Oppenheimer files with the SEC-continued

October 25, 2018--Oppenheimer ETF Trust has filed a post-effective amendment, registration statement with the SEC.

view filing

Source: SEC.gov


American ETP News
Amplify ETF Trust files with the SEC-Amplify International Online Retail ETF
February 21, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify International Online Retail ETF.
read more
Calvert Management Series files with the SEC
January 21, 2019--Calvert Management Series has filed a post-effective amendment, registration statement with the SEC for the
read more
Merk Investments hires VP of Gold & Precious Metals Peter Maletis
February 21, 2019--Merk Investments(R) announced today that it has hired Peter Maletis as Vice President-Gold & Precious Metals Research. Mr. Maletis will be a member of Merk's Portfolio Management Group, primarily focusing on gold and precious metals companies.
read more
Eaton Vance NextShares Trust II files with the SEC-Eaton Vance Oaktree Diversified Credit NextShares
February 20, 2019--Eaton Vance NextShares Trust II has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance Oaktree Diversified Credit NextShares.
read more
WisdomTree files with the SEC-WisdomTree India ex-State-Owned Enterprises Fund
February 20, 2019--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree India ex-State-Owned Enterprises Fund.
read more
SPDR Index Shares Funds files with the SEC
February 20, 2019--SPDR Index Shares Funds files with the SEC has filed a post-effective amendment, registration statement with the SEC.
read more
Select Sector SPDR(R) Trust files with the SEC
February 20, 2019--Select Sector SPDR(R) Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Fidelity Covington Trust files with the SEC-3 ETFs
February 20, 2019--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Small-Mid Factor ETF
Fidelity Targeted Emerging Markets Factor ETF
Fidelity Targeted International Factor ETF.
read more
ETF Managers Trust files with the SEC- ETFMG Alternative Harvest ETF
February 20, 2019--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Alternative Harvest ETF.
read more
CFTC.gov Swaps Report Update
February 20, 2019--CFTC's Weekly Swaps Report has been updated, and is now available
read more
Eaton Vance files with the SEC
February 20, 2019--Eaton Vance Exchange-Traded Fund Trust has filed an application for exemptive relief with the SEC.
read more
Minutes of the Federal Open Market Committee, January 29-30, 2019
February 20, 2019--The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on January 29-30, 2019.
read more
Alpha Architect ETF Trust files with the SEC-Alpha Architect Freedom 100 Emerging Markets ETF
February 20, 2019--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Alpha Architect Freedom 100 Emerging Markets ETF.
read more
Oil off 2019 highs as U.S. crude stocks build, output hits record
February 20, 2019--Oil prices fell below 2019 highs on Thursday after U.S. government data showed a fifth weekly build in crude inventories and record production, while concerns about slowing global economic growth weighed.
read more
iShares files with the SEC-iShares ESG MSCI USA Leaders ETF
February 20, 2019--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG MSCI USA Leaders ETF.
read more
iShares files with the SEC-iShares Edge MSCI Multifactor USA Mid-Cap ETF
February 20, 2019--iShares has filed a post-effective amendment, registration statement with the SC for the iShares Edge MSCI Multifactor USA Mid-Cap ETF.
read more
Some Dark Clouds on the Horizon for the U.S. Economy
February 20, 2019--By most accounts, the American economy is doing well. Jobs continue to be added at a robust pace, wage growth is accelerating, and the stock market has largely recovered from its late 2018 swoon. Yet a few recent pieces of data highlight potential trouble spots.
read more
ETF Series Solutions files with the SEC-7 Defiance ETFs
February 19, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC-7 Defiance ETFs.
read more
Countdown Restarts Today for SEC Decision on CBOE-VanEck Bitcoin ETF
February 19, 2019--The U.S. Securities and Exchange Commission (SEC) may make an initial decision on not one, but two different bitcoin exchange-traded fund (ETFs) proposals by April 5.
read more
House bills would revisit regulation of cryptocurrencies
February 19, 2019--House bills with bipartisan support would direct regulators to examine new ways to oversee digital assets and protect them from manipulation, as some lawmakers strive to make financial technologies more mainstream.
read more
Home Press Release Middlefield Launches Actively Managed ETF Platform
February 19, 2019--Middlefield Group is pleased to announce the launch of a Exchange-Traded Funds ("ETFs") platform that will provide investors with professional active management within a cost-effective, investor-friendly structure.
read more
SEC Proposes to Expand "Test-the-Waters" Modernization Reform to All Issuers
February 19, 2019--The Securities and Exchange Commission voted to propose an expansion of a popular modernization reform that would permit investor views about potential offerings to be taken into account at an earlier stage in the process than is the case today. The new rule and related amendments would expand the "test-the-waters" accommodation-currently available to emerging growth companies or "EGCs"-to all issuers, including investment company issuers.
read more
CSOP ETF Trust files with the SEC-2 ETFs
February 19, 2019--CSOP ETF Trust has filed a post-effective amendment, registration statement with the SEC for the CSOP FTSE China A50 ETF and CSOP MSCI China A International Hedged ETF.
read more
Amplify ETF Trust files with the SEC-Amplify High Income ETF
February 19, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify High Income ETF.
read more
Lipper U.S. Weekly FundFlows Insight Report: Funds Experience Significant Net Inflows for the Second Consecutive Week
February 16, 2019--Lipper's fund asset groups (including both mutual funds and ETFs) took in almost $26.0 billion in net new money for the fund-flows trading week ended Wednesday, February 13.
read more
NYSE, Cboe, Nasdaq move to block SEC transaction fee pilot program
February 15, 2019--New York Stock Exchange and its affiliated exchanges asked a federal court on Thursday to stop the SEC's transaction fee pilot program.
read more
Hedge-fund reporting requirements should be scaled back, pair of US regulators say
February 15, 2019--Fewer hedge funds should have to report portfolio information as part of systemic risk monitoring, a pair of Republican members of the US Securities and Exchange Commission and the US Commodity Futures Trading Commission said.
read more
ETF Series Solutions files with the SEC-ABR Dynamic Weight ETF
February 15, 2019--ETF Series Solutions has filed a post-effective amnemdnt, registration statement with the SEC for the ABR Dynamic Weight ETF.
read more
ETF Series Solutions files with the SEC-7 Defiance ETFs
February 15, 2019-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC.
read more
FTSE Russell Blog-Did defensive strategies get the job done in the recent downturn?
