Invesco files with the SEC-continued

September 16, 2019--Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
view filing
Source: SEC.gov


American ETP News
This Mutual-Fund-to-ETF Conversion Will Be an Important Test of Active Management
May 28, 2020--Guinness Atkinson Dividend Builder is a solid mutual fund with modest fees that has beaten its world-stock-fund peers in the past five years, yet no one seems to care. The fund has only $15 million in assets. The question is: Would you take notice of it were an exchange-traded fund instead?
read more
Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond Buffer ETF-July
May 28, 2020--Innovator ETFs Trust have filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond Buffer ETF-July.
read more
Innovator ETFs Trust files with the SEC-Innovator 20+ Year Treasury Bond Floor ETF -July
May 28, 2020--Innovator ETFs Trust have filed a post-effective amendment, registration statement with the SEC for the Innovator 20+ Year Treasury Bond Floor ETF-July.
read more
Fidelity Covington Trust files with the SEC-3 3 Fidelity ETFs
May 27, 2020--Fidelity Covington Trust has filed a post-effective amendment, registartion statement with the SEC for the
Fidelity New Millennium ETF
Fidelity Blue Chip Growth ETF
Fidelity Blue Chip Value ETF.
read more
Direxion Shares ETF Trust files with the SEC-Direxion High Growth ETF, Direxion Fallen Knives ETF, and the Direxion Dynamic Hedge ETF
May 27, 2020--Direxion Shares ETF Trust has filed a post-effective amendment, registration statetement with the SEC for the Direxion High Growth ETF, Direxion Fallen Knives ETF, and the Direxion Dynamic Hedge ETF.
read more
Global X Funds files with the SEC-Global X S&P Catholic Values Developed ex-U.S. ETF
May 27, 2020--Global X Funds has filed with the SEC-Global X S&P Catholic Values Developed ex-U.S. ETF
read more
Global X Funds files with the SEC-Global X S&P Catholic Values Developed ex-U.S. ETF
May 27, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X S&P Catholic Values Developed ex-U.S. ETF.
read more
Spinnaker ETF Series files with the SEC-Changebridge Capital Long/Short ETF and Changebridge Capital Alpha Long ETF
May 27, 2020--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the Changebridge Capital Long/Short ETF
Changebridge Capital Alpha Long ETF.
read more
Global X Funds files with the SEC-Global X Variable Rate Preferred ETF
May 26, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Variable Rate Preferred ETF.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-Corbett Road Tactical Opportunity ETF
May 26, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the Corbett Road Tactical Opportunity ETF.
read more
Columbia ETF Trust I files with the SEC
May 26, 2020--Columbia ETF Trust I has filed an application for exemptive relief with the SEC.
read more
J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Carbon Transition U.S. Equity ETF
May 22, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Carbon Transition U.S. Equity ETF.
read more
J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan BetaBuilders U.S. Small Cap Equity ETF
May 22, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders U.S. Small Cap Equity ETF.
read more
CFTC.gov Commitments of Traders Update
May 21, 2020--The current reports for the week of May 19, 2020 are now available.
read more
AIM ETF Products Trust files with the SEC-AllianzIM U.S. Large Cap Buffer10 Jul ETF and AllianzIM U.S. Large Cap Buffer20 Jul ETF
May 21, 2020--AIM ETF Products Trust has filed a post-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer10 Jul ETF
AllianzIM U.S. Large Cap Buffer20 Jul ETF.
read more
iShares files with the SEC
May 21, 2020--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
read more
SEC panel says agency should add sustainability disclosure rules
May 21, 2020--The SEC should update its reporting requirements for issuers to include ESG factors, the commission's investor advisory committee said Thursday, voting to approve a recommendation drafted by the committee's investor-as-owner subcommittee.
read more
J.P. Morgan Debuts Two Active Equity ETFs
May 21, 2020--J.P. Morgan Asset Management continued its aggressive push into the exchange-traded fund space with today's launch of two actively managed transparent equity ETFs.
