget deficit totaled $984 billion-$205 billion more than the shortfall recorded in 2018.
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Direxion Launches Four New 3X Leveraged ETFs on Popular Indexes
November 7, 2019--New ETFs Provide 300% Bull & Bear Exposure to High Beta and Internet Stocks
Direxion launched the Direxion Daily S&P 500(R) High Beta Bull and Bear 3X Shares (Tickers: HIBL/HIBS), and the Direxion Daily Dow Jones Internet Bull and Bear 3X Shares (Tickers: WEBL/WEBS). The Funds seek to achieve 300%, or 300% of the inverse, of the daily performance of the S&P 500(R) High Beta Index and Dow Jones Internet Composite Index.
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ETF Opportunities Trust files with the SEC-2 ETF Opportunities Strategy ETFs
November 6, 2019--ETF Opportunities Trust has filed a Form N-1A registration statement with the SEC for the
ETF Opportunities Strategy One Fund ETF Opportunities Strategy Two Fund.
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Spinnaker ETF Series files with the SEC-2 UVA ETFs
November 6, 2019--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the
UVA Unconstrained Medium-Term Fixed Income ETF
UVA Dividend Value ETF.
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ETF Series Solutions files with the SEC- Point Bridge GOP Stock Tracker ETF
November 6, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Point Bridge GOP Stock Tracker ETF.
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JSE steams ahead despite mixed global sentiment
November 6, 2019--The JSE advanced for a third consecutive session as it closed firmer on the back of broad-based gains across all the major indices.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-August
November 5, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-August.
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-First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-August
November 5, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-August.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-November
November 5, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-November.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-November
November 5, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-November.
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Spinnaker ETF Series files with the SEC- Trajan Wealth Income Opportunities ETF
November 5, 2019--Spinnaker ETF Series has filed post-effective amendment, registration statement with the SEC for the Trajan Wealth Income Opportunities ETF.
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Strategy Shares files with the SEC- Strategy Shares Newfound/ReSolve Robust Momentum ETF
November 5, 2019--Strategy Shares ha filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Newfound/ReSolve Robust Momentum ETF.
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ActiveShares ETF Trust files with the SEC-ClearBridge Focus Value ETF
November 4, 2019--ActiveShares ETF Trust has filed a Form N-1A, registration statement with the SEC for the ClearBridge Focus Value ETF.
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Guinness Atkinson Funds files with the SEC-SmartETFs Smart Transportation & Technology ETF
November 4, 2019--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Smart Transportation & Technology ETF.
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ETFs That Echo Hedge Funds Are Set to Double Assets, Report Says
November 4, 2019--Liquid alternatives to hit $114 billion next year: Greenwich
Investors favor ETFs for lower costs and their transparency
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The US love affair with mutual funds
November 3, 2019--Individual fund ownership is up by a third since 1999
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Invesco DB Multi-Sector Commodity Trust files with the SEC
November 1, 2019--Invesco DB Multi-Sector Commodity Trust has filed a post-effective Amendment no. 1 to Form S-1 registration statement with the SEC.
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Pacific Global ETF Trust files with the SEC-Pacific Global US Equity Income ETF
November 1, 2019--Pacific Global ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pacific Global US Equity Income ETF.
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Exchange Listed Funds Trust files with the SEC-High Yield ETF
November 1, 2019--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the High Yield ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC
November 1, 2019--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
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Exchange Traded Concepts to Close and Liquidate the InsightShares LGBT Employment Equality ETF and the InsightShares Patriotic Employers ETF
November 1, 2019--After careful consideration, Exchange Traded Concepts, LLC, the investment adviser to the InsightShares LGBT Employment Equality ETF and the InsightShares Patriotic Employers ETF ( together, the "Funds"), in consultation with UBS Securities LLC, the Funds' Index Provider, has recommended, and the Board of Trustees of Exchange Listed Funds Trust has approved, the termination and liquidation of the Funds pursuant to the terms of a Plan of Liquidation. Accordingly, the Funds are expected to cease operations and liquidate on or about November 22, 2019 (the "Liquidation Date").