February 15, 2019--Five ESG transition tips for pensions trustees
Transitioning a portfolio to address ESG risks and opportunities can appear daunting. Here are five insights that may help. Read More
read more
CFTC Commitments Of Traders Reports Update
February 15, 2019--The current reports for the week of February 15, 2019 are now available.
read more
SEC Starts Review of NYSE Arca's Bitcoin ETF Rule Change ProposalErisX to CFTC: Regulated ETH Futures Would Result in More Robust, Liquid Market
February 15, 2019--The United States Securities and Exchange Commission (SEC) started reviewing a rule change proposal for NYSE Arca's Bitcoin (BTC) exchange-traded fund (ETF) on Feb. 11, according to an official document published today, Feb. 15.
read more
NYSE Arca Filing Kicks Off Countdown for New Bitcoin ETF
February 15, 2019--The clock just started on the latest effort to launch a bitcoin exchange-traded fund (ETF).
The U.S. Securities and Exchange Commission (SEC) announced it was beginning its review of a bitcoin ETF rule change proposal filed by NYSE Arca and Bitwise Asset Management on Feb. 11, and the proposal itself was published in the Federal Register on Feb. 15, meaning the regulator has 45 days to make its initial decision on whether to approve, reject or extend the proposal.
read more
US exchange giants try to thwart SEC pricing plan
February 15, 2019--NYSE and Nasdaq file petition to DC court, saying regulators' move is unlawful
The New York Stock Exchange and Nasdaq have gone to court in an effort to block a plan from their main regulator to study the incentive schemes underpinning the world's biggest equities market.
read more
BMO launches three asset allocation ETFs
February 15, 2019--Firm also introduces four other ETFs
Toronto-based BMO Asset Management Inc. has launched three risk-based asset allocation ETFs and four additional ETFs,the investment manager announced Friday.
The asset allocation ETFs are:
BMO Conservative ETF (ZCON), which targets exposure of 60% fixed income and 40% equity.
read more
Amplify ETF Trust files with the SEC-Amplify Medical Opportunities ETF
February 14, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Medical Opportunities ETF.
read more
Wahed Invest LLC files with the SEC
February 14, 2019--Wahed Invest LLC has filed an amended application for exemptive relief with the SEC.
read more
CFTC Official Argues Against SEC's Grounds for Disapproving Bitcoin ETFs
February 14, 2019--Brian Quintenz, a Commissioner at the United States Commodity Futures Trading Commission (CFTC), has argued against the Securities and Exchange Commission's (SEC) grounds for not approving a Bitcoin (BTC) exchange traded fund (ETF). Quintenz made his remarks during a panel at the BiPartisan Policy Center in Washington D.C. on Feb. 12.
read more
Gabelli NextShares Trust files with the SEC
February 14, 2019--Gabelli NextShares Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-3 ETFs
February 14, 2019--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendmenyt, registration statement with the SEC for the
Invesco ESG Revenue ETF
Invesco Russell 1000(R) Dynamic Multifactor ETF
Invesco Russell 2000(R) Dynamic Multifactor ETF.
read more
Invesco files with the SEC
February 14, 2019--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
read more
JPMorgan Chase to create digital coins using blockchain for payments
February 14, 2019--JPMorgan Chase & Co said on Thursday it plans to launch its own digital coins, called "JPM Coin", that customers will be able to use for instant transfer of payments over a blockchain network.
read more
Managing Volatility-Considerations for Defensive Strategies
February 14, 2019--Recent market turbulence has refocused attention on the potential long-term benefits of defensive investment strategies.
read more
Financial advisers head to cash as stocks move up
February 14, 2019--Bigger cash weightings reveal a preference for safety over returns as the bull market ages.
read more
CFTC.gov Swaps Report Update
February 13, 2019--CFTC's Weekly Swaps Report has been updated, and is now available.
read more
WisdomTree Announces Changes to ETF Family
February 13, 2019--WisdomTree (NASDAQ: WETF), an exchange-traded fund ("ETF") and exchange-traded product ("ETP") sponsor and asset manager, today announced plans to close and liquidate eight WisdomTree ETFs.
read more
Invesco further strengthens currency-hedged Canadian ETF lineup
Series added to Invesco S&P International Developed Low Volatility Index ETF (ILV)
February 13, 2019--Invesco today announced the launch of a new CAD-hedged series for Invesco S&P International Developed Low Volatility Index ETF† (ticker symbol "ILV.F").
read more
ETF Tied to Bitcoin Futures Withdrawn After SEC Staff Request
February 13, 2019--Reality Shares ETF Trusts, a division of Blockforce Capital, is withdrawing an exchange-traded fund proposal that, if approved, would have included exposure to bitcoin futures.
read more
Scientific Beta Newsletter Issue no. 24, January/February 2019-A More Robust Defensive Offering
February 13, 2019--Scientific Beta has designed a defensive offering in answer to investors' needs for a reduction in volatility compared to the cap-weighted index, as well as a protection of capital in bear markets.
read more
Former Fed Vice Chairman Stanley Fischer to Join BlackRock
February 13, 2019--Former Federal Reserve Vice Chairman Stanley Fischer will join BlackRock Inc. as a senior adviser, the asset manager said Wednesday.
read more
'Flash Boys'-Style Speed Bump Planned for Futures Markets
February 13, 2019--Intercontinental Exchange Inc.'s futures market wants to join the battle against the fastest traders.
read more
Fidelity(R) Expands Commission-Free ETF Platform to More Than 500 ETFs; Continues to Deliver Investors Unparalleled Value and Choice
February 12, 2019--On the heels of rewriting the rules of investing through its groundbreaking ZERO offering, Fidelity Investments(R), one of the largest financial service providers with $6.7 trillion in total client assets, today announced the expansion of its commission-free exchange traded fund (ETF) platform for individual investors and advisors to include more than 500 ETFs.
read more
Pacific Global Asset Management Announces Launch of Pacific Global ETFs
February 12, 2019-Pacific Global Asset Management announced today the launch of Pacific Global US Equity Income ETF, a new actively-managed equity fund focused on income and capital appreciation.
read more
Infusive Asset Management, Inc. files with the SEC
February 12, 2019--Infusive Asset Management, Inc. has filed a second amended and restated application for exemptive relief with the SEC.
read more
Redwood Investment Management, LLC files with the SEC
February 12, 2019--Redwood Investment Management, LLC has filed an application for exemptive relief with the SEC.
read more
Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
February 12, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Buffer ETFTM-____ ;Innovator S&P 500 Power Buffer ETFTM- ____; Innovator S&P 500 Ultra Buffer ETFTM-____.
read more
Fidelity and Schwab fire latest salvos in brokerage fee war, doubling ETFs available for free trades
February 12, 2019--Major U.S. brokerages have been in the middle of a fee war as they chase investor dollars for popular products like exchange-traded funds.
