U.S. stock exchange competition to heat up in 2020 with new entrants-continued

September 19, 2019--At least three new U.S. stock exchanges are expected in 2020, executives from the companies said on Thursday, potentially lowering trading costs as the upstarts try to take business from the incumbents, while also adding complexity to the marketplace.
There are currently 13 U.S. stock exchanges, 12 of which are run by Intercontinental Exchange Inc's (ICE.N) NYSE, Nasdaq Inc (NDAQ.O), and Cboe Global Markets (CBOE.Z). IEX Group runs the only independent exchange.

view more

Source: Reuters


American ETP News
Kryptoin Bitcoin ETF Trust files with the SEC
October 16, 2019--Kryptoin Bitcoin ETF Trust has filed a Form S-1 Registration statement with the SEC.
read more
Fidelity Beach Street Trust files with the SEC
October 15, 2019--Fidelity Beach Street Trust has filed a Seventh Amended and Restated application for exemptive relief with the SEC.
read more
Howard launches 2 ETFs that shift between fixed income, equities
October 14, 2019--Howard Capital Management has brought to NYSE Arca two exchange-traded funds that move funds between fixed-income securities and equities based on the performance of an equity index.
read more
Pacer Funds Trust files with the SEC-Pacer Trendpilot(R) US Bond ETF.
October 11, 2019--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Pacer Trendpilot(R) US Bond ETF.
read more
AdvisorShares Trust files with the SEC-3 AdvisorShares DWA ETFs
October 11, 2019--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the
AdvisorShares DWA FSM US Core ETF
AdvisorShares DWA FSM All Cap World ETF
AdvisorShares DWA Alpha Equal Weight ETF.
read more
Banks launch platform to upgrade bond issuance
October 11, 2019--Nine top Wall Street banks have announced a new initiative designed to ease the cumbersome process of selling corporate bonds, as the increasing electronification of markets starts to seep into debt issuance.
read more
Fed Unveils Plan to Expand Balance Sheet but Insists It's Not Q.E.
October 11, 2019--The Federal Reserve said Friday that it would begin buying government-backed securities to expand its balance sheet, a move meant to keep an obscure but critical corner of financial markets functioning smoothly.
Now officials seem to be hoping the public will understand their motivation.
read more
IEA-Oil Market Report: Back to business as usual
October 11, 2019--Oil markets in September withstood a textbook case of a large-scale supply disruption as the attacks on Saudi Arabia temporarily affected about 5.7 mb/d of crude production capacity. On Monday 16 September, the first trading day following the attacks, after an initial spike to $71/bbl Brent prices fell back as it became clear that the damage, although serious, would not cause long-lasting disruption to markets.
read more
Fidelity joins the stampede to eliminate fees for online trading
October 10, 2019--Fidelity Investments said it is eliminating commissions for online trading of stocks, options and ETFs.
The announcement comes after its major competitors earlier this month announced similar moves.
read more
Nushares ETF Trust files with the SEC- Nuveen ESG High Yield Corporate Bond ETF
October 10, 2019--Nushares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Nuveen ESG High Yield Corporate Bond ETF.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Multi-Manager Large Cap Growth ETF
October 10, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Multi-Manager Large Cap Growth ETF.
read more
U.S. Weekly FundFlows Insight Report: Fund Investors and APs Continue to Pad the Coffers of Bond Funds During the Week
October 10, 2019--For the sixth week in a row, investors were overall net purchasers of fund assets (including those of conventional funds and ETFs), injecting $12.1 billion for Lipper's fund-flows week ended October 9, 2019. Fund investors were net purchasers of money market funds (+$14.7 billion), taxable fixed income funds (+$2.9 billion), and municipal bond funds (+$1.4 billion).
read more
The IRS Just Issued Its First Cryptocurrency Tax Guidance in 5 Years
October 9, 2019--The U.S. Internal Revenue Service (IRS) has published its first guidance in five years for calculating taxes owed on cryptocurrency holdings.
