Cambria ETF Trust files with the SEC-continued

September 10, 2018--Cambria ETF Trust has filed a post-effective amendment, registration statement with he SEC for the Cambria Trinity ETF.
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Source: SEC.gov


American ETP News
SPDR(R) Series Trust files with the SEC-3 Kensho ETFs
October 19, 2018--SPDR(R) Series Trust has filed a post-effective amendment, registration statement with the SEC for the
SPDR Kensho Clean Power ETF
SPDR Kensho Final Frontiers ETF
SPDR Kensho New Economies Composite ETF.
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WisdomTree files with the SEC-3 ETFS
October 19, 2018--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Emerging Markets Consumer Growth Fund
WisdomTree Emerging Markets Quality Dividend Growth Fund
WisdomTree China ex-State-Owned Enterprises Fund (CXSE).
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Municipal ETF
October 19, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Municipal ETF.
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Lipper U.S. Mutual Funds & ETPs Q3 2018 Snapshot
October 19, 2018--In this issue of Lipper's U.S. Mutual Funds & Exchange-Traded Products Snapshot we feature a summary of total net assets (TNA), estimated net flows, new fund creations, and fund liquidations for conventional funds and exchange-traded products (ETPs) for Q3 2018, comparing the changes to those of prior quarters and highlighting the largest individual gainers and losers of both groups.
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iShares files with the SEC
October 19, 2018--iShares has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC-First Trust Long Duration Opportunities ETF
October 19, 2018--First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the First Trust Long Duration Opportunities ETF.
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Global X files with the SEC-3 ETFs
October 19, 2018--Global X has filed a post-effective amendment, registration statement with the SEC for the
Global X DAX Germany ETF
Global X NASDAQ 100 Covered Call ETF
Global X S&P 500 Covered Call ETF.
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AdvisorShares files with the SEC-AdvisorShares DoubleLine Value Equity ETF
October 18, 2018--AdvisorShares has filed a post-effective amendment, registration statement with thhe SEC. This post-effective amendment No. 132 related to the AdvisorShares Wilshire Buyback ETF (now known as AdvisorShares DoubleLine Value Equity ETF).
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SEC Launches New Strategic Hub for Innovation and Financial Technology
October 18, 2018--The U.S. Securities and Exchange Commission today announced the launch of the agency's Strategic Hub for Innovation and Financial Technology (FinHub).
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U.S. Weekly FundFlows Insight Report: Despite Plus-Side Returns, Fund Investors Remain Guarded During the Week
October 18, 2018--For the second week in three investors were net sellers of fund assets (including those of conventional funds and ETFs), withdrawing a net $35.0 billion for Lipperís fund-flows week ended October 17, 2018. Fund investors were net redeemers of equity funds (-$17.5 billion), money market funds (-$15.0 billion), taxable fixed income funds (-$1.9 billion), and municipal bond funds (-$642 million).
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First Trust files with the SEC-First Trust Senior Loan Fund
October 18, 2018--First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the First Trust Senior Loan Fund.
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SEC Investor Advocate, RAND Issue Retail-Advice Report
October 17, 2018-The research is aimed at helping the SEC craft its advice-standards package.
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Minutes of the Federal Open Market Committee, September 25-26, 2018
October 17, 2018--Developments in Financial Markets and Open Market Operations
The manager of the System Open Market Account (SOMA) discussed U.S. and global financial developments. In global markets, strains in emerging market economies (EMEs) contributed to volatility in currency and equity markets over the period.
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ETF Series Solutions files with the SEC- Distillate U.S. Fundamental Stability & Value ETF
October 17, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Distillate U.S. Fundamental Stability & Value ETF.
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Global X files with the SEC-Global X E-commerce ETF
October 17, 2018--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X E-commerce ETF.
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Official Statistics: Forecasts for the UK economy: October 2018
October 17, 2018--Forecasts for the UK economy is a monthly comparison of independent forecasts.
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SEC Ruling Takes Aim at Stock-Exchange Profits
October 16, 2018--The Securities and Exchange Commission decision blocking higher fees for certain stock-market data casts doubt on a crucial and growing source of revenue that has helped exchanges make up for the declining income from trading.
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Yleana Trust files with the SEC
October 16, 2018--Yleana Trust has filed an application for exemptive relief with the SEC.