As of the end of last year, ETFs had more than $3.3 trillion of assets, according to the Investment Company Institute.
read more
SPDR(R) DOW JONES INDUSTRIAL AVERAGESM ETF files with the SEC
February 12, 2019--SPDR(R) DOW JONES INDUSTRIAL AVERAGESM ETF has filed a post-effective amendment, registration statement with the SEC.
read more
Do leveraged loans pose a threat to the US economy?
February 12, 2019--An economist and a credit investor argue for and against the increase in this type of corporate borrowing
read more
CFTC.gov Commitments of Traders Reports Update
February 12, 2019--The current reports for the week of February 12, 2018 are now available.
read more
Assets replicating Scientific Beta's multi-factor indices reach USD 43bn
February 12, 2019--Scientific Beta sees its assets under replication grow by 72% in one year
Scientific Beta has announced that assets tracking its smart beta indices reached USD 43bn at December 31, 2018.
read more
Passive Funds Overtake Stock-Pickers in the U.S. Large-Cap Market
February 12, 2019--Index products are bigger in assets as of the fourth quarter
Morningstar tracks massive shift to cheaper investing approach
If stock-pickers are becoming an endangered species, this may be the latest sign.
read more
Schwab ETF OneSourceTM Doubles Lineup to 500+ Commission-Free ETFs
February 12, 2019-Pioneering program marks sixth anniversary by adding nearly 250 zero-commission ETFs, expanding coverage to 79 Morningstar categories
Schwab announced today that Schwab ETF OneSourceTM, one of the largest commission-free exchange-traded fund (ETF) programs in the industry1, will double its lineup and add iShares ETFs to its already robust menu
read more
Vident Financial's U.S. Diversified Real Estate ETF (PPTY) Reaches $100 Million Milestone
February 11, 2019--Fund Has Shown Strong Growth and Results since Launch in March 2018
PPTY is a Multi-Factor ETF Designed for Investors Who Understand the Importance of Location, Property Type, and Leverage Levels When Investing Real Estate.
read more
Alice's Adventures in Factorland: Three Blunders That Plague Factor Investing
February 11, 2018--Abstract
Factor investing has failed to live up to its many promises. Its success is compromised by three problems that are often underappreciated by investors. First, many investors develop exaggerated expectations about factor performance as a result of data mining, crowding, unrealistic trading cost expectations, and other concerns.
read more
Reality Shares files with the SEC-Reality Shares Blockforce Global Currency Strategy ETF
February 11, 2019--Reality Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Reality Shares Blockforce Global Currency Strategy ETF.
read more
Krane Shares files with the SEC- Quadratic Interest Rate Volatility and Inflation Hedge ETF
February 11, 2019--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the Quadratic Interest Rate Volatility and Inflation Hedge ETF.
read more
ETF disclosure should be standardized only after industry talks, State Street tells SEC
February 11, 2019--State Street Global Advisors, one of the three largest exchange-traded fund sponsors, asked the US Securities and Exchange Commission to launch an industry approach to consistent ETF disclosures rather than adopt a federal rule.
read more
New Proposed ETF Would Encompass Bitcoin Futures Alongside Sovereign Debt Instruments
February 11, 2019--Reality Shares ETF Trust — a unit of crypto-focused fintech firm Blockforce Capital-has filed a proposal for an exchange-traded-fund (ETF) that would invest in a portfolio which includes both sovereign debt instruments and Bitcoin (BTC) futures.
read more
Solactive partners with ESG provider Truvalue Labs to create a new line of AI-driven ESG Indices
February 11, 2019--Solactive, the German index engineering firm, will collaborate with San Francisco-based AI company Truvalue Labs, intensifying efforts to meet a significant increase in client demand for ESG indices.
read more
Goldman Sachs is backing off the investing thesis it's held for the past two years
February 11, 2019--Goldman Sachs is ending its strategy of betting on companies with strong balance sheets.
The group as a whole has outperformed those with higher debt by 25 percent points since late 2016.
'The risk-reward has recently become less favorable," Goldman strategist David Kostin says.
read more
ETF Managers Trust files with the SEC
February 8, 2019--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Alpha Architect ETF Trust files with the SEC
February 8, 2019--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
ETF Trends and ETF Database Merge Online Resources
February 8, 2018--Combined Platform Emerges as Largest ETF-Centric, Data-Rich Hub Available to Advisors
read more
Purpose Investments Inc. Confirms the Automatic Conversion of Class A2 Units into Class T Units of U.S. Banks Income & Growth Fund
February 8, 2019--Purpose Investments Inc, the manager of U.S. Banks Income & Growth Fund (the "Fund"), announced today that the Class A2 units of the Fund were automatically converted in accordance with their terms into Class T units, effective February 8, 2019.
read more
Exchange Listed Funds Trust files with the SEC-2 QRAFT AI-Enhanced ETFs
February 8, 2019--Exchange Listed Funds Trust has filed a Form N-1A post-effective amendment, registration statement with the SEC for the
QRAFT AI-Enhanced U.S. Large Cap ETF
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF.
read more
Tortoise Launches Two Digital Infrastructure Exchange-Traded Funds: TCLD and TPAY
February 8, 2019--Tortoise today announced the launch of two digital infrastructure ETFs, Tortoise Cloud Infrastructure Fund (Cboe BZX: TCLD) and Tortoise Digital Payments Infrastructure Fund (Cboe BZX: TPAY).