read more
Global X Funds files with the SEC-Global X Cybersecurity ETF
October 9, 2019--Global X has filed a post-effect amendment, registration statement with the SEC for the Global X Cybersecurity ETF.
read more
CBO-Monthly Budget Review for September 2019
October 8, 2019--The federal budget deficit was $984 billion in fiscal year 2019, CBO estimates. CBO's estimate is based on data from the Daily Treasury Statements issued by the Department of the Treasury; the department will report the actual deficit for fiscal year 2019 later this month.
read more
Agencies Finalize Changes to Simplify Volcker Rule
October 8, 2019--Five federal financial regulatory agencies on Tuesday announced that they finalized revisions to simplify compliance requirements relating to the "Volcker rule."
read more
Innovator ETFs Trust files with the SEC-Innovator MSCI EAFE Power Buffer ETFTM -January
October 8, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Power Buffer ETFTM -January.
read more
Innovator ETFs Trust files with the SEC-Innovator MSCI Emerging Markets Power Buffer ETF January
October 8, 2019-Innovator ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI Emerging Markets Power Buffer ETF January.
read more
Innovator ETFs Trust files with the SEC- Innovator Nasdaq-100 Power Buffer ETF-January
October 8, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF -January.
read more
Innovator ETF Trust files with the SEC-Innovator Russell 2000 Power Buffer ETFTM-January
October 8, 2019--Innovator ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETFTM-January.
read more
United States Bitcoin & Treasury Investment Trust files with the SEC
October 8, 2019--United States Bitcoin & Treasury Investment Trust has filed an Amendmeent No. 5 to Form S-1 Registration statement with the SEC.
read more
Amplify ETF Trust files with the SEC- Amplify High Income ETF
October 8, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify High Income ETF.
read more
Barclays launches first-ever no-fee Exchange Traded Notes
October 7, 2019--Barclays Bank PLC ("Barclays") announced today the launch of the first-ever no-fee exchange traded notes (ETNs), the iPath(R) Gold ETNs (Ticker: GBUG) and the iPath(R) Silver ETNs (Ticker: SBUG). The ETNs are also the first-ever no-fee exchange traded products (ETPs) offering exposure to precious metals.
read more
Marijuana News Today: Marijuana ETFs Get Huge Boost From SEC Approval
October 7, 2019--The marijuana news today is bullish on the future of the pot sector as marijuana exchange-traded funds (ETFs) were officially approved to be listed on U.S. stock exchanges following a ruling from the U.S. Securities and Exchange Commission (SEC).
read more
Invesco job cuts rise to 1,300
October 7, 2019--Invesco has cut 1,300 jobs after absorbing smaller rival OppenheimerFunds earlier this year in America's biggest fund management deal in half a decade.
read more
ETF Series Solutions files with the SEC-2 ClearShares ETFs
October 7, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
ClearShares OCIO ETF
ClearShares Ultra-Short Maturity ETF.
read more
ETF Series Solutions files with the SEC-AI Powered International Equity ETF
October 7, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AI Powered International Equity ETF.
read more
Bitcoin isn't a security according to SEC staff
October 6, 2019--Quick Take
SEC staff responds to '40 Act registration for Cipher in letter stating Bitcoin isn't a security
Staff relies for analysis on Howey test and SEC digital asset framework
While not a surprise to market participants and observers, this is an important confirmation of a key principle by SEC staff .
read more
CBO-H.R. 3623, Climate Risk Disclosure Act of 2019
October 4, 2019--Summary
H.R. 3623 would require publicly traded companies to annually disclose certain climate-related information to the public. Under the bill such companies would need to describe physical and financial risks they would face under different climate change scenarios, explain strategies and corporate governance processes in place to manage those risks, and analyze the social cost associated company greenhouse gas emissions.
read more
OSI ETF Trust files with the SEC
October 4, 2019--OSI ETF Trust has filed a First Amendment to the Application for exemptive relief with the SEC.
