SEC Ruling Takes Aim at Stock-Exchange Profits-continued

October 16, 2018--The Securities and Exchange Commission decision blocking higher fees for certain stock-market data casts doubt on a crucial and growing source of revenue that has helped exchanges make up for the declining income from trading.
In recent years, U.S. stock exchanges thought they had a guaranteed profit machine that could revive their sagging businesses: selling market data at ever-higher prices to a captive audience of Wall Street banks and traders.

view more

Source: Wall Street Journal


American ETP News
Lipper U.S. Weekly FundFlows Insight Report: Funds Suffer Net Outflows Driven by Money Market Funds
January 18, 2019--Lipper's fund asset groups (including both mutual funds and ETFs) experienced net outflows of $14.2 billion for the fund-flows trading week ended Wednesday, January 16. Money market funds (-$15.0 billion) were responsible for the majority of the net negative flows as investors put money back to work.
read more
Gabelli NextShares Trust files with the SEC
January 18, 2019--Gabelli NextShares Trust has filed a post-effective amendment, registration statement with the SEC
read more
SPDRS&P MidCap 400 ETF Trust files with the SEC
January 18, 2019--SPDRS&P MidCap 400 ETF Trust has filed a No. 29 to Form S-6 registration statement with the SEC.
read more
Exchange Traded Concepts Trust files with the SEC
January 19, 2019--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Goldman Sachs files with the SEC -Goldman Sachs ActiveBeta(R) ETFs
January 18, 2019---Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Goldman Sachs files with the SEC
October 18, 2019--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs Access Treasury 0-1 Year ETF
Goldman Sachs Access Inflation Protected USD Bond ETF
Goldman Sachs Access High Yield Corporate Bond ETF
Goldman Sachs Access Investment Grade Corporate Bond ETF
Goldman Sachs Access Emerging Markets Local Currency Bond ETF.
read more
Goldman Sachs files with the SEC-Goldman Sachs JUST U.S. Large Cap Equity ETF
October 18, 2019--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs JUST U.S. Large Cap Equity ETF.
read more
Goldman Sachs files with the SEC-Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
October 18, 2019--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Equal Weight U.S. Large Cap Equity ETF.
read more
State Street to lay off 1,500 in turn toward automation
January 18, 2019--State Street Corp. plans to lay off approximately 1,500 employees in "high-cost locations" and ramp up efforts to automate its services to clients, the company said Friday.
read more
Victory Portfolios II files with the SEC
January 17, 2019--Victory Portfolios II has files a submission to obtain identifiers for shares of the following
VictoryShares USAA MSCI USA Value Momentum ETF
VictoryShares USAA MSCI USA Small Cap Value Momentum ETF
VictoryShares USAA MSCI International Value Momentum ETF
VictoryShares USAA MSCI Emerging Markets Value Momentum ETF
VictoryShares USAA Core Short-Term Bond ETF
VictoryShares USAA Core Intermediate-Term Bond ETF
read more
Morningstar says investors rushed the exits in 2018
January 17, 2019--Net flows into mutual funds and ETFs were the lowest since the 2008 financial crisis, while money-market funds captured inflows
Investors ran for cover in 2018, according to the latest data from Morningstar showing last year's level of net inflows into U.S. mutual funds.
read more
US active funds suffer $143bn 'exodus' in December
January 17, 2019--Heaviest monthly outflows in 10 years as investors seek shelter in passive vehicles
read more
Blockchain Startup Aims to Cut Out Equifax From Loan Process
January 17, 2019--SoFi, OnDeck Capital join group to cut out credit bureaus
Sharing may be enabled by Spring Labs 'triple-blind' method
Blockchain startup Spring Labs is partnering with 16 lenders and fintech firms to test a system to eliminate centralized entities like credit bureaus from their role in granting loans to individuals and companies.
read more
SPDR S&P 500 ETF Trust files with the SEC
January 17, 2019--SPDR S&P 500 ETF Trust has filed a Post Effective Amendment No. 33 to a Form S-6 registration statement with the SEC.
read more
WisdomTree Trust files with the SEC
July 17, 2019--WisdomTree has filed a post-effective amendment, registration statement with the SEC.
read more
Legg Mason files with the SEC-Western Asset Short Duration Income ETF
January 17, 20199--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the Western Asset Short Duration Income ETF.