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Gabelli ETFs Trust files with the SEC- ActiveSharesSM ETFs
October 31, 2019--Gabelli ETFs Trust has filed a second amended application for exemptive relief with the SEC- ActiveSharesSM ETFs.
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CBO's Economic Forecasting Record: 2019 Update
October 31, 2019--Each year, CBO prepares economic forecasts that underlie its projections of the federal budget. CBO forecasts hundreds of economic variables, but some-including output growth, the unemployment rate, inflation, interest rates, and wages and salaries-play a particularly significant role in the agency's budget projections.
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Pacific Global ETF Trust files with the SEC-Pacific Global International Equity Income ETF
October 31, 2019--Pacific Global ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pacific Global International Equity Income ETF.
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Pacific Global ETF Trust files with the SEC-Pacific Global Focused High Yield ETF
October 31, 2019--Pacific Global ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pacific Global Focused High Yield ETF.
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Absolute Shares Trust files with the SEC
October 31, 2019--Absolute Shares Trust has filed a post-effective amendment, registration statement with the SEC.
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
October 31, 2019--Innovator ETFs Trust has filled a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETFTM-November, Innovator S&P 500 Power Buffer ETFTM-November and Innovator S&P 500 Ultra Buffer ETFTM-November
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iShares files with the SEC-iShares iBonds Dec 2021 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2021 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2022 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2022 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2023 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2023 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2024 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2024 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2025 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2025 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2026 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2026 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2027 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2027 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2028 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2028 Term Treasury ETF.
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iShares files with the SEC-iShares iBonds Dec 2029 Term Treasury ETF
October 31, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2029 Term Treasury ETF.
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Syntax ETF Trust files with the SEC-2 Syntax Stratified ETFs
October 31, 2019--Syntax ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Syntax Stratified MIDCap ETF
Syntax Stratified SMALLCap ETF.
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US Treasury considers selling 50-year bonds
October 31, 2019--The US government is considering selling 50-year bonds, joining other countries around the world that have seized on investors' hunger for...
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Collaborative Investment Series files with the SEC-Trend Aggregation Cannabis ETF
October 30, 2019--Collaborative Investment Series has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation Cannabis ETF.
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Principal Exchange-Traded Funds files with the SEC
October 30, 2019--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC.
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EntrepreneurShares Series Trust files with the SEC
October 30, 2019--EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC.
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Collaborative Investment Series Trust files with the SEC-5 Trend Aggregation ETFs
October 29, 2019--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the
Trend Aggregation U.S. Equity ETF
Trend Aggregation ESG ETF
Trend Aggregation Managed Futures ETF
Trend Aggregation Dividend Stock ETF
Trend Aggregation Aggressive Growth ETF.
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PGIM ETF Trust files with the SEC
October 29, 2019--PGIM ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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AdvisorShares Trust files with the SEC
October 29, 2019--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-3 Vident ETFs
October 28, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Vident Core U.S. Bond Strategy ETF(R)
Vident Core U.S. Equity Fund(R)
Vident International Equity Fund.
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DBX ETF Trust files with the SEC-Xtrackers MSCI Kokusai Equity ETF
October 28, 2019--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Xtrackers MSCI Kokusai Equity ETF.
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ETF Managers Trust files with the SEC-ETFMG TRAVEL TECH ETF
October 28, 2019--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG TRAVEL TECH ETF.
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Spinnaker ETF Series files with the SEC-2 UVA ETFs
October 28, 2019--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the
UVA Unconstrained Medium-Term Fixed Income ETF(formerly known as Fieldstone UVA Unconstrained Medium-Term Fixed Income ETF)
UVA Dividend Value ETF(formerly known as Fieldstone UVA Dividend Value ETF).
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GraniteShares ETF Trust files with the SEC-3 ETFs
October 28, 2019--GraniteShares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
GraniteSharesBloomberg Commodity Broad Strategy No K-1 ETF
GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF
GraniteSharesHIPS US High Income ETF.