read more
Northern Lights Fund Trust IV files with the SEC-4 FormulaFolios ETFs
October 4, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
FormulaFolios Tactical Income ETF
FormulaFolios Hedged Growth ETF
FormulaFolios Smart Growth ETF
FormulaFolios Tactical Growth ETF.
read more
ProShares Trust files with the SEC-3 ETFs
October 4, 2019--ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the
ProShares Russell U.S. Dividend Growers ETF
ProShares MSCI International Dividend Growers ETF
ProShares S&P Technology Dividend Aristocrats ETF.
read more
Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
October 4, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
read more
ProShares Trust files with the SEC-ProShares 500 Accelerator ETF and ProShares 100 Accelerator ETF
October 4, 2019--ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the ProShares 500 Accelerator ETF and ProShares 100 Accelerator ETF.
read more
Absolute Shares Trust files with the SEC-4 WBI BullBear ETFs
October 4, 2019--Absolute Shares Trust has filed a post-effective amendment, registration statement with the SEC for the
WBI BullBear Rising Income 3000 ETF (WBIE) (formerly the WBI BullBear Rising Income 1000 ETF)
WBI BullBear Value 3000 ETF (WBIF) (formerly the WBI BullBear Value 1000 ETF)
WBI BullBear Yield 3000 ETF (WBIG) (formerly the WBI BullBear Yield 1000 ETF)
WBI BullBear Quality 3000 ETF (WBIL) (formerly the WBI BullBear Quality 1000 ETF).
read more
Pacer Funds Trust files with the SEC-Pacer CSOP FTSE China A50 ETF
October 4, 2019--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Pacer CSOP FTSE China A50 ETF.
read more
Schwab Strategic Trust files with the SEC-2 Corporate Bond ETF and 1 Long-Term U.S. Treasury ETF
October 3, 2019--Schwab Strategic Trust has filed a post-effective amendment, registration statement with the SEC for the
Schwab(R) 1-5 Year Corporate Bond ETF
Schwab (R) 5-10 Year Corporate Bond ETF
Schwab (R) Long-Term U.S. Treasury ETF.
read more
CBO-The 2019 Long-Term Budget Outlook
October 3, 2019--Summary
At 78 percent of gross domestic product (GDP), federal debt held by the public is now at its highest level since shortly after World War II.
read more
Tidal ETF Trust files with the SEC-SP Funds Dow Jones Global Sukuk ETF and SP Funds S&P 500 Sharia Industry Exclusions ETF
October 2, 2019--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
SP Funds Dow Jones Global Sukuk ETF
SP Funds S&P 500 Sharia Industry Exclusions ETF.
read more
Northern Lights Fund Trust III files with the SEC-CP High Yield Trend ETF
October 2, 2019--Northern Lights Fund Trust III has filed a post-eefective amendment, registration statement with the SEC for the CP High Yield Trend ETF.
read more
E*Trade Joins Rivals in Cutting Commissions to Zero
October 2, 2019--Beginning Oct. 7, E*Trade will offer zero commissions on stocks, exchange-traded funds and options listed on U.S. exchanges.
E*Trade Financial Corp. said Wednesday that it would eliminate trading commissions, matching bigger rivals' moves a day earlier.
read more
Amplify ETF Trust files with the SEC-Amplify High Income ETF
October 2, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify High Income ETF.
read more
Introducing Overlay Shares: New ETF 'Ovals' Seek to Get More Through the Power of an Overlay
October 2, 2019--Launching Today and Managed by Liquid Strategies, Overlay Shares ETFs Deliver Efficiently Packaged Overlay Strategies with Disciplined Risk Management on Top of Sought-After Index ETFs
read more
To Tackle Housing Affordability in Canada, Build More Houses
October 2, 2019--Policymakers across the world worry about affordable housing. They should. It represents the cost of a basic human need-shelter. Canada is no exception as it grapples to provide affordable housing in some cities, like Vancouver and Toronto, where rents are high, and for many, the dream of owning a home has faded.