The JPMorgan Equity Premium Income ETF (JEPI) seeks to generate current income and participate in capital appreciation by investing in stocks-mainly from the S&P 500 index-and in equity-linked notes, or ELNs
read more
Coronavirus Shutdown Casts Doubt on Value of Exchange Trading Floors
May 21, 2020--NYSE's 4 p.m. auctions run more smoothly, study finds; investors get better prices for S&P 500 options
Investors won't necessarily benefit when the New York Stock Exchange and other market operators welcome traders back to their closed floors, new research suggests.
read more
Natixis ETF Trust files with the SEC- Natixis Seeyond International Minimum Volatility ETF
May 21, 2020--Natixis ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Natixis Seeyond International Minimum Volatility ETF
Natixis Loomis Sayles Short Duration Income ETF.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Multi-Manager Large Growth ETF
May 20, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effctive amendment, registration statement with the SEC for the First Trust Multi-Manager Large Growth ETF,
read more
Global X Funds files with the SEC-Global X Emerging Markets Bond ETF
May 20, 2020--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Emerging Markets Bond ETF.
read more
CBO-Interim Economic Projections for 2020 and 2021
May 19, 2020--CBO estimates that real gross domestic product will contract by 11 percent in the second quarter of this year, which is equivalent to a decline of 38 percent at an annual rate, and that the number of people employed will be almost 26 million lower than the number in the fourth quarter of 2019.
read more
ETFis Series Trust I files with the SEC-Virtus WMC Global Factor Opportunities ETF
May 19, 2020--ETFis Series Trust I has filed has filed a post-effective amendment, registration statement with the SEC for the Virtus WMC Global Factor Opportunities ETF.
read more
Aberdeen Standard Investments ETFs files with the SEC-Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF and Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF.
May 19, 2020--Aberdeen Standard Investments ETFs has filed a post-effective amendment, registration statement with the SEC for the
Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF
Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF.
read more
Simplify Exchange Traded Funds files with the SEC-3 Simplify US Equity ETFs
May 18, 2020-Simplify Exchange Traded Funds has filed a Form N-1A registration statement with the SEC for
Simplify US Equity PLUS Convexity ETF
Simplify US Equity PLUS Downside Convexity ETF
Simplify US Equity PLUS Upside Convexity ETF.
read more
Innovator ETFs Trust II files with the SEC-Innovator S&P 500 Diversified Power Buffer ETFTM
May 18, 2020--Innovator ETFs Trust II has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Diversified Power Buffer ETFTM (formerly Innovator Lunt Low Vol/High Beta Tactical ETF).
read more
Exchange Traded Concepts Trust files with the SEC-Mortgage-Backed Securities ETF
May 18, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Mortgage-Backed Securities ETF.
read more
Exchange Traded Concepts Trust files with the SEC-Four 6 Meridian ETFs
May 18, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the 6 Meridian Low Beta Equity Strategy ETF, 6 Meridian Mega Cap Equity ETF, 6 Meridian Small Cap Equity ETF and 6 Meridian Hedged Equity-Index Option Strategy ETF.
read more
Vanguard Index Funds files with the SEC
May 18, 2020--Vanguard Index Funds has filed a post-effective amendment, registration statement with the SEC.
read more
IMF Policy Paper-Measuring Economic Welfare: What and How?
May 18, 2020--Summary:
Calls for a more people-focused approach to statistics on economic performance, and concerns about inequality, environmental impacts, and effects of digitalization have put welfare at the top of the measurement agenda. This paper argues that economic welfare is a narrower concept than well-being.
read more
J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan International Growth ETF
May 15, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan International Growth ETF.
read more
AIM ETF Products Trust files with the SEC-AllianzIM U.S. Large Cap Buffer10 Apr ETF and AllianzIM U.S. Large Cap Buffer20 Apr ETF.
May 15, 2020--AIM ETF Products Trust has filed a pre-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer10 Apr ETF
AllianzIM U.S. Large Cap Buffer20 Apr ETF.
read more
AIM ETF Products Trust files with the SEC-AllianzIM U.S. Large Cap Buffer10 Apr ETF and AllianzIM U.S. Large Cap Buffer20 Apr ETF.