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WisdomTree Trust files with the SEC
October 28, 2019--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC.
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Highland Funds I files with the SEC-5 ETFs
October 28, 2019--Highland Funds I has filed a post-effective amendment, registration statement with the SEC for the
Highland Long/Short Equity Fund
Highland Long/Short Healthcare Fund
Highland/iBoxx Senior Loan ETF
Highland Merger Arbitrage Fund
Highland Opportunistic Credit Fund.
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Victory Portfolios II files with the SEC
October 28, 2019--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the
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Absolute Shares Trust files with the SEC-7 WBI ETFs
October 28, 2019--Absolute Shares Trust has filed a post-effective amendment, registration statement with the SEC for 7 WBI ETFs.
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Strategy Shares files with the SEC- Strategy Shares Newfound/ReSolve Robust Momentum ETF
October 28, 2019--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Newfound/ReSolve Robust Momentum ETF.
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FQF Trust files with the SEC-AGFiQ ETFs
October 28, 2019--FQF Trust has filed a post-effective amendment, registration statement with the SEC for AGFiQ ETFs.
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Kryptoin Bitcoin ETF Trust files with the SEC
October 28, 2019-Kryptoin Bitcoin ETF Trust has filed an amendment No. 1 to Form S-1 registration statement with the SEC.
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OSI ETF Trust files with the SEC-8 O'Shares ETFs
October 28, 2019--OSI ETF Trust has filed a post-effective amendment registration statement with the SEC for eight O'Shares ETFs.
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Intercontinental Exchange Launches ICE ETF Hub Enabling and Supporting the Next Phase of Growth in ETFs
October 28, 2019--Technology-enabled ecosystem aims to bring efficiency and standardization to the ETF primary market
New protocols for creating and redeeming ETF orders
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
October 25, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Buffer ETFTM- November, Innovator S&P 500 Power Buffer ETFTM-November and Innovator S&P 500 Ultra Buffer ETFTM-November.
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PIMCO ETF Trust files with the SEC
October 25, 2019--PIMCO ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Cambria ETF Trust files with the SEC-Cambria Global Real Estate ETF
October 25, 2019--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cambria Global Real Estate ETF.
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ETF Series Solutions files with the SEC- LHA Market State Alpha Seeker ETF
October 25, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the LHA Market State Alpha Seeker ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC
October 24, 2019--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
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Absolute Shares Trust files with the SEC-4 WBI BullBear ETFs
October 24, 2019--Absolute Shares Trust has filed a post-effective amendment, registration statement with the SEC for the
WBI BullBear Rising Income 3000 ETF (WBIE)-(formerly the WBI BullBear Rising Income 1000 ETF)
WBI BullBear Value 3000 ETF (WBIF-(formerly the WBI BullBear Value 1000 ETF)
WBI BullBear Yield 3000 ETF (WBIG)-(formerly the WBI BullBear Yield 1000 ETF)
WBI BullBear Quality 3000 ETF (WBIL) -(formerly the WBI BullBear Quality 1000 ETF).
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Pacific Global ETF Trust files with the SEC-Pacific Global Focused High Yield ETF
October 23, 2019--Pacific Global ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pacific Global Focused High Yield ETF.
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Pacific Global ETF Trust files with the SEC-Pacific Global International Equity Income ETF
October 23, 2019--Pacific Global ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pacific Global International Equity Income ETF.
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Pacer Funds Trust files with the SEC-Pacer Trendpilot US Bond ETF
October 23, 2019--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Pacer Trendpilot US Bond ETF.
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Blue Tractor Group, LLC files with the SEC
October 23, 2019--Blue Tractor Group, LLC has filed a Eleventh Amended and Restated Application for exemptive relief with the SEC.
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mplus ETF Trust files with the SEC- m+ Buffered ETF
October 23, 2019--mplus ETF Trust has filed a Form N-1A registration statement with the SEC for the m+ Buffered ETF.