read more
Legg Mason Launches New Actively-Managed Short Duration Income ETF, Subadvised By Affiliate Western Asset Management
February 8, 2019--Legg Mason, one of the world's largest asset management firms, today announced the launch of its newest actively managed exchange traded fund (ETF), the Western Asset Short Duration Income ETF (NASDAQ: WINC).
read more
BlueStar Israel Equity Review & Outlook-February 2018
February 8, 2019--ISRAELI TECH STOCKS NEAR ALL-TIME HIGHS AFTER STRONG RECOVERY FROM DECEMBER MELT-DOWN; ISRAEL LEADING ALL MAJOR MARKET INDEXES IN 2019
Israeli stocks, as defined by the BlueStar Israel Global Index(R) (BIGI(R)), outpaced all major market indexes in January, posting a solid 10.68% gain.
read more
CFTC.gov Commitments of Traders Reports Update
February 8, 2019--The current reports for the week of February 8, 2018 are now available.
read more
Invesco files with the SEC
February 8, 2019--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Invesco Exchange-Traded Fund Trust II files with the SEC
February 8, 2019--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the
read more
VanEck Vectors ETF Trust files with the SEC
February 8, 2019--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Fidelity expands Model Portfolios line-up with two new income models leveraging both ETFs and mutual funds
February 7, 2019--Fidelity Bond Income Model Portfolio and Fidelity Multi-Asset Income Model Portfolio, available for financial advisors, are designed to maximize risk-adjusted yield
read more
Invesco files with the SEC-Invesco CurrencyShares(R) Japanese Yen Trust
February 7, 2019--Inveso has filed a Form S-1 registration statement with the SEC for the Invesco CurrencyShares(R) Japanese Yen Trust.
read more
iShares files with the SEC-iShares(R) Gold Trust Micro
February 7, 2019--iShares has filed a Amendment No. 2 to Form S-1 registration statement with the SEC for the iShares Gold Trust Micro.
read more
ETFis Series Trust I files with the SEC
February 7, 2019--ETFis has filed a post-effective amendment, registration statement with the SEC for the
Virtus Private Credit Strategy ETF
Virtus Real Asset Income ETF.
read more
iShares files with the SEC-iShares iBonds 2025 Term High Yield and Income ETF
February 7, 2019--iShares has filed a post-effective amendment, registration statement with the SEC with the iShares iBonds 2025 Term High Yield and Income ETF.
read more
iShares files with the SEC-iShares iBonds 2024 Term High Yield and Income ETF
February 7, 2019--iShares has filed a post-effective amendment, registration statement with the SEC with the iShares iBonds 2024 Term High Yield and Income ETF.
read more
iShares files with the SEC- iShares iBonds 2023 Term High Yield and Income ETF
February 7, 2019--iShares has filed a post-effective amendment, registration statement with the SEC with the iShares iBonds 2023 Term High Yield and Income ETF.
read more
iShares files with the SEC- iShares iBonds 2022 Term High Yield and Income ETF
February 7, 2019--iShares has filed a post-effective amendment, registration statement with the SEC with the iShares iBonds 2022 Term High Yield and Income ETF.
read more
iShares files with the SEC-iShares iBonds 2021 Term High Yield and Income ETF
February 7, 2019--iShares has filed a post-effective amendment, registration statement with the SEC with the iShares iBonds 2021 Term High Yield and Income ETF.
read more
U.S. Weekly FundFlows Insight Report: Mutual Fund and ETF Fund Flows Diverge for the Week
February 7, 2019--For the second week in three, investors were overall net purchasers of fund assets (including those of conventional funds and ETFs), injecting $30.8 billion for Lipper's fund-flows week ended February 6, 2019.
read more
DR Index Monthly Performance-January 2019
February 7, 2019--The BNY Mellon DR Index Monthly Performance for January 2019 report is now available.
read more
Exponential ETFs Promotes Analyst Qiao Duan to Portfolio Manager
February 7, 2019--The promotion comes as Exponential ETFs passes $250 million in proprietary and sub-advised assets under management
read more
SEC seeks private vendors to translate blockchain data
February 6, 2019--The commission wants to hire a private vendor to gather data from the "most widely used blockchain ledgers" to help it police digital assets
read more
ETF Series Solutions files with the SEC-
February 6, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
American Customer Satisfaction ETF
Brand Value ETF
Reverse Cap Weighted U.S. Large Cap ETF.
read more
Managed Portfolio Series files with the SEC-2 ETFs
February 6, 2019--Managed Portfolio Series has filed a post-effective amendment, registration statement with the SEC for the Tortoise Cloud Infrastructure Fund
Tortoise Digital Payments Infrastructure Fund.
read more
ETF Series Solutions files with the SEC- Premise Capital Frontier Advantage Diversified Tactical ETF
February 6, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Premise Capital Frontier Advantage Diversified Tactical ETF.
read more
Ark files with the SEC-ARK Fintech Innovation ETF
February 6, 2019--Ark ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ARK Fintech Innovation ETF.
read more
AdvisorShares Launches New Active ETF Focused on Cloud, Digital Ledger and Blockchain Technologies
February 6, 2019--AdvisorShares Sabretooth ETF (Ticker: BKCH) begins trading on Thursday, February 7th
read more
MJ-The ETFMG Alternative Harvest ETF Surpasses $1 Billion in Assets
February 6, 2019--Thematic ETF Issuer, ETF Managers Group (ETFMG), is excited to announce that the ETFMG Alternative Harvest ETF, better known as MJ, has officially joined the "billion dollar club".
read more
Innovator ETFs files with the SEC-3 Innovator Tech-100 ETFs
February 6, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Tech-100 Buffer ETFTM-__, Innovator Tech-100 Power Buffer ETFTM-__, and Innovator Tech-100 Ultra Buffer ETFTM-__.
read more
Innovator ETFs files with the SEC-3 Innovator MSCI Emerging Markets ETFs
February 6, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI Emerging Markets Buffer ETFTM-__, Innovator MSCI Emerging Markets Power Buffer ETFTM-__, and Innovator MSCI Emerging Markets Ultra Buffer ETFTM-__.
read more
Innovator ETFs files with the SEC-3 Innovator MSCI EAFE ETFs
February 6, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Buffer ETFTM -__, Innovator MSCI EAFE Power Buffer ETFTM-__ and Innovator MSCI EAFE Ultra Buffer ETFTM-__.