May 15, 2020--AIM ETF Products Trust has filed a pre-effective amendment, registration statement with the SEC for the
AllianzIM U.S. Large Cap Buffer10 Apr ETF
AllianzIM U.S. Large Cap Buffer20 Apr ETF.
read more
Guinness Atkinson Funds files with the SEC-SmartETFs Dividend Builder ETF and SmartETFs Asia Pacific Dividend Builder ETF
May 15, 2020--Guinness Atkinson Funds has filed a post-effective amendment, registration statement with the SEC for the
SmartETFs Dividend Builder ETF
SmartETFs Asia Pacific Dividend Builder ETF.
read more
United States 12 Month Oil Fund, LP files with the SEC
May 15, 2020--United States 12 Month Oil Fund, LP has filed Form S-1 registration statement with the SEC.
read more
Financial Stability Report
May 15, 2020--Overview
The coronavirus (COVID-19) pandemic has caused tremendous human and economic hardship across the United States and around the world. The pandemic and the measures taken to contain it have effectively closed some sectors of the economy since mid-March. Economic activity in the United States has contracted at an unprecedented pace, and the unemployment rate surged to 14.7 percent in April .
read more
CFTC.gov Commitments of Traders Update
May 15, 2020--The current reports for the week of May 12, 2020 are now available.
read more
J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Equity Premium Income ETF
May 15, 2020--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Equity Premium Income ETF.
read more
Fed's credit operation launched, but job already done
May 14, 2020--The Federal Reserve's pledged support for exchange-traded funds may not end up costing the central bank much, but will still have the desired effect of keeping the credit market afloat.
read more
Fed Buys $305 Million of ETFs at Launch of Historic Program
May 14, 2020--The Federal Reserve bought $305 million of exchange-traded funds on the first day of its historic intervention into U.S. corporate debt markets, according to data published Thursday.
read more
Asset managers call for clearer definition of ETFs
May 14, 2020--BlackRock, State Street and Invesco among those seeking strict definition of what can be called an exchange-traded fund
BlackRock Inc., State Street Global Advisors and some other large money managers are asking exchanges to enforce a more narrow definition of exchange-traded funds.
read more
ETF Series Solutions files with the SEC
May 14, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC.
read more
Goldman Sachs to buy boutique wealth management custodian Folio
May 14, 2020--Goldman Sachs Group Inc plans to buy a boutique wealth management custodian and technology company called Folio Financial Inc for an undisclosed amount of money, according to a letter that Folio sent to its customers on Thursday and was viewed by Reuters.
read more
ETF Series Solutions files with the SEC-U.S. Global Jets ETF and U.S. Global GO GOLD and Precious Metal Miners ETF.
May 14, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the U.S. Global Jets ETF
U.S. Global GO GOLD and Precious Metal Miners ETF.
read more
Eaton Vance NextShares Trust files with the SEC
May 14, 2020--Eaton Vance NextShares Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Nushares ETF Trust files with the SEC-Nuveen Short-Term REIT ETF
May 14, 2020--Nushares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Nuveen Short-Term REIT ETF.
read more
WisdomTree Trust files with the SEC
May 13, 2020--WisdomTree Trust has filed an application for exemptive relief with the SEC.
read more
Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
May 13, 2020--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Ultra Buffer ETF -May
Innovator S&P 500 Power Buffer ETF -May
Innovator S&P 500 Buffer ETF-May.
read more
iShares Trust files with the SEC-iShares 0-3 Month Treasury Bond ETF 
May 12, 2020--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares 0-3 Month Treasury Bond ETF.
read more
Investment Managers Series Trust files with the SEC- Knowledge Leaders Developed World ETF
May 12, 2020--Investment Managers Series Trust has filed a post-effective amendment, registration statement with the SEC for the Knowledge Leaders Developed World ETF.
read more
Indxx goes mainstream with global benchmark series
May 12, 2020--New York-based Indxx has launched the Indxx Global Benchmark series, a suite of regular, market-cap-weighted indices covering major equity markets.