read more
BNY Mellon ETF Trust files with the SEC
October 1, 2019--BNY Mellon ETF Trust has filed a Form N-1A Registration statement with the SEC.
read more
Innovator ETFs Trust files with the SEC-Innovator Russell 2000 Power Buffer ETF-October
October 1, 2019-- Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-October.
read more
Innovator ETFs Trust files with the SEC files with the SEC-Innovator Nasdaq-100 Power Buffer ETFTM-October
October 1, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETFTM-October.
read more
Charles Schwab and TD Ameritrade will eliminate commissions for stock and ETF trading. The online broker wars are in full swing
October 1, 2019--An all-out price war has hit the brokerage industry as both Charles Schwab and TD Ameritrade have announced they will eliminate commissions for certain securities.
read more
Innovator Announces New Upside Caps for October Series of S&P 500 Buffer ETFs
September 30, 2019--ETFs provide exposure to the S&P 500 with downside buffer levels of 9%, 15%, or 30% over a one-year Outcome Period
Innovator's Defined Outcome ETFs are the subject of a patent application filed with the U.S. Patent and Trademark Office
Innovator Capital Management, LLC (Innovator) announced today the successful completion of the initial outcome period for the October Series of Innovator S&P 500 Buffer ETFsTM.
read more
U.S. taxpayers are at risk for homes threatened by climate change
September 30, 2019--September 30, 2019--Banks are selling mortgages on homes in coastal areas around the U.S. that are vulnerable to natural disasters to Fannie Mae and Freddie Mac, a study finds.
That could leave taxpayers footing the bill because the two government-sponsored enterprises buy the mortgages without adequately accounting for the heightened property risks.
read more
iShares Trust files with the SEC-iShares iBonds Dec 2029 Term Corporate ETF
September 30, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2029 Term Corporate ETF.
read more
ETF Series Solutions files with the SEC- Salt Low truBeta US Market ETF
September 27, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Salt Low truBeta US Market ETF.
read more
Pacer files with the SEC-Pacer American Energy Independence ETF
September 28, 2019--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Pacer files with the SEC-Pacer American Energy Independence ETF.
read more
SEC Adopts New Rule to Modernize Regulation of Exchange-Traded Funds
September 26, 2019--The Securities and Exchange Commission today announced that is has voted to adopt a new rule and form amendments that are designed to modernize the regulation of exchange-traded funds (ETFs), by establishing a clear and consistent framework for the vast majority of ETFs operating today. The adoption will facilitate greater competition and innovation in the ETF marketplace, leading to more choice for investors.
read more
SEC Proposes Amendments to Enhance Retail Investor Protections
September 26, 2019--Actions Increase Availability of Issuer Information and Modernize the Rule Governing Quotations for Over-the-Counter Securities
The Securities and Exchange Commission today announced that it has voted to propose amendments to Exchange Act Rule 15c2-11, which sets out certain requirements with which a broker-dealer must comply before it can publish quotations for securities in the over-the-counter ("OTC") market.
read more
SEC Adopts New Rule to Allow All Issuers to "Test-the-Waters"
September 26, 2019--The Securities and Exchange Commission today announced that it has voted to adopt a new rule that extends a "test-the-waters" accommodation-currently a tool available to emerging growth companies or "EGCs"-to all issuers.
read more
ETF Series Solutions files with the SEC-2 ClearShares ETFs
September 26, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
ClearShares OCIO ETF
ClearShares Ultra-Short Maturity ETF.
read more
Listed Funds Trust files with the SEC-5 Overlay Shares ETFs
September 26, 2019--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Overlay Shares Large Cap Equity ETF
Overlay Shares Small Cap Equity ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Core Bond ETF
Overlay Shares Municipal Bond ETF (OVM).
read more
DBX ETF Trust files with the SEC
September 26, 2019--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Infusive US Trust files with the SEC-Infusive Compounding Global Equities ETF
September 26, 2019--Infusive US Trust has filed a pre-effective amendment, registration statement with the SEC for the Infusive Compounding Global Equities ETF.