read more
iShares files with the SEC
January 17, 2019--iShares has filed a post-effective amendment, registration statement with the SEC.
read more
FTSE Russell launches Chinese Green Bond Index Series
January 17, 2019--New index Series tracks bonds whose proceeds are specifically used to finance climate or environmental projects
China is now second-largest green bond market globally-$37 billion issued in 2017
Growing global demand to incorporate ESG factors as a core part of investment and stewardship approaches.
read more
iShares files with the SEC
January 17, 2019--iShares has filed a post-effective amendment, registration statement with the SEC.
read more
ProShares Launches Full Suite of Communication Services Select SectorETFs
January 16, 2019--Today, ProShares launched a full suite of ETFs benchmarked to the S&PCommunication Services Select Sector Index.
read more
Leveraged & Inverse ETFS Thematic Weight ETFs PortfolioPlus ETFs Twitter Direxion Launches First-Ever Relative Weight ETFs
January 16, 2019--Funds That Allow New Expression of Thematic Views Mark Evolution for Firm
Direxion announced today it has launched the first 10 ETFs of its new Relative Weight suite, part of a firm evolution offering new products to help a wider swath of investors more precisely express market views.
read more
Vanguard founder Jack Bogle dies at 89; pioneered the index fund
January 16, 2019--John C. "Jack" Bogle, a towering figure in finance who revolutionized American investment with his invention of the index fund, died Jan. 16 in Bryn Mawr, Pa. He was 89.
read more
Alpha Building Blocks Advisors, LLC files with the SEC
January 16, 2019--Alpha Building Blocks Advisors, LLC has filed an application for exemptive relief with the SEC.
read more
Federal Reserve Beige Book
January 16, 2019--Overall Economic Activity
Economic activity increased in most of the U.S., with eight of twelve Federal Reserve Districts reporting modest to moderate growth. Nonauto retail sales grew modestly, as several Districts reported more holiday traffic compared with last year.
read more
Invesco files with the SEC
January 15, 2019--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
read more
Tidal ETF Trust files with the SEC-Aware Ultra-Short Duration Enhanced Income ETF
January 15, 2019--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Aware Ultra-Short Duration Enhanced Income ETF.
read more
Fidelity files with the SEC-Fidelity High Yield Factor ETF
January 15, 2019--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity High Yield Factor ETF.
read more
Fidelity files with the SEC
January 15, 2019--Fidelity has filed a post-effective amendment, registration statement with the SEC.
read more
Vanguard files with the SEC
January 15, 2018--Vanguard Scottsdale Funds has filed a post-effective amendment, registration statement with the SEC.
read more
Legg Mason files with the SEC-Western Asset Short Duration Income ETF
January 14, 2019--Legg Mason ETF Investment Trust has filed a post-effective amendment, registratrion statement with the SEC for the Western Asset Short Duration Income ETF.
read more
Direxion Launches 3X Leveraged and Inverse ETFs on New GICS(R) Communication Services Sector
January 14, 2019--New ETFs Provide 300% Exposure to Newly Transformed Index
Direxion has added two ETFs to complete its synchronization with the Global Industry Classification Standard (GICS(R)) sector changes implemented by S&P Dow Jones in September 2018.
read more
iShares files with the SEC- iShares iBonds Dec 2028 Term Muni Bond ETF
January 11, 2019--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2028 Term Muni Bond ETF.
read more
iShares files with the SEC-iShares iBonds Dec 2027 Term Muni Bond ETF
January 11, 2019--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2027 Term Muni Bond ETF.
read more
iShares files with the SEC- iShares iBonds Dec 2026 Term Muni Bond ETF
January 11, 2019--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2026 Term Muni Bond ETF.
read more
Gloabl X files with the SEC-Global X Cloud Computing ETF
January 11, 2019--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Cloud Computing ETF.
read more
Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 Buffer ETFs
January 11, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-April; Innovator S&P 500 Power Buffer ETF-April; Innovator S&P 500 Ultra Buffer ETF-April.
read more
United States Bitcoin & Treasury Investment Trust files with the SEC
January 11, 2019--United States Bitcoin & Treasury Investment Trust has filed a Form S-1 registration statement with the SEC.
read more
Invesco files with the SEC
January 11, 2019--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC.