The series currently comprises eight indices providing broad market exposure to global, developed market, developed ex-US, US, Europe, Japan, Asia Pacific, and emerging market equities.
read more
Schwab Strategic Trust files with the SEC
May 12, 2020--Schwab Strategic Trust has filed a post-effective amendment, registration statement with the SEC.
read more
BlackRock throws weight behind new NYSE and Nasdaq challenger MEMX
May 12, 2020--The Members Exchange on Tuesday said BlackRock Inc (BLK.N), the world's biggest asset manager, was among its latest financial and strategic backers as the new bourse gears up to take on the New York Stock Exchange and Nasdaq Inc (NDAQ.O) with a third-quarter launch.
read more
Global X files with the SEC-Global X Digital Health & Telemedicine ETF
May 12, 2020--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Digital Health & Telemedicine ETF.
read more
Trump administration orders federal pension fund to scrap plan to invest in Chinese stocks
May 12, 2020--White House officials say $4 billion investment presents national security risk
read more
SPDR(R) Series Trust files with the SEC-SPDR S&P 500 ESG ETF
May 11, 2020--SPDR(R) Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR S&P 500 ESG ETF.
read more
Goldman Sachs ETF Trust files with the SEC-4 Goldman Sachs MarketBeta ETFs
May 11, 2020--Goldman Sachs ETF Trust has filed a post-effective amendment, registartion statement with the SEC for the Goldman Sachs MarketBeta International Equity ETF
Goldman Sachs MarketBeta Emerging Markets Equity ETF
Goldman Sachs MarketBeta International Small Cap Equity ETF
Goldman Sachs MarketBeta U.S. Equity ETF.
read more
Big Money Managers Take Lead Role in Managing Coronavirus Stimulus
May 11, 2020--BlackRock is about to start buying billions of dollars in corporate bonds for the Fed, reflecting the firm’s rise to financial might but also opening it to scrutiny
The Federal Reserve's giant program of corporate bond buying is about to kick in. It will hand a critical new role in propping the struggling economy to a business with increasing clout in the financial world: money management.
read more
DBX ETF Trust files with the SEC
May 11, 2020--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (formerly Xtrackers High Yield Corporate Bond-Interest Rate Hedged ETF)
Xtrackers Bloomberg Barclays US Investment Grade Corporate ESG ETF (formerly Xtrackers Investment Grade Bond-Interest Rate Hedged ETF)
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (formerly Xtrackers Emerging Markets Bond-Interest Rate Hedged ETF).
read more
Krane Shares Trust files with the SEC-KFA Global Carbon ETF
May 11, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KFA Global Carbon ETF.
read more
BlackRock's largest shareholder sells 22% stake
May 11. 2020--PNC puts $17bn shareholding on market to raise cash for deals and to weather coronavirus
read more
First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Multi-Manager Large Growth ETF
May 8, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Multi-Manager Large Growth ETF.
read more
ETF Series Solutions files with the SEC-LHA Market State U.S. Tactical ETF
May 8, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the LHA Market State U.S. Tactical ETF.
read more
ETF Series Solutions files with the SEC-Salt High truBeta US Market ETF and the Salt Low truBeta US Market ETF
May 8, 2020--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Salt High truBeta US Market ETF and the Salt Low truBeta US Market ETF.
read more
Global Beta ETF Trust files with the SEC-2 Global Beta ETFs
May 8, 2020--Global Beta ETF Trust has filed a Form N-1A registration statement with the SEC for the Global Beta Low Beta ETF
Global Beta Momentum-Growth ETF.
read more
Gabelli ETFs Trust files with the SEC
May 8, 2020--Gabelli ETFs Trust has filed a Form N-1A registration statement with the SEC for the
Gabelli Growth Innovators ETF
Gabelli Financial Services ETF
Gabelli Small Cap Growth ETF
Gabelli Small & Mid Cap ETF
read more
Dynamic Shares Trust files with the SEC-Dynamic Short Short-Term Volatility Futures ETF
May 8, 2020--Dynamic Shares Trust has filed a Form S-1 Registration statement with the SEC for the Dynamic Short Short-Term Volatility Futures ETF.
read more
United States Gold and Treasury Investment Trust files with the SEC
May 8, 2020--United States Gold and Treasury Investment Trust has filed an Amendment No. 1 to Form S-1 Registration statement with the SEC.
read more
Renaissance Capital IPO Market Newsletter
May 8, 2020--Scheduled U.S. IPOs-Week of 05/11/20
There are no IPOs scheduled this week.