read more
Nuveen Unveils High-Yield Bond ESG ETF
September 26, 2019-- Nuveen today introduced what it calls the first high-yield corporate bond exchange-traded fund with an environmental, social and governance (ESG) focus.
read more
SEC cancels meeting, delaying vote on ETF rule
September 25, 2019--The Securities and Exchange Commission has canceled Wednesday's meeting, during which the group was set to vote on a set of rules that would make it easier to file for ETFs.
read more
Global X files with the SEC-Global X Thematic Growth ETF
September 25, 2019--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Thematic Growth ETF.
read more
Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
September 25, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
read more
Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC
September 25, 2019--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed an application for exemptive relief with the SEC.
read more
The Fed pumps another $105 billion into markets, continuing its streak of capital injections
September 24, 2019--The Federal Reserve on Tuesday sold $105 billion in market repurchase agreements, or repos, in a continued effort to calm money markets and bring interest rates within its intended range.
read more
Innovator ETF Trust files with the SEC-Innovator Russell 2000 Power Buffer ETF-October
September 24, 2019-Innovator ETFs Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETF-October.
read more
Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 Power Buffer ETF-October
September 24, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Nasdaq-100 Power Buffer ETF-October.
read more
Global X files with the SEC-Global X Video Games & Esports ETF
September 24, 2019--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Video Games & Esports ETF.
read more
Direxion Shares ETF Trust files with the SEC
September 24, 2019--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
GraniteShares ETF Trust files with the SEC-GraniteSharesXOUT U.S. Large Cap ETF
September 24, 2019--GraniteShares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the GraniteSharesXOUT U.S. Large Cap ETF.
read more
Core Alternative Capital files with the SEC
September 23, 2019--Core Alternative Capital has filed an amended application for exemptive relief with the SEC-actively-managed ETFs.
read more
Northern Lights Fund Trust IV files with the SEC-Inspire International ESG ETF
September 23, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Inspire International ESG ETF.
read more
Cambria ETF Trust files with the SEC
September 23, 2019--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Cambria ETF Trust files with the SEC
September 23, 2019--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
IEX Exchange to Exit Listings Business
September 23, 2019--Upstart exchange's only listed company decided to jump ship
IEX Group Inc. will abandon its listings effort after the upstart exchange's only listed company decided to jump ship.
read more
State Street Global Advisors Expands Low-Cost SPDR(R) Portfolio ETFTM Suite
September 20, 2019--State Street Global Advisors, the asset management business of State Street Corporation (NYSE: STT), today announced the addition of seven rebranded SPDR ETFs to the SPDR Portfolio suite. Introduced in 2017 and attracting $34.4 billion in new assets in just two years,1 the SPDR Portfolio offering now comprises 22 low-cost ETFs that provide access to a wide range of domestic and international equity and fixed income asset classes.
read more
iShares Trust files with the SEC
September 20, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
read more
iShares Trust files with the SEC-iShares U.S. Tech Breakthrough Multisector ETF
September 20, 2019--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares U.S. Tech Breakthrough Multisector ETF.
read more
VanEck Vectors ETF Trust files with the SEC-VanEck Vectors High Income MLP ETF
September 20, 2019--VanEck Vectors ETF Trust has filed a post-effective mendment, registration statement with the SEC for the VanEck Vectors High Income MLP ETF.
read more
Exchange Listed Funds Trust files with the SEC-Knowledge Leaders Developed World ETF
September 20, 2019--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Knowledge Leaders Developed World ETF.
read more
Exchange Traded Concepts Trust files with the SEC-ROBO Global(R) Robotics and Automation Index ETF
September 20, 2019--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC-ROBO Global(R) Robotics and Automation Index ETF.
read more
Northern Lights Fund Trust IV files with the SEC-4 FormulaFolios ETFs
September 20, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
FormulaFolios Hedged Growth ETF
FormulaFolios Smart Growth ETF
FormulaFolios Tactical Growth ETF
FormulaFolios Tactical Income ETF.