read more
Innovator ETFs files with the SEC-3 Russell 2000 ETFs
February 6, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator Russell 2000 Buffer ETFTM-_; Innovator Russell 2000 Power Buffer ETFTM-__; Innovator Russell 2000 Ultra Buffer ETFTM-__.
read more
Listed Funds Trust files with the SEC-Roundhill Global Esports ETF (NERD)
February 6, 2018--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill Global Esports ETF (NERD).
read more
Legg Mason, Inc. Announces Liquidation of Three Exchange-Traded Funds
February 6, 2019--Legg Mason, Inc. (NYSE:LM) announced today that it has determined to close and liquidate the exchange-traded funds listed below (the "funds") based on an ongoing review of its product lineup and to ensure it meets the evolving needs of its clients.
read more
CFTC.gov Swaps Report Update
February 6, 2019--CFTC's Weekly Swaps Report has been updated, and is now available.
read more
Volatility Trading to Launch on SPIKES Index
February 5, 2019--MIAX Options(R) is scheduled to launch volatility trading on the SPIKESTM Index (Ticker: SPIKE) February 19, marking the end of exclusivity in the volatility market.
read more
Gabelli NextShares Trust files with the SEC-Gabelli Food of All Nations NextShares
February 5, 2019--Gabelli NextShares Trust has filed a post-effective amendment, registration statement with the SEC for the Gabelli Food of All Nations NextShares.
read more
WisdomTree Trust files with the SEC-WisdomTree India ex-State-Owned Enterprises Fund
February 5, 2019--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree India ex-State-Owned Enterprises Fund.
read more
First Trust Exchange-Traded Fund VIII files with the SEC
February 5, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC. This Registration Statement relates to the First Trust BICK Index Fund, First Trust Cloud Computing ETF, First Trust Dow Jones Global Select Dividend Index Fund, First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund, First Trust Global Engineering and Construction ETF, First Trust Global Wind Energy ETF, First Trust Indxx Global Agriculture ETF,
read more
Pacific Global ETF Trust files with the SEC
February 5, 2019--Pacific Global ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Pacific GlobalTMUS Equity Income ETF.
read more
CFTC.gov Commitments of Traders Reports Update
February 5, 2018--The current reports for the week of February 5, 2018 are now available.
read more
Canadian pension returns retreat in 2018: RBC Investor & Treasury Services
February 5, 2019--Q4 2018 returns lose -3.5 per cent
The first quarter with a loss since Q3 2015
Canadian defined benefit pension plans ended 2018 in negative territory, with an annual return of -0.7 per cent, reversing gains from the previous three quarters this year, according to the RBC Investor & Treasury Services All Plan Universe.
read more
Amplify ETF Trust files with the SEC-Amplify Seymour Alternative Plant Economy ETF
February 5, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC Amplify Seymour Alternative Plant Economy ETF
read more
Bill Gross, Onetime Bond King, Retiring After Messy Last Act
February 4, 2019-One of the most-celebrated careers in the history of money management is coming to an unremarkable end.
read more
Legg Mason files with the SEC-ClearBridge All Cap Growth ETF
February 4, 2019--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the ClearBridge All Cap Growth ETF.
read more
ALPS Advisors, Inc. to Close an Exchange Traded Fund
February 4, 2019--ALPS Advisors, Inc., acquired by SS&C, providing products and services to the financial services industry, today announced The Fund-BUZZ US Sentiment Leaders ETF (NYSE ARCA: BUZ)--will close to new investors on February 28, 2019 and liquidate on March 4, 2019.
read more
ARK Investment Management Launches the ARK Fintech Innovation ETF (ARKF)
February 4, 2019--ARK Investment Management LLC (ARK), a New York-based adviser focused solely on disruptive innovation, today launched the ARK Fintech Innovation ETF (ARKF), its fifth actively managed exchange-traded fund (ETF), and seventh ETF overall.
read more
Market Volatility-Speed of Information-Not ETFs, Algos or HFT
February 4, 2019--Why when the markets go down or become volatile do people blame ETFs, algorithms and HFT (high-frequency trading) when the real, and perhaps less obvious, culprit is speed of information?
read more
Schatz, Senators Push Financial Firms To Help Stop Global Deforestation
February 4, 2019--Deforestation, A Major Contributor to Climate Change, Accounts for 12% of Global Greenhouse Gas Emissions
read more
The FORUM at ETF Research Center-First Look at 2020: Sector SPDR Analyzer, Feb. 2019
February 4, 2019--The ETF Analyzer, Sector SPDR Edition for February 2019 is ready for download. This monthly publication has succinct one-page reports on each of the 11 Select Sector SPDR ETFs in three easy-to-read sections: Investment Summary, Fundamentals, and Composition. It helps investors:
Evaluate the funds based on investment merit using fundamental data and analysis
Compare the Sector SPDRs with ease on a variety of forward-looking valuation metrics
read more
End the clash over EU research rule, SEC urged
February 3, 2019--MFS and CII call for permanent US alignment with Mifid II payment regulations.
read more
Lipper U.S. Weekly FundFlows Insight Report: Funds Experience Net Outflows Thanks to Equity Funds and Money Market Funds
February 2, 2019--Lipper's fund asset groups (including both mutual funds and ETFs) experienced net outflows of $23.7 billion for the fund-flows trading week ended Wednesday, January 30. Equity funds (-$13.6 billion) and money market funds (-$12.8 billion) accounted for all the net negative flows, while taxable bond funds and municipal debt funds had net inflows of $1.6 billion and $1.1 billion, respectively.
read more
World Gold Trust files with the SEC-SPDR(R) Gold MiniSharesSM Trust
February 1, 2019--World Gold Trust has filed a Amendment No. 1 to Form S-1 registration statement with the SEC for the SPDR(R) Gold MiniSharesSM Trust.
read more
Pacific Global ETF Trust files with the SEC-Pacific GlobalTM US Equity Income ETF
February 1, 2018--Pacific Global ETF Trust has filed a pre-effective amendment no.2, registration statement with the SEC for the Pacific GlobalTM US Equity Income ETF.