IPO Commentary
Llamas vs. Bats: Llama antibodies, the coronavirus, and the biotechs that benefit Could llamas be the key to containing the coronavirus?
read more
CBO-Monthly Budget Review for April 2020
May 8, 2020--The federal budget typically records a surplus in April because final tax payments for the prior year and estimated payments for the current year are usually due on April 15. But this year, the government incurred a deficit of $737 billion in April, CBO estimates, compared with a surplus of $160 billion last year.
read more
CFTC.gov Commitments of Traders Update
May 8, 2020--The current reports for the week of May 05, 2020 are now available.
read more
Water Island Capital Launches AltShares Merger Arbitrage ETF
May 7, 2020--Water Island Capital is pleased to announce the launch of AltShares Merger Arbitrage ETF (NYSE:ARB), the first ETF offered in AltShares Trust. ARB seeks to provide passive exposure to the Water Island Merger Arbitrage USD Hedged Index (WIMARBH).
read more
Krane Shares Trust files with the SEC-KraneShares SSE STAR Market 50 Index ETF
May 7, 2020--Krane Shares Trust has filed a post-effective amendment, registration statemnt with the SRC for the KraneShares SSE STAR Market 50 Index ETF.
read more
Exchange Traded Concepts Trust files with the SEC-ROBO Global(R) Artificial Intelligence ETF
May 7, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the ROBO Global(R) Artificial Intelligence ETF.
read more
Manager Directed Portfolios files with the SEC-iM DBi Managed Futures Strategy ETF and the iM DBi Hedge Strategy ETF.
May 7, 2020--Manager Directed Portfolios has filed a post-effective amendment, registration statement with the SEC for the
iM DBi Managed Futures Strategy ETF
iM DBi Hedge Strategy ETF.
read more
Listed Funds Trust Trust files with the SEC-Roundhill BITKRAFT Esports & Digital Entertainment ETF
May 7, 2020--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill BITKRAFT Esports & Digital Entertainment ETF.
read more
Exchange Traded Concepts Trust files with the SEC-Four 6 Meridian ETFs
May 7, 2020--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
6 Meridian Low Beta Equity Strategy ETF
6 Meridian Mega Cap Equity ETF
6 Meridian Small Cap Equity ETF
6 Meridian Hedged Equity-Index Option Strategy ETF
read more
First Trust Exchange-Traded Fund V files with the SEC-First Trust Managed Futures Strategy Fund
May 6, 2020--First Trust Exchange-Traded Fund V filed a post-effective amendment, registration statement with the SEC for the First Trust Managed Futures Strategy Fund.
read more
First Trust Exchange-Traded Fund VII files with the SEC-First Trust Alternative Absolute Return Strategy ETF and First Trust Global Tactical Commodity Strategy Fund
May 6, 2020--May 6, 2020--First Trust Exchange-Traded Fund VII has filed a post-effective amendment, registration statement with the SEC for the
First Trust Alternative Absolute Return Strategy ETF and First Trust Global Tactical Commodity Strategy Fund.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-May
May 6, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-May.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-May
May 6, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-May.
read more
Syntax ETF Trust files with the SEC-Syntax Stratified U.S. Total Market Hedged ETF and Syntax Stratified LargeCap II ETF
May 6, 2020--Syntax ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Syntax Stratified U.S. Total Market Hedged ETF and Syntax Stratified LargeCap II ETF.