read more
Nushares ETF Trust files with the SEC-Nuveen ESG High Yield Corporate Bond ETF
September 20, 2019--Nushares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Nuveen ESG High Yield Corporate Bond ETF.
read more
Alpha Architect ETF Trust files with the SEC-2 Merlyn.AI ETFs
September 20, 2019--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Merlyn.AI Bull-Rider Bear-Fighter ETF
Merlyn.AI Tactical Growth and Income ETF.
read more
CFTC.gov Commitments of Traders Reports Update
September 20, 2019--The current reports for the week of September 17, 2019 are now available.
read more
Global X Launches Cannabis ETF (POTX) To Provide Focused Access to a Burgeoning Theme
September 19, 2019--Global X ETFs, the New York-based provider of exchange-traded funds, announced today the launch of the 15th fund in its Thematic Growth suite, the Global X Cannabis ETF (Nasdaq: POTX).
read more
Two Roads Shared Trust files with the SEC-Anfield Capital Diversified Alternatives ETF
September 19, 2019--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Capital Diversified Alternatives ETF.
read more
Financial Regulation and the Federal Budget
February 19, 2019--Financial institutions, such as banks, play a vital role in the economy by channeling funds from investors to households and businesses that need financing. By doing so, such institutions support economic activity, including household consumption and business investment, and thereby contribute to economic growth and job creation.
read more
U.S. stock exchange competition to heat up in 2020 with new entrants
September 19, 2019--At least three new U.S. stock exchanges are expected in 2020, executives from the companies said on Thursday, potentially lowering trading costs as the upstarts try to take business from the incumbents, while also adding complexity to the marketplace.
read more
SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank
September 19, 2019---The Securities and Exchange Commission today announced that it took a significant step toward establishing the regulatory regime for security-based swap dealers by adopting a package of rules and rule amendments under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
read more
Pacer files with the SEC
September 18, 2019--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Global X files with the SEC-Global X Cannabis ETF
September 18, 2019--lobal X has filed a post-effective amanedment, registration statement with the SEC for the Global X Cannabis ETF.
read more
VanEck Vectors ETF Trust files with the SEC
September 18, 2019--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Federal Reserve Board and Federal Open Market Committee release economic projections from the September 17-18 FOMC meeting
September 18, 2019--Federal Reserve Board and Federal Open Market Committee has released economic projections from the September 17-18 FOMC meeting.
read more
Federal Reserve issues FOMC statement
September 18, 2019--Information received since the Federal Open Market Committee met in July indicates that the labor market remains strong and that economic activity has been rising at a moderate rate. Job gains have been solid, on average, in recent months, and the unemployment rate has remained low.
read more
SPDR Series Trust files with the SEC
September 17, 2019--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Invesco Exchange-Traded Self-Indexed Fund Trust-Invesco BulletShares 2030 Municipal Bond ETF
September 17, 2019--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effecive amendment, registration statement with the SEC for the Invesco BulletShares 2030 Municipal Bond ETF.
read more
Innovator ETFs Trust files with the SEC- 3 Innovator S&P 500 ETFs
September 17, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Ultra Buffer ETF-September
Innovator S&P 500 Power Buffer ETF-September
Innovator S&P 500 Buffer ETF-September.
read more
Northern Lights Fund Trust III files with the SEC-2 HCM Defender ETFs
September 17, 2019--Northern Lights Fund Trust III has filed a post-effective amendment, registration statement with the SEC for the
HCM Defender 100 Index ETF
HCM Defender 500 Index ETF,
read more
Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC
September 17, 2019--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC.
read more
VanEck, SolidX Withdraw Bitcoin ETF Proposal From SEC Review
September 17, 2019--Cboe BZX Exchange withdrew its VanEck/SolidX bitcoin exchange-traded fund (ETF) proposal on Tuesday.
read more