read more
Victory Portfolios II files with the SEC
February 1, 2019--Victory Portfolios II has filed a First Amended and Restated Application for exemptive relief with the SEC.
read more
Victory Portfolios II files with the SEC
February 1, 2019--Victory Portfolios II has filed a Amendment No. 1 to an application for exemptive relief with the SEC-actively managed ETFs.
read more
PIMCO Canada Launches the PIMCO Global Short Maturity Fund for Canadian Investors
February 1, 2019--PIMCO will offer a mutual fund and ETF version of the strategy
PIMCO Canada Corp. ("PIMCO Canada") has launched the PIMCO Global Short Maturity Fund (Canada), which is designed to offer higher income potential than traditional cash investments.
read more
SSGA Active Trust files with the SEC
February 1, 2019--SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for the
SPDR(R) SSGA US Sector Rotation ETF
SPDR SSGA Fixed Income Sector Rotation ETF.
read more
United States Bitcoin and Treasury Investment TrustTM files with the SEC
January 31, 2019--United States Bitcoin and Treasury Investment TrustTM has filed a Amendment No.2 to Form S-1 registration statement with the SEC.
read more
EntrepreneurShares files with the SEC- ERShares Non-US Small Cap ETF
January 31, 2019--EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC for the ERShares Non-US Small Cap ETF.
read more
ProShares files with the SEC
January 31, 2018--ProShares has filed a post-effective amendment, registration statement with the SEC.
read more
KraneShares files with the SEC-KraneShares Asia Robotics and Artificial Intelligence Index ETF
January 31, 2019--KraneShares has filed a post-effective amendment, registration statement with the SEC for the KraneShares Asia Robotics and Artificial Intelligence Index ETF.
read more
Waddell & Reed, Inc. Partners with Key Institutional Managers to Launch New Advisory Program
January 31, 2019--Guided Investment Strategies offers range of portfolio models with both ETFs, mutual funds
read more
SmartBe Launches Debut ETF on NEO
January 31, 2019-SmartBe Wealth, including Founders Rod Heard, CEO, and Art Johnson, CIO, joined NEO's Jos Schmitt, President and CEO, and Erik Sloane, Head of Funds & Trading, to open the market to celebrate today's launch of their debut ETF, the SmartBe Global Value Momentum Trend Index ETF (SBEA), on NEO.
read more
Cboe Resubmits the VanEck/SolidX Bitcoin ETF Proposal for SEC Approval
January 31, 2019--The race is back on to launch the first U.S. bitcoin exchange-traded fund (ETF), after Cboe resubmitted its joint proposal with VanEck and SolidX.
Announced Thursday by VanEck digital asset strategy lead Gabor Gurbacs, the Jan. 30 filing would, if approved by the Securities and Exchange Commission (SEC), allow the Cboe BZX Exchange to list shares of a bitcoin ETF trust.
read more
Yleana Advisors, LLC file with the SEC
January 31, 2019--Yleana Advisors LLC has filed an application for exemptive relief with the SEC-actively managed ETFs.
read more
Yleana Advisors, LLC files with the SEC
January 31, 2019--Yleana Advisors LLC has filed an application for exemptive relief with the SEC.
read more
Amplify ETFs Launches the Amplify International Online Retail
January 30, 2019--ETF offers access to worldwide e-commerce growth trend
plifyETFs announces the launch of the Amplify International Online Retail ETF (NYSE Arca: XBUY), an index-based ETF that seeks exposure to international companies expected to benefit from the increased adoption of e-commerce around the world.
read more
Federal Reserve puts rate rises on hold as global economy slows
January 30, 2019--Central bank keeps rates unchanged but signals flexibility on running down balance sheet.
read more
Blue Tractor Group Announces Software Release to Support Shielded AlphaSM ETF Structure
January 30, 2019--Blue Tractor's Shielded AlphaSM ETF structure allows active managers to port their strategy into an ETF wrapper while fully protecting key sources of alphaBlue.
read more
Cboe BZX Exchange, Inc files with the SEC-
January 30, 2019--Cboe BZX Exchange, Inc has filed a 19b-4 with the SEC. The Exchange proposes a rule change to list and trade shares of SolidX Bitcoin Shares issued by the VanEck SolidXBitcoin Trust.
read more
Federal Reserve issues FOMC statement
January 30, 2019--Information received since the Federal Open Market Committee met in December indicates that the labor market has continued to strengthen and that economic activity has been rising at a solid rate. Job gains have been strong, on average, in recent months, and the unemployment rate has remained low.
read more
J.P. Morgan Asset Management Launches Core Plus Bond ETF
January 30, 2019--JCPB offers investors a unique active option in seeking to build stronger fixed income portfolios
J.P. Morgan Asset Management today announced the launch of the JPMorgan Core Plus Bond ETF (JCPB), an actively managed fixed-income ETF, which delivers core exposure via the best ideas of J.P. Morgan's fixed income platform.
read more
ETFGI reports ETFs and ETPs listed in Latin America gather net inflows of US$635 million during December 2018
January 29, 2019--ETFGI, a leading independent research and consultancy firm covering trends in the global ETF/ETP ecosystem, reported today that ETFs and ETPs listed in Latin America gathered net inflows of US$635 million during December.
read more
Fidelity Is Said to Plan March Launch of Bitcoin Custody Service
January 29, 2019--Service may help institutional investors ease into crypto
Commonplace in other assets, custody's absence keeps pros out
Fidelity Investments is targeting a March launch date for its Bitcoin custody service, according to three people with knowledge of the matter, as the mutual-fund giant moves forward with a plan that could help ease fears of trading cryptocurrencies.
read more
Taylor North American Equity Opportunities Fund Completes Merger With Brompton Global Dividend Growth ETF
January 29, 2019--Brompton Funds Limited (the "Manager"), the manager of Taylor North American Equity Opportunities Fund ("TOF") is pleased to announce the completion of the merger (the "Merger") of TOF into Brompton Global Dividend Growth ETF ("BDIV" and together with TOF, the "Funds") effective January 29, 2019.
read more
Thompson Hine Update-Preparing for the Next Generation of Actively Managed ETFs
January 29, 2019--Key Notes:
Many expect the SEC to soon approve newer versions of exemptive relief for the next generation of actively managed ETFs, which differ in how they keep the ETF's strategy secret, how they support the arbitrage process and potential intellectual property (IP) protection.