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Yleana Advisors, LLC files with the SEC
October 16, 2018--Yleana Advisors, LLC has filed an application for exemptive relief with the SEC-actively managed ETFs.
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Tidal ETF Trust files with the SEC
October 16, 2018--Tidal ETF Trust has filed an Amended Application for exeptive relief with the SEC.
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ABR Dynamic Funds, LLC files with the SEC
October 16, 2018--ABR Dynamic Funds, LLC has filed an Amended Application for exemptive relief with the SEC.
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Cushing ETF Trust files with the SEC-4 ETFs
October 16, 2018--Cushing ETF Trust has filed a pre-effective amendment No.1, registration statement with the SEC for the
Cushing(R) Energy & MLP ETF
Cushing(R) Utility & MLP ETF
Cushing(R) Transportation & MLP ETF
Cushing(R) Energy Supply Chain & MLP ETF.
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Fidelity just made it easier for hedge funds and other pros to invest in cryptocurrencies
October 15, 2018--Fidelity Investments, which administers more than $7.2 trillion in client assets, announced a new and separate company called Fidelity Digital Asset Services on Monday.
The firm will handle custody for cryptocurrencies such as bitcoin and will execute trades on multiple exchanges for investors such as hedge funds and family offices.
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Invesco files with the SEC-Invesco CurrencyShares Swiss Franc Trust
October 15, 2018--Invesco CurrencyShares Swiss Franc Trust has filed a Form S-1 registration statement with the SEC.
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Invesco files with the SEC-nvesco CurrencyShares(R)Canadian Dollar Trust
October 15, 2018--Invesco CurrencyShares(R) Canadian Dollar Trust has filed a Form S-1 registration statement with the SEC.
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Invesco files with the SEC-Invesco CurrencyShares(R) Japanese Yen Trust
October 15, 2018--Invesco CurrencyShares(R) Japanese Yen Trust has filed a Form S-1 registration statement with the SEC.
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Invesco files with the SEC-Invesco CurrencyShares(R) Australian Dollar Trust
October 15, 2018--Invesco CurrencyShares(R) Australian Dollar Trust has filed a Form S-1 registration statement with the SEC.
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Innovator ETFs Trust files with the SEC-3 Innovator Technology ETFs
October 15, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator Technology Buffer ETF-January
Innovator Technology Power Buffer ETF-January
Innovator Technology Ultra Buffer ETF-January.
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Manager Directed Portfolios files with the SEC-iM DBi Managed Futures Strategy ETF
October 15, 2018--Manager Directed Portfolios has filed a post-effective amendment, registration statement with the SEC for the iM DBi Managed Futures Strategy ETF.
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Procure Active ETF Trust files with the SEC
October 15, 2018--Procure Active ETF Trust has filed an Amendment No. 4 to an application for exemptive relief with the SEC.
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Procure ETF Trust I files with the SEC
October 15, 2018--Procure ETF Trust I has filed an Amendment No. 4 to a application fro exemptive relief with the SEC.
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IMF-Western Hemisphere Region Outlook for Latin America and the Caribbean: An Uneven Recovery
October 12, 2018--Amid escalating trade tensions, tighter financial conditions, and volatile commodity markets, economic recovery in Latin America and the Caribbean (LAC) has both moderated and become more uneven. The recovery has slowed in some of the region's largest economies (Brazil and Mexico), even coming to a halt in the case of Argentina, as the impact of external headwinds has been amplified by country-specific vulnerabilities.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Ultra-Short Municipal ETF
October 12, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC with the JPMorgan Ultra-Short Municipal ETF.
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Procure ETF Trust files with the SEC- Debt Service Coverage Ratio US Corporate Bond ETF
October 12, 2018--Procure ETF Trust has filed a Pre-Effective Amendment No. 1, registration statement with the SEC for the Debt Service Coverage Ratio US Corporate Bond ETF.