read more
ProShares Launching +/-2x and +/-3x Communication Services ETFs
January 11, 2019--ProShares will launch four new ETFs benchmarked to the S&P Communication Services Select Sector Index next week.
read more
BMO Investments Inc. Launches ETF Series for BMO Tactical Dividend ETF Fund
January 11, 2019--BMO Investments Inc. today announced the launch of ETF Series units for the actively-managed BMO Tactical Dividend ETF Fund.
read more
BlackRock to Cut 500 Jobs, 3% of Staff, Amid Market Turmoil
January 10, 2019--President Rob Kapito cites market uncertainty for move Firm joins several asset managers who have trimmed jobs
read more
Bitwise Bitcoin ETF Trust files with the SEC
January 10, 2019--Bitwise Bitcoin ETF Trust has filed a Form S-1, registration statement with the SEC.
read more
U.S. Weekly FundFlows Insight Report: Mutual Fund and ETF Investors Cheer Improving Trade Talks for the Week
January 10, 2019--For the second week in three, investors were overall net purchasers of fund assets (including those of conventional funds and ETFs), injecting $35.8 billion for Lipper's fund-flows week ended January 9, 2019. Fund investors were net purchasers of money market funds (+$17.1 billion), equity funds (+$8.7 billion), taxable fixed income funds (+$8.4 billion), and municipal bond funds (+$1.6 billion).
read more
VanEck Lowers Expense Ratio for Vaneck Vectors ChinaAMC CSI 300 ETF (PEK) and VanEck Vectors ChinaAMC SME-ChiNext ETF (CNXT)
January 10, 2019--VanEck announced today that it is lowering the expense ratio for its VanEck Vectors(R) ChinaAMC CSI 300 ETF (NYSE Arca: PEK(R)) and its VanEck Vectors(R) ChinaAMC SMEChiNext ETF (NYSE Arca: CNXT(R)).
read more
Tidal ETF Trust files with the SEC-4 SoFi ETFs
January 9, 2019--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
SoFi 500 ETF
SoFi Next 500 ETF
SoFi 50 ETF
SoFi Gig Economy ETF.
read more
Direxion files with the SEC-2 FTSE Russell ETFs
January 9, 2019-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion FTSE Russell US Over International ETF and the Direxion FTSE Russell International Over US ETF.
read more
Direxion files with the SEC
January 9, 2019-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Russell 1000(R) Value Over Growth ETF, Direxion Russell 1000(R) Growth Over Value ETF, Direxion Russell Large Over Small Cap ETF, Direxion Russell Small Over Large Cap ETF, Direxion MSCI Cyclicals Over Defensives ETF, Direxion MSCI Defensives Over Cyclicals ETF, Direxion MSCI Emerging Over Developed Markets ETF, and the Direxion MSCI Developed Over Emerging Markets ETF.
read more
USAA ETF Trust files with the SEC
January 9, 2019--USAA ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Minutes of the Federal Open Market Committee, December 18-19, 2018
January 9, 2019--Long-Run Monetary Policy Implementation Frameworks
Committee participants resumed their discussion from the November 2018 FOMC meeting of potential long-run frameworks for monetary policy implementation.
read more
BlackRock reshuffle sees new heir-apparent emerge
January 9, 2019--Larry Fink promotes head of index investing to new international role.
read more
Innovator ETFs Trust files with the SEC
January 9, 2019--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Tidal ETF Trust files with the SEC
January 9, 2019--Tidal ETF Trust has filed an application for exemptive relief with the SEC.
read more
Alps ETF Trust fies with the SEC
January 9, 2018-Alps ETF Trust has filed an application for exemptive relief with the SEC.
read more
Combined Estimated Long-Term Fund Flows and ETF Net Issuance
January 9, 2019--Total estimated outflows1 from long-term mutual funds and exchange-traded funds (ETFs) were $30.40 billion for the week ended January 2, 2019, the Investment Company Institute reported today.
read more
Syntax Advisors Launches Syntax Stratified LargeCap ETF
January 8, 2019- Syntax Advisors LLC has launched its first exchange-traded fund (ETF), the Syntax Stratified LargeCap ETF, on NYSE Arca Exchange (Ticker: SSPY).
read more
Goldman Sachs files with the SEC-5 Goldman Sachs Motif ETFs
January 8, 2019--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for 5 Goldman Sachs Motif ETFs.