read more
Tidal ETF Services LLC Partners with Aware Asset Management to Launch AWTM
January 29, 2019--Liquid, Actively Managed, Ultra-Short Duration Bond ETF
Today Tidal ETF Services LLC is proud to announce the launch of their first ETF in partnership with Aware Asset Management, a Minnesota-based asset manager focused on fixed-income portfolio management.
read more
CSOP ETF Trust files with the SEC-2 ETFs
January 29, 2019--CSOP ETF Trust has filed a post-effective amendment, registration statement with SEC for the
CSOP FTSE CHINA A50 ETF
CSOP MSCI CHINA A INTERNATIONAL HEDGED ETF.
read more
Invesco files with the SEC-INVESCO QQQ Trust, Series 1
January 29, 2019--INVESCO QQQ Trust, Series 1 has filed a Post-Effective Amendment NO. 26 to a Form S-6 registration statement with the SEC.
read more
Invesco files with the SEC-Invesco BLDRS Index Funds Trust
January 29, 2019--Invesco BLDRS Index Funds Trust has filed a post-effective amendment No. 18 to Form S-6 registration statement with the SEC.
read more
Equium Capital Management Inc. Announces Fund Termination
January 29, 2019--Equium Capital Management Inc. ("Equium Capital"), the manager of Equium Global Tactical Allocation Fund (the "Fund"), today announced its intention to terminate the Fund, including the Series A, Series F and ETF Series (TSX: ETAC) units (collectively, the "Units") on or about March 29, 2019 (the "Termination Date").
read more
CBO-The Budget and Economic Outlook: 2019 to 2029
January 29, 2019--In CBO's projections, deficits remain large by historical standards, and federal debt grows to equal 93 percent of GDP by 2029. As the effects of fiscal stimulus wane, projected economic growth falls back below the historical average.
read more
ETF Series Solutions files with the SEC
January 28, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the American Customer Satisfaction ETF
Reverse Cap Weighted U.S. Large Cap ETF
Brand Value ETF (BVAL)
read more
ETF Series Solutions files with the SEC-Premise Capital Frontier Advantage Diversified Tactical ETF
January 28, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Premise Capital Frontier Advantage Diversified Tactical ETF.
read more
The Forum at ETF Research Center-Save with our Mutual Fund Replacement Tool
January 28, 2019--Change Isn't Always Easy
Millions of investors know that ETFs are often cheaper and more tax-efficient than traditional mutual funds, among other advantages.
read more
CBO-The Effects of the Partial Shutdown Ending in January 2019
January 28, 2019--Summary
The Congressional Budget Office has estimated the effects of the five-week partial shutdown of the government that started on December 22, 2018, and ended on January 25, 2019. This report presents CBO's findings, which include the following : CBO estimates that the five-week shutdown delayed approximately $18 billion in federal discretionary spending for compensation and purchases of goods and services and suspended some federal services.
read more
AdvisorShares files with the SEC-AdvisorShares Sabretooth ETF
January 28, 2019--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Pure Cannabis ETF.
read more
Procure ETF Trust files with the SEC-Procure Space ETF (UFO)
January 28, 2019--Procure ETF Trust II has filed a pre-effective amendment, registration statement with the SEC for the Procure Space ETF (UFO).
read more
ETFS Capital Invests $4 Million in ETFLogic, the New York City-based Leading ETF Analytics and Data Technology Company
January 28, 2019--ETFS Capital has provided an initial $4 million of seed funding to ETFLogic, the exchange traded fund (ETF) analytics and data company.
The parties anticipate that any future funding will also come from ETFS Capital, enabling ETFLogic to focus solely on developing its business without the need to source outside capital.
read more
2018 U.S. Fund Flows Trends in 5 Charts Investors shunned most of Wall Street last year
January 28, 2019--Many mutual fund and exchange-traded fund investors had much less use for what most of Wall Street was selling in 2018. Most had little interest in anything that wasn't passive (continuing a long-term trend), core-oriented, and/or low-risk.
read more
ARK ETF Trust files with the SEC-ARK ETF Trust Thematic Actively-Managed ETFs
January 28, 2019--Ark ETF Trust has filed a ARK ETF Trust Thematic Actively-Managed ETFs has filed a post-efective amendment, registration statement with the SEC for the ARK ETF Trust Thematic Actively-Managed ETFs.
read more
JPMorgan makes late push to become ETF heavyweight
January 27, 2019--New York lender raises fund sales tenfold, outpacing State Street and Invesco
JPMorgan's bid to join the top tier of exchange traded fund managers was boosted last year as the New York-listed group increased sales tenfold.
read more
Franklin Templeton and Invesco ranked worst-selling funds in 2018
January 26, 2019--Active managers were hit hardest last year as investors reacted to jittery markets
Franklin Templeton and Invesco were ranked as the worst-selling mutual fund managers globally last year as turbulent markets prompted large redemptions from active investors.
read more
NYSE Arca Files Paperwork for Bitwise Bitcoin ETF Approval
January 25, 2019--New details have surfaced about the bitcoin exchange-traded fund (ETF) proposed by Bitwise and NYSE Arca.
read more
Exchange Traded Concepts to Close and Liquidate the James Purpose Based Investment ETF
January 25, 2019--After careful consideration, Exchange Traded Concepts, LLC, the Fund's investment adviser, in consultation with James Investment Research Inc., the Fund's index provider, has recommended, and the Board of Trustees of Exchange Listed Funds Trust has approved, the termination and liquidation of the Fund pursuant to the terms of a Plan of Liquidation.
read more
SEC breaks with global authority on environmental, social disclosures
January 25, 2019--The US Securities and Exchange Commission has distanced itself from a global authority's statement encouraging companies to consider disclosing major business risks stemming from environmental, social and governance issues.
read more
U.S. economy lost at least $6 billion to government shutdown: S&PU.S. economy lost at least $6 billion to government shutdown: S&P
January 25, 2019--The U.S. economy lost at least $6 billion during the partial shutdown of the federal government due to lost productivity from furloughed workers and economic activity lost to outside business, S&P Global Ratings said on Friday.