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Fidelity Beach Street Trust files with the SEC
October 22, 2019--Fidelity Beach Street Trust has filed an Eighth Amended and Restated Application for exemptive relief with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC
October 22, 2019--First Trust Exchange-Traded Fund VIII has filed an application for exemptive relief with the SEC.
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Global X Funds files with the SEC-Global X Cybersecurity ETF
October 22, 2019--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Cybersecurity ETF.
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Innovator ETFs Trust files with the SEC- Innovator Nasdaq-100 Power Buffer ETF-October
October 22, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF -October.
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DBX ETF Trust files with the SEC
October 22, 2019--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Innovator ETFs Trust files with the SEC-Innovator Russell 2000 Power Buffer ETF-October
October 22, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-October.
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Fidelity Covington Trust files with the SEC-Fidelity Stocks for Inflation ETF
October 22, 2019--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Stocks for Inflation ETF.
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Alpha Architect ETF Trust files with the SEC-2 Merlyn.AI ETFs
October 21, 2019--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Merlyn.AI Bull-Rider Bear-Fighter ETF
Merlyn.AI Tactical Growth and Income ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-3 First Trust Active Factor ETFs
October 21, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the
First Trust Active Factor Large Cap ETF
First Trust Active Factor Mid Cap ETF
First Trust Active Factor Small Cap ETF.
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Blue Tractor ETF Trust files with the SEC
October 21, 2019--Blue Tractor ETF Trust has filed a Tenth Amended and Restated Application for exemptive relief with the SEC.
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Natixis ETF Trust II files with the SEC
October 21, 2019--Natixis ETF Trust II has filed a Seventh Amended and Restated Application for exemptive relief with the SEC.
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iShares Trust files with the SEC
October 18, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares, Inc. files with the SEC
October 18, 2019--iShares, Inc. has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded Fund III files with the SEC- First Trust Vivaldi Merger Arbitrage ETF
October 18, 2019--First Trust Exchange-Traded Fund III has filed a post-effective amendment, registration statement with the SEC for the First Trust Vivaldi Merger Arbitrage ETF.
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T. Rowe Price Equity Series, Inc. files with the SEC
October 17, 2019--T. Rowe Price Equity Series, Inc. has filed a aeventh amended application for exemptive relief with the SEC.
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Spinnaker ETF Series files with the SEC-The Cannabis ETF
October 17, 2019-Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the The Cannabis ETF.
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Schwab Strategic Trust files with the SEC
October 17, 2019--Schwab Strategic Trust has filed a post-effective amendment, registration statement with the SEC for the
Schwab 1-5 Year Corporate Bond ETF
Schwab 5-10 Year Corporate Bond ETF
Schwab Long-Term U.S. Treasury ETF
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Listed Funds Trust files with the SEC-5 Overlay Shares ETFs
October 17, 2019--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Overlay Shares Large Cap Equity ETF
Overlay Shares Small Cap Equity ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Core Bond ETF
Overlay Shares Municipal Bond ETF
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Kryptoin Bitcoin ETF Trust files with the SEC
October 16, 2019--Kryptoin Bitcoin ETF Trust has filed a Form S-1 Registration statement with the SEC.
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Guinness Atkinson Funds files with the SEC-SmartETFs Marketing Technology ETF
October 16, 2019--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the SmartETFs Marketing Technology ETF.
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Fidelity Beach Street Trust files with the SEC
October 15, 2019--Fidelity Beach Street Trust has filed a Seventh Amended and Restated application for exemptive relief with the SEC.
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Global X files with the SEC-Global X Thematic Growth ETF
October 15, 2019-Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Thematic Growth ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-August ETF
October 15, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-August ETF.
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Alpha Architect ETF Trust files with the SEC-2 Merlyn.AI ETFs
October 15, 2019--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Merlyn.AI Bull-Rider Bear-Fighter ETF
Merlyn.AI Tactical Growth and Income ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-August
October 15, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-August.
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Howard launches 2 ETFs that shift between fixed income, equities
October 14, 2019--Howard Capital Management has brought to NYSE Arca two exchange-traded funds that move funds between fixed-income securities and equities based on the performance of an equity index.
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