read more
CFTC.gov Swaps Report Update
May 6, 2020--CFTC's Weekly Swaps Report has been updated, and is now available.
read more
Exchanges Told to Give Brokers More Say in How Stock Data Are Distributed
May 6, 2020--SEC order follows complaints that exchanges favor clients who pay more for extra speed, data
The SEC ordered the nation's stock exchanges Wednesday to give stockbrokers and investors greater input into how real-time stock prices are distributed.
read more
First Trust Exchange-Traded Fund files with the SEC
May 6, 2020--May 6, 2020--First Trust Exchange-Traded Fund has filed a post-effective amendment, registration statement with the SEC for the First Trust Capital Strength ETF, First Trust Dow Jones Internet Index Fund, First Trust Dow Jones Select MicroCap Index Fund, First Trust Chindia ETF, First Trust Natural Gas ETF, First Trust Water ETF, First Trust Morningstar Dividend Leaders Index Fund, First Trust NASDAQ-100 Equal Weighted Index Fund, First Trust NASDAQ-100 Ex-Technology Sector Index Fund,
read more
First Trust Exchange-Traded Fund VI files with the SEC-First Trust Dorsey Wright DALI 1 ETF
May 6, 2020--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust Dorsey Wright DALI 1 ETF.
read more
First Trust Exchange-Traded AlphaDEX Fund II files with the SEC
May 6, 2020--First Trust Exchange-Traded AlphaDEX Fund II has filed a post-effective amendment, registration statement with the SEC for the First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund, First Trust Australia AlphaDEX(R) Fund, First Trust Brazil AlphaDEX(R) Fund, First Trust Canada AlphaDEX(R) Fund, First Trust China AlphaDEX(R) Fund, First Trust Developed Markets ex-US AlphaDEX(R) Fund, First Trust Developed Markets ex-US Small Cap AlphaDEX(R) Fund, First Trust Emerging Markets AlphaDEX(R) Fund, First Trust Emerging Markets Small Cap AlphaDEX(R) Fund, First Trust Europe AlphaDEX(R) Fund,
read more
New Listing Rules Adopted for ETFs Relying on Rule 6c-11-Exchanges' ETF Listing Compliance Burdens Reduced
May 5, 2020--As the December 23, 2020 compliance date for the Securities and Exchange Commission (SEC) approved rule 6c-11 under the Investment Company Act of 1940, as amended (ETF Rule) approaches, the vast majority of exchange-traded funds (ETFs) are preparing to launch and operate without first obtaining an exemptive order from the SEC.
read more
Two Roads Shared Trust files with the SEC-LeaderShares(R) Equity Skew ETF
May 5, 2020--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderShares(R) Equity Skew ETF.
read more
Indxx launches US 'Fallen Knives' Index
May 5, 2020--New York-headquartered Indxx has launched a new US equity index that follows a mean reversion strategy.
Mean-reversion assumes that there is an underlying stable trend in the price of an asset and prices fluctuate randomly around this trend.
read more
U.S. Treasury blasts records with $3 trillion borrowing need this quarter
May 4, 2020--The U.S. Treasury Department on Monday said it plans to borrow nearly $3 trillion in the second quarter of 2020 -more than five times larger than the previous record-as the federal government spends at a frantic pace to mitigate the impact of the coronavirus on the U.S. economy.
read more
New York Fed Says It Will Begin Buying ETFs in 'Early May'
May 4, 2020--Corporate debt purchases to begin 'soon thereafter,' Fed says

Fed puts limits on eligible ETF purchases to avoid overpaying
The Federal Reserve is close to standing up two corporate lending programs that could buy up to $750 billion in debt and exchange-traded funds under its emergency coronavirus actions.
read more
Wall Street Week Ahead: U.S. data deluge to underscore divide between roaring market, plunging economy
May 8, 2020--A week packed with U.S. economic data is likely to provide investors with more evidence of the extent to which the coronavirus pandemic has hit growth, sharpening the debate on whether a rebound in stocks has been justified amid an unprecedented slowdown.