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Innovator ETFs Trust files with the SEC
October 12, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Buffer ETF-January
Innovator S&P 500 Power Buffer ETF-January
Innovator S&P 500 Ultra Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-3 Innovator Russell 2000 ETFs
October 12, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator Russell 2000 Buffer ETF-January
Innovator Russell 2000 Power Buffer ETF-January
Innovator Russell 2000 Ultra Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-3 Innovator MSCI EAFE Buffer ETFs
October 12, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator MSCI EAFE Buffer ETF-January
Innovator MSCI EAFE Power Buffer ETF-January
Innovator MSCI EAFE Ultra Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-3 Innovator MSCI Emerging Markets
October 12, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator MSCI Emerging Markets Buffer ETF-January
Innovator MSCI Emerging Markets Power Buffer ETF-January
Innovator MSCI Emerging Markets Ultra Buffer ETF-January,
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Lipper U.S. Weekly FundFlows Insight Report: Money Market Funds Pace the Overall Net Inflows as Investors Wait Out Market Uncertainty
October 11, 2018--Lipper's fund asset groups (including both mutual funds and ETFs) took in $11.3 billion net for the fund-flows week ended Wednesday, October 10. Money market funds, having net-positive flows of $20.8 billion, moved conversely to the other asset groups.
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Transamerica ETF Trust files with the SEC-DeltaShares(R) S&P Emerging Markets Managed Risk ETF
October 11, 2018--Transamerica ETF Trust has filed a post-effective amendment, registration statement with the SEC for the DeltaShares(R) S&P Emerging Markets Managed Risk ETF.
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GraniteShares files with the SEC-2 ETFs
October 11, 2018--GraniteShares has filed a post-effective amendment, registration statement with the SEC for the
GraniteSharesBattery Ecosystem ETF
GraniteSharesRising Tech Stars ETF.
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Invesco files with the SEC-Invesco DB Multi-Sector Commodity Trust
October 10, 2018--Invesco DB Multi-Sector Commodity Trust has filed a pre-effective amendment NO. 1 to Form S-1 registration statement with the SEC.
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Invesco files with the SEC-Invesco Ultra Short Duration ETF
October 10, 2018--Invesco Actively Managed Exchange-Traded Fund Trust has filed a pot-effective amendment, registration statement with the SEC for the Invesco Ultra Short Duration ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC
October 10, 2018--Invesco Exchange-Traded Fund Trust II has filed a pre-effective amendment NO. 1 to Form S-1 registration statement with the SEC.
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First Trust files with the SEC-First Trust IPOX Europe Equity Opportunities ETF
October 10, 2018--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust IPOX Europe Equity Opportunities ETF
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Statement of CFTC Chairman J. Christopher Giancarlo on Proposed Amendments to Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
October 9, 2018-In response to the Request for Information issued as part of Project KISS, the Commission received a number of letters from members of the asset management industry suggesting areas of potential rulemaking that, in their view, would make the Commissionís regulations more efficient and less burdensome.
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Vanguard files with the SEC-2 Vanguard ESG ETFs
October 9, 2018--Vanguard has filed a post-effective amendment, registration statement with the SEC for the
Vanguard ESG International Stock ETF
Vanguard ESG U.S. Stock ETF.
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ETF Series Solutions files with the SEC-ClearShares OCIO ETF
October 9, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the ClearShares OCIO ETF.
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Buffer ETF-October
October 9, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Power Buffer ETF-October
October 9, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Power Buffer ETF-October.
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Innovator ETFs Trust files with the SEC-
October 9, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Ultra Buffer ETF-October.
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AdvisorShares files with the SEC
October 9, 2018--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Wilshire Buyback ETF.
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UBS Suspends Further Sales of ETRACS Monthly Pay 2xLeveraged Small Cap High Dividend ETN
October 9, 2018--UBS AG today announced that it has suspended further sales from inventory of its outstanding ETRACS Monthly Pay 2xLeveraged Small Cap High Dividend ETN (NYSE Arca Ticker: SMHD). This suspension will remain in effect until further notice from UBS AG.
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Lipper U.S. Weekly FundFlows Insight Report: Money Market Funds Again Drive Overall Net Outflows
October 5, 2018--Lipper's fund asset groups (including both mutual funds and ETFs) saw $8.8 billion net leave their coffers for the fund-flows week ended Wednesday, October 3. Money market funds (-$10.1 billion) led the net outflows, bettered by taxable bond funds (-$235 million) and municipal debt funds (-$44 million). Equity funds (+$1.5 billion) were the only asset group taking in net new money.
