Guggenheim files with the