read more
Vanguard presses SEC to back off ETF holdings disclosure plan
January 8, 2019--Vanguard Group has been following up with US Securities and Exchange Commission officials on a request that the agency ease a proposal to make exchange-traded funds disclose their complete portfolio holdings daily.
read more
First Trust files with the SEC
January 8, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Low Duration Strategic Focus ETF.
read more
First Trust files with the SEC-First Trust Low Duration Strategic Focus ETF
January 8, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Low Duration Strategic Focus ETF.
read more
RBC Global Asset Management and BlackRock Canada announce strategic alliance to transform Canadian ETF market
January 8, 2019--Combined $60 billion RBC iShares ETF suite will be the most comprehensive in Canada.
read more
CBO-Monthly Budget Review for December 2018
January 8, 2019--The federal budget deficit was $317 billion for the first quarter of fiscal year 2019, CBO estimates, $92 billion more than the deficit recorded during the same period last year. Revenues were about the same and outlays were $93 billion (9 percent) higher than during the first quarter of 2018.
read more
A New Bond ETF To Manage Duration Risk
January 7, 2019--The Federal Reserve raised interest rates four times last year, stoking billions of dollars of inflows to short and ultra-short duration bonds and the related exchange traded funds.
read more
Wall Street Firms Plan New Exchange to Challenge NYSE, Nasdaq
January 7, 2019--Morgan Stanley, Fidelity and Citadel Securities among backers of new 'Members Exchange'
read more
Innovation Shares NextGen Protocol ETF (KOIN) now available through E*TRADE's Commission-Free ETF Program
January 7, 2019--KOIN joins more than 250 ETFs as part of E*TRADE's exclusive program.
read more
Direxion files with the SEC
January 7, 2019--Direxion Funds has filed a post-effective amendment, registration statement with the SEC.
read more
Invesco files with the SEC
January 7, 2019--Invesco Exchange Traded Funds Trust has filed a post-effective amendment, registration statement with the SEC.
read more
Invesco files with the SEC-Invesco Total Return Bond ETF
January 7, 2018--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Total Return Bond ETF.
read more
First Trust files with the SEC-2 EquityCompass ETFs
January 7, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the EquityCompass Risk Manager ETF and EquityCompass Tactical Risk Manager ETF.
read more
First Trust files with the SEC
January 7, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC. This Registration Statement relates to the EquityCompass Risk Manager ETF, EquityCompass Tactical Risk Manager ETF, First Trust CEF Income Opportunity ETF, First Trust Municipal CEF Income Opportunity ETF, First Trust TCW Opportunistic Fixed Income ETF and First Trust TCW Unconstrained Plus Bond ETF, each a series of the Registrant.
read more
ETF Series Solutions files with the SEC
January 7, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC.
read more
ETF Series Solutions files with the SEC-5 Nationwide ETFs
January 7, 2019--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for 5 Nationwide ETFs.
read more
Exec shake-up at Cboe
January 7, 2019--The exchange's president and COO, Chris Concannon, is leaving later this month, obliterating expectations that he might have eventually become CEO.
read more
Collaborative Investment Series Trust files with the SEC-Tactical Income ETF
January 4, 2019--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Tactical Income ETF.
read more
Exchange Traded Concepts to Close and Liquidate the ProSports Sponsors ETF
January 4, 2019--After careful consideration, Exchange Traded Concepts, LLC, the Fund's investment adviser, in consultation with SportsETFs, LLC, the Fund's index provider, has recommended, and the Board of Trustees of Exchange Listed Funds Trust has approved, the termination and liquidation of the Fund pursuant to the terms of a Plan of Liquidation.
read more
Lipper U.S. Weekly FundFlows Insight Report: Funds Suffer Net Outflows as Investors Flee Equity Funds and Taxable Bond Funds
January 4, 2019--Lipper's fund asset groups (including both mutual funds and ETFs) experienced net outflows of $25.9 billion for the fund-flows trading week ended Wednesday, January 2. The lion's share of the net negative flows were attributable to equity funds (-$18.7 billion) and taxable bonds funds (-$12.7 billion), while municipal bond funds (-$599 million) also contributed to the total.
read more
Listed Funds Trust files with the SEC
January 4, 2019--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
U.S. Policy Alpha ETF
European Union Breakup Fund.