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CBO-Monthly Budget Review for September 2018
October 5, 2018--The federal budget deficit was $782 billion in fiscal year 2018, the Congressional Budget Office estimates, $116 billion more than the shortfall recorded in fiscal year 2017. As was the case last year, this yearís outlays were affected by shifts in the timing of certain payments that otherwise would have been due on a weekend.
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Invesco files with the SEC-4 Invesco BulletShares ETFs
October 5, 2018--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
Invesco BulletShares 2024 USD Emerging Markets Debt ETF.
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ProShares files with the SEC-ProShares Pet Care ETF
October 5, 2018--ProShares has filed a post-effective amendment, registration statement with the SEC for the ProShares Pet Care ETF.
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Direxion files with the SEC
October 5, 2018--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC
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TigerShares Trust files with the SEC-TigerSharesChina-U.S. Internet Titans ETF
October 5, 2018--TigerShares Trust has filed a pre-effective amendment, registration statement with the SEC for the TigerSharesChina-U.S. Internet Titans ETF.
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John Hancock files with the SEC
October 4, 2018--John Hancock Exchange-Traded Fund Trust has filed a post-effective amendemnt, registration statement with the SEC for the John Hancock Multifactor Emerging Markets ETF.
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RYZZ Capital Management LLC files with the SEC
October 4, 2018--RYZZ Capital Management LLC has filed an application for exemptive relief with the SEC.
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Legg Mason files with the SEC-BrandywineGLOBAL-Global Total Return ETF
October 4, 2018--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the BrandywineGLOBAL-Global Total Return ETF.
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ETFis Series Trust I files with the SEC-Virtus WMC Risk-Managed Alternative Equity ETF
October 4, 2018-ETFis Series Trust I has filed a post-effective amendment, registration statement with the SEC for the Virtus WMC Risk-Managed Alternative Equity ETF.
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First Trust to Launch the First Trust IPOX(R) Europe Equity Opportunities ETF
October 4, 2018--October 4, 2018--Index-tracking ETF that measures the performance of the top 100 European-domiciled IPOs
First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it expects to launch a new ETF, the First Trust IPOX(R) Europe Equity Opportunities ETF (NASDAQ Global: FPXE) (the "fund"), on October 5, 2018.
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Federal Court Finds that Virtual Currencies Are Commodities
October 3, 2018--Court Denies Defendants' Motion to Dismiss in Commodity Fraud Case Involving the Virtual Currency My Big Coin
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Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF
October 3, 2018--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
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Northern Lights Fund Trust IV files with the SEC-FormulaFolios ETFs
October 3, 2018--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to FormulaFolios Hedged Growth ETF, FormulaFolios Smart Growth ETF, FormulaFolios Tactical Growth ETF, and FormulaFolios Tactical Income ETF.
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Exchange Traded Concepts Trust files with the SEC-Vesper U.S. Large Cap Short-Term Reversal Strategy ETF
October 3, 2018--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Vesper U.S. Large Cap Short-Term Reversal Strategy ETF.
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OSI ETF Trust files with the SEC
October 3, 2018--OSI ETF Trust has filed an application for exemptive relief with the SEC-actively managed ETFs.
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Janus Detroit Street Trust files with the SEC-Janus Henderson Mortgage-Backed Securities ETF
October 3, 2018--Janus Detroit Street Trust has filed a post-effective amendment, registration for the Janus Henderson Mortgage-Backed Securities ETF.
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OSI ETF Trust files with the SEC-O'Shares US ETFs
October 3, 2018--OSI ETF Trust has filed a post-effective amendment, registration statement with the SEC. This Post-Effective Amendment relates to only the O'Shares U.S. Large Cap Quality Value ETF, O'Shares U.S. Small Cap Quality Value ETF, O'Shares U.S. Large Cap Quality Dividend Growers ETF, O'Shares U.S. Small Cap Quality Dividend Growers ETF, O'Shares U.S. 500 Large Cap Equal Weight ETF and O'Shares U.S. 100 Mega Cap Equal Weight ETF.
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PIMCO buys muni bond manager Gurtin
October 2, 2018--PIMCO, a part of German insurer Allianz SE (ALVG.DE), on Tuesday said it will buy municipal bond manager Gurtin, and together manage $38 billion in dedicated municipal bond assets.