read more
Corporate America Is Getting Ready to Monetize Climate Change
January 25, 2019--Bank of America Corp. worries flooded homeowners will default on their mortgages. The Walt Disney Co. is concerned its theme parks will get too hot for vacationers, while AT&T Inc. fears hurricanes and wildfires may knock out its cell towers.
read more
ETFGI reports ETFs and ETPs listed in the US gather net inflows of 51.4 billion US dollars during December 2018
January 25, 2019--ETFGI, a leading independent research and consultancy firm covering trends in the global ETF/ETP ecosystem, reported today that ETFs and ETPs listed in the US gathered net inflows of US$51.4 Bn during December, bringing 2018 net inflows to US$315 Bn.
read more
World Gold Trust files with the SEC-SPDR(R) Gold MiniSharesSM
January 25, 2019--World Gold Trust has filed a Form S-1, registration statement with the SEC for the SPDR(R) Gold MiniSharesSM.
read more
DBX files with the SEC-Xtrackers S&P 500 ESG ETF
January 25, 2019--DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Xtrackers S&P 500 ESG ETF.
read more
Causeway Capital Management LLC files with the SEC-Causeway International Value NextShares
January 25, 2019--Causeway Capital Management LLC has filed a post-effective amendment, registration statement with the SEC for the Causeway International Value NextShares.
read more
Eaton Vance NextShares Trust II files with the SEC-Eaton Vance Oaktree Diversified Credit NextShares
January 25, 2019--Eaton Vance NextShares Trust II has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance Oaktree Diversified Credit NextShares.
read more
Amplify ETF Trust files with the SEC-Amplify International Online Retail ETF
January 25, 2019--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify International Online Retail ETF.
read more
Latin America and the Caribbean in 2019: A Moderate Expansion
January 25, 2019--Economic activity in Latin America continues to rise, but at a slower rate than previously anticipated.
The weakening global economy and rising policy uncertainty are contributing to slowing Latin America's growth momentum. Overall, the region is expected to advance by 2 percent in 2019 and 2.5 percent in 2020-still well below peer countries in other regions.
read more
GraniteShares ETF Trust files with the SEC-2 ETFs
January 24, 2019--GraniteShares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the GraniteShares Future of Batteries ETF
GraniteShares Junior Tech Mega Trends ETF.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Multi-Manager Small Cap Core ETF
January 24, 2018--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Multi-Manager Small Cap Core ETF.
read more
ETF Series Solutions files with the SEC-The Acquirers Fund
January 24, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the The Acquirers Fund.
read more
Ark ETF Trust files with the SEC-ARK Risk Mitigation ETF
January 24, 2019--Ark ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ARK Risk Mitigation ETF.
read more
Desjardins launches alternative ETF
January 24, 2019--Units of the Desjardins Alt Long/Short Equity Market Neutral ETF are trading on the TSX
read more
Alpha Architect ETF Trust files with the SEC-5 ETFs
January 24, 2019--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Architect U.S. Quantitative Value ETF
Alpha Architect International Quantitative Value ETF
Alpha Architect U.S. Quantitative Momentum ETF
Alpha Architect International Quantitative Momentum ETF
Alpha Architect Value Momentum Trend ETF.
read more
Investors Remain Enamored by Passively Managed Funds in 2018
January 24, 2019--Passively managed funds (including conventional funds and ETFs) attracted $445.1 billion in 2018, while their actively managed counterparts handed back some $282.9 billion (ex-money market funds) for the same time period.
read more
Exchange Traded Concepts to Close and Liquidate the REX BKCM ETF
January 24, 2019--After careful consideration, Exchange Traded Concepts, LLC, the Fund's investment adviser, in consultation with REX Shares, LLC, the Fund's sponsor, has recommended, and the Board of Trustees of Exchange Listed Funds Trust has approved, the termination and liquidation of the Fund pursuant to the terms of a Plan of Liquidation.
read more
Horizons ETFs Announces Change to Risk Rating for Horizons China High Dividend Yield Index ETF
January 24, 2019--Horizons ETFs Management (Canada) Inc. ("Horizons ETFs") has announced a change to the risk rating of the Horizons China High Dividend Yield Index ETF ("HCN"), from "Medium to High" to "Medium". The change in risk rating is effective immediately.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-2 First Trust Buffer ETFs
January 23, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Buffer April ETF and First Trust Ultra Buffer April ETF.
read more
Horizons ETFs adds two new funds to Total Return Index suite
January 23, 2019--Real Estate, and Canadian Banks ETFs added to Horizons ETFs' family of tax-efficient funds
Horizons ETFs Management (Canada) Inc. ("Horizons ETFs") has launched the Horizons Equal Weight Canada REIT Index ETF ("HCRE") and the Horizons Equal Weight Canada Banks Index ETF ("HEWB").
read more
First Trust Launches the First Trust Long Duration Opportunities ETF
January 23, 2019--An actively managed ETF that focuses on high quality, government securities to generate current income
First Trust Advisors L.P. ("First Trust") announced today that it has launched a new actively managed exchange-traded fund ("ETF"), the First Trust Long Duration Opportunities ETF (nyse arca:LGOV)(the "fund").
read more
Direxion files with the SEC-2 Direxion FTSE Russell ETFs
January 23, 2019--Direxion has filed a post-effective amedment, registration statement with the SEC for the
Direxion FTSE Russell International Over US ETF
Direxion FTSE Russell US Over International ETF.
read more
First Trust Exchange-Traded Fund VIII files with the SEC-2 First Trust Buffer ETFs
January 23, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Buffer April ETF and First Trust Ultra Buffer April ETF.
read more
Cboe shelving plan for bitcoin-tracking product: filing
January 23, 2019--The U.S. Securities and Exchange Commission said on Wednesday that Cboe Global Markets Inc is pulling its proposal to list an exchange-traded product tracking the price of bitcoin, delivering another blow to cryptocurrency enthusiasts.
read more
Ftse Russell Long/Short Indexes Selected for new ETFs
January 23, 2019--New long/short indexes enable investors to extend their market views
FTSE Russell is pleased to announce the launch of new long/short indexes, part of the FTSE Index-Level Composite Index Series, which global investment manager Direxion has selected as the underlying benchmarks for six new ETFs.
read more