read more
First Trust files with the SEC-2 EquityCompass ETF
January 3, 2019--First Trust Exchange-Traded Fund VIII have filled a post-effective amendment, registration statement with the SEC for the EquityCompass Risk Manager ETF and EquityCompass Tactical Risk Manager ETF.
read more
WisdomTree Funds Added to Pershing FundVest ETF Platform
Janaury 3, 2019--WisdomTree (NASDAQ: WETF), an exchange-traded fund ("ETF") and exchange-traded product ("ETP") sponsor and asset manager, today announced that eight U.S.-listed WisdomTree ETFs have been added to BNY Mellon's Pershing FundVest(R) ETF, a no-transaction-fee ETF platform.
read more
Northern Lights Fund Trust IV files with the SEC-Sage ESG Intermediate Credit ETF
January 3, 2019--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Sage ESG Intermediate Credit ETF.
read more
Wahed Invest LLC files with the SEC
January 3, 2019--Wahed Invest LLC has filed an application for exemptive relief with the SEC.
read more
First Trust files with the SEC-First Trust Low Duration Strategic Focus ETF
January 3, 2019--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Low Duration Strategic Focus ETF.
read more
First Trust files with the SEC-First Trust Senior Loan Fund
January 2, 2019--First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the First Trust Senior Loan Fund.
read more
US-traded China ETFs drop amid growth worries
January 2, 2019--A contraction in China's manufacturing sector sparked concerns about a slowdown in the world's second-largest economy and sent jitters across markets Wednesday that hit US-listed Chinese exchange traded funds and companies on the first trading day of the year.
read more
M-CAM International LLC files with the SEC
January 3, 2019--M-CAM International LLC has filed an application for exemptive relief with the SEC.
read more
Yleana Advisors, LLC file with the SEC
December 31, 2018--Yleana Advisors, LLC has filed an application for exemptive relief with the SEC.
read more
Yleana Advisors, LLC file with the SEC
December 31, 2018--Yleana Advisors, LLC has filed an application for exemptive relief with the SEC.
read more
ETF Series Solutions files with the SEC-Quadratic Interest Rate Volatility and Inflation Hedge ETF
December 31, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Quadratic Interest Rate Volatility and Inflation Hedge ETF.
read more
American Century ETF Trust files with the SEC
December 28, 2018--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC.
read more
First Trust files with the SEC
December 28, 2018--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registarion statement with the SEC.
read more
Direxion files with the SEC
December 28, 2018--Direxion has filed a post-effective amendment, registration statement with the SEC.
read more
ETFis Series Trust files with the SEC-Hoya Capital Housing 100 ETF
December 28, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Hoya Capital Housing 100 ETF.
read more
WisdomTree files with the SEC-WisdomTree Mortgage Plus Bond Fund
December 28, 2018--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Mortgage Plus Bond Fund.
read more
ETF Series Solutions files with the SEC-RYZZ Managed Futures Strategy Plus ETF
December 28, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the RYZZ Managed Futures Strategy Plus ETF.
read more
Janus files with the SEC-Janus Henderson Short Duration Income ETF
December 28, 2018-- Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC for the Janus Henderson Short Duration Income ETF.
read more
Direxion Advisors Adjusts Leverage on PortfolioPlus ETFs
December 28, 2019--PortfolioPlus ETFs Offer Additional Boost of Exposure for Asset Allocation Portfolios
Effective on or about March 1, 2019, the investment objectives of the PortfolioPlus ETFs listed below, will change to increase the daily leverage.
read more
ETF Series Solutions files with the SEC-3 Vident ETFs
December 27, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Vident Core U.S. Bond Strategy ETF(R)
Vident Core U.S. Equity Fund(R)
Vident International Equity Fund(R).
read more
AdvisorShares files with the SEC-AdvisorShares Sabretooth ETF
December 26, 2018--AdvisorShares has filed a post-effective amendmant, registration statement with the SEC for the AdvisorShares Sabretooth ETF.
read more
iShares files with the SEC-iShares Self-driving EV and Tech ETF
December 26, 2018--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Self-driving EV and Tech ETF.
read more
Innovator ETFs files with the SEC-3 Innovator S&P 500 ETFs
December 26, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-January; Innovator S&P 500 Power Buffer ETF-January; Innovator S&P 500 Ultra Buffer ETF-January.
read more