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PGIM ETF Trust files with the SEC-PGIM Active High Yield Bond ETF
October 2, 2018--PGIM ETF Trust has filed a post-effective amendment, registration statement with the SEC for the PGIM Active High Yield Bond ETF.
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Amplify files with the SEC-Amplify BlackSwan Growth & Treasury Core ETF
October 2, 2018--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify BlackSwan Growth & Treasury Core ETF.
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ALPS ETF Trust files with the SEC
October 2, 2018--Alps ETF Trust has filed an application for exemptive relief with the SEC.
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First Trust files with the SEC-First Trust IPOX(R) Europe Equity Opportunities ETF
October 1, 2018--First Trust Exchange- Traded Funds Trust II has filed a post-effective amendment, registration statement with the SEC for the First Trust IPOX(R) Europe Equity Opportunities ETF.
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Two Roads Shared Trust files with the SEC-LeaderSharesTM AlphaFactor(R) US Core Equity ETF.
October 1, 2018-- Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderSharesTM AlphaFactor(R) US Core Equity ETF.
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SPDR Index Shares Fund files with the SEC- SPDR Solactive Hong Kong ETF
October 1, 2018--SPDR Index Shares Fund has filed a post-effective amendment, registration statement with the SEC for the SPDR Solactive Hong Kong ETF.
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Impact Shares files with the SEC-Impact Shares Sustainable Development Goals Global Equity ETF
October 1, 2018--Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC for the Impact Shares Sustainable Development Goals Global Equity ETF.
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Timothy Partners, Ltd., files with the SEC
October 1, 2018--Timothy Partners, Ltd., has filed an application for exemptive relief with the SEC.
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BlackRock and SSGA weigh in on debate over regulating US ETFs
September 29, 2018--Investment giants point out flaws in SEC's proposal for US rules to govern fast-growing products.
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Columbia ETF Trust files with the SEC
September 28, 2018--Columbia ETF Trust has filed a second amended and restated application for exemptive relief with the SEC.
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U.S. Economy Grew at Unrevised 4.2% Pace in Second Quarter
September 28, 2018--The U.S. economy grew in the second quarter at an unrevised 4.2 percent pace, the fastest since late 2014, indicating a solid foundation for this quarter, Commerce Department data showed Thursday.
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The Timothy Plan files with the SEC-4 ETFs
September 28, 2018--The Timothy Plan has filed a post-effective amendment, registration statement with the SEC for the
Timothy Plan US Large Cap Core ETF
Timothy Plan US Small Cap Core ETF
Timothy Plan International ETF
Timothy Plan Large Cap Income ETF.
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EntrepreneurShares files with the SEC-Entrepreneur Non US Small Cap Fund
September 28, 2018--EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC for the Entrepreneur Non US Small Cap Fund.
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IndexIQ files with the SEC- IQ Short Duration Enhanced Core Bond U.S. ETF
September 28, 2018--IndexIQ ETF Trust hs filed a ost-effective amendment, registration statement with the SEC for the IQ Short Duration Enhanced Core Bond U.S. ETF.
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ProShares files with the SEC
September 28, 2018--ProShares has filed a post-effective amendmnt, registration statement with the SEC.
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Invesco files with the SEC- Invesco Ultra Short Duration ETF
September 28, 2018--Invesco Actively Managed Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Ultra Short Duration ETF.
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Invesco files with the SEC
September 28, 2018--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC.
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BNY unveils new name for $550bn asset manager after mega-merger
September 27, 2018--The business formed from the merger of Mellon Capital Management, Standish Mellon Asset Management and The Boston Company Asset Management is to be called Mellon.
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U.S. Weekly FundFlows Insight Report: Fund Investors Pause Ahead of FOMC Meeting
September 27, 2018--For the first week in three investors were net purchasers of fund assets (including those of conventional funds and ETFs), injecting a net $15.5 billion for Lipper's fund-flows week ended September 26, 2018. However, fund investors padded the coffers of only money market funds (+$16.6 billion) for the week while being net redeemers of equity funds (-$582 million), municipal bond funds (-$385 million), and taxable fixed income funds (-$177 million).
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Strategy Shares files with the SEC-Strategy Shares Drawbridge Dynamic Allocation ETF
September 27, 2018--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Drawbridge Dynamic Allocation ETF.