read more
Treasury's $4 Trillion Funding Task Signals Record Auction Slate
May 3, 2020--Treasury Secretary Steven Mnuchin is likely to boost the government's quarterly round of debt auctions to unprecedented levels this week to finance a deficit that's set to surpass estimates of $4 trillion for this year as lawmakers discuss additional economic stimulus.
read more
JPMorgan Chase removes former oil boss from independent director role
May 2, 2020--Largest US bank bows to pressure from climate activists to demote Lee Raymond.
read more
Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
May 1, 2020-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETFTM-May, Innovator S&P 500 Power Buffer ETFTM-May and Innovator S&P 500 Ultra Buffer ETFTM May.
read more
CFTC.gov Commitments of Traders Update
May 1, 2020--The current reports for the week of April 28, 2020 are now available.
read more
First Trust Exchange-Traded Fund III files with the SEC-Corbett Road Tactical Opportunity ETF
May 1, 2020--First Trust Exchange-Traded Fund III has filed a post-effective amendment, registration statement with the SEC for the Corbett Road Tactical Opportunity ETF.
read more
Will U.S. exchange trading floors still be relevant post-coronavirus?
May 1, 2020--The coronavirus pandemic has upended U.S. equities trading with unprecedented market volatility and forced bourses like the New York Stock Exchange to close their trading floors, raising questions about the need for such spaces.
read more
ETFMG, Nasdaq and PureFunds agree settlement
May 2, 2020--ETF Managers Group (ETFMG), Nasdaq, and PureShares have agreed on a settlement that resolves two lawsuits pertaining to the alleged theft of several exchange-traded funds including the world's first dedicated cybersecurity ETF.
read more
Hamilton plans comprehensive ETF revamp
May 1, 2020--Hamilton Capital, a Canadian issuer of ETFs specializing in the financial sector, has proposed a shake-up of its entire product suite. The changes include the termination of the firms' existing five ETFs as the funds merge with new lower-cost ETFs with slightly altered investment strategies.
read more
Krane Shares Trust files with the SEC-KraneShares CICC China 5G and Technology Leaders Index ETF
April 30, 2020--Krane Shares Trust has filed a post-effective amendment, registration statement with the KraneShares CICC China 5G and Technology Leaders Index ETF.
read more
USCF Cayman Commodity 2 files with the SEC
April 30, 2020--USCF Cayman Commodity 2 has filed an amended and restated application for exemptive relief with the SEC.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-May
April 30, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-May .
read more
First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-May
April 30, 2020--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-May.
read more
BlackRock's growing clout carries risks for asset manager
April 30, 2020--Group faces increased scrutiny as central banks ask it to help run stimulus packages.
read more
More ETFs Closed Than Launched
April 30, 2020--In a reversal of fortune more exchange-traded products were shut down this year than new funds being launched
read more
U.S. Economy Shrank at 4.8% Pace in First Quarter
April 29, 2020--Gross domestic product recorded steepest contraction since the last recession
The U.S. economy in the first quarter shrank at its fastest pace since the last recession as the coronavirus pandemic shut down large parts of the country, ending the longest economic expansion on record.
read more
SoFi Extends Fee Waiver on ETFs to Mid-2021
April 29, 2020--Despite the current financial environment, the fintech company will continue to offer no-fee ETFs through the first half of next year.
SoFi filed a supplement Tuesday with the Securities and Exchange Commission to continue to waive management fees on two of its exchange traded funds through at least the first half of 2021.
read more
Cboe Global Markets and FTSE Russell Extend Licensing Agreement Through 2030
April 29, 2020--10-year extension of Cboe's U.S. exclusivity to offer trading in options on FTSE Russell Indices
Continues Cboe's successful FTSE Russell-based options franchise, and provides opportunity to potentially expand product suite
read more
Coronavirus savages U.S. economy in first quarter; bigger hit still to come
April 29, 2020--The U.S. economy contracted in the first quarter at its sharpest pace since the Great Recession as stringent measures to slow the spread of the novel coronavirus almost shut down the country, ending the longest expansion in the nation's history.
read more