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Esposito Securities Provides Initial Seed Capital for Successful Launch of the Cambria Trinity ETF (TRTY)
September 27, 2018--Fund follows Cambria Trinity ETF Index
Esposito Securities, LLC ("Esposito"), a leading provider of ETF seed capital, and other key services to both the asset management industry and institutional investors, is celebrating the recent successful launch of the Cambria Trinity ETF (NYSE:TRTY), for which Esposito provided initial seed capital.
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Sprott files with the SEC-2 Gold Miners ETFs
September 26, 2018--Sprott ETF Trust has filed a Form N-1A registration statement with the SEC for the
Sprott Gold Miners ETF
Sprott Junior Gold Miners ETF .
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CFTC.gov Swaps Report Update
September 26, 2018--CFTC's Weekly Swaps Report has been updated, and is now available.
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CFTC.gov Commitments of Traders Reports Update
September 26, 2018--Corrections for the concentration ratios in the Legacy commitment reports dated September 18, 2018 were made today.
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Federal Reserve Board and Federal Open Market Committee release economic projections from the September 25-26 FOMC meeting
September 26, 2018--The attached table and charts released on Wednesday summarize the economic projections and the target federal funds rate projections made by Federal Open Market Committee participants for the September 25-26 meeting.
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UBS launches the ETRACS Monthly Pay 2xLeveraged Preferred Stock ETN
September 26, 2018--UBS Investment Bank today announced that the ETRACS Monthly Pay 2x Leveraged Preferred Stock ETN (NYSE Arca(R): PFFL), will begin trading on NYSE Arca(R).
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Fed Raises Rates and Says More Coming, Brushing Off Trump Jabs
September 26, 2018--Federal Reserve officials raised interest rates and cemented expectations for another hike this year as they reaffirmed that a strong U.S. economy will probably warrant further gradual increases well into 2019.
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Two Roads Shared Trust files with the SEC-LeaderSharesTM AlphaFactor(R) US Core Equity ETF
September 25, 2018--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderSharesTM AlphaFactor(R) US Core Equity ETF.
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DBX files with the SEC
September 25, 2018--DBX has filed a post-effective amendment, registration statement with the SEC.
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Northern Lights Fund Trust IV files with the SEC- Main Sector Rotation ETF
September 25, 2018--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Main Sector Rotation ETF.
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Vanguard files with the SEC-Vanguard Total World Bond ETF
September 25, 2018--Vanguard Scottsdale Funds has filed a post-effective amendment, registration statement with the SEC for the Vanguard Total World Bond ETF.
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J.P. Morgan files with the SEC-2 ETFs
September 25, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
JPMorgan Corporate Bond Research Enhanced ETF
JPMorgan U.S. Aggregate Bond ETF.
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Northern Lights Fund Trust IV files with the SEC-FormulaFolios ETFs
September 25, 2018--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the
FormulaFolios Hedged Growth ETF
FormulaFolios Smart Growth ETF
FormulaFolios Tactical Growth ETF
FormulaFolios Tactical Income ETF.
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Innovator ETFs Trust files with the SEC-Innovator S&P 500 Ultra Buffer ETF-October
September 25, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Ultra Buffer ETF-October
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Innovator ETFs files with the SEC-Innovator S&P 500 Power Buffer ETF-October
September 25, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Power Buffer ETF-October.
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Innovator ETFs files with the SEC-Innovator S&P 500 Buffer ETF-October
September 25, 2018--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETF-October.
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Legg Mason files with the SEC-Western Asset Total Return ETF
September 25, 2018--Legg Mason ETf Trust has filed a post-effective amendment, registration statement with the SEC for the Western Asset Total Return ETF.
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PGIM ETF Trust files with the SEC-PGIM Active High Yield Bond ETF
September 24, 2018--PGIM ETF Trust has filed a post-effective amendment, registration statement with the SEC for the PGIM Active High Yield Bond ETF.
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Tracker funds in the balance amid sector reclassifications
September 24, 2018--1,100 companies will switch 'home', generating billions in rebalancing trade.
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A new S&P 500 sector is set to debut: Here's what investors need to know
September 24, 2018--Debut of Communications Services means three S&P 500 sectors will become more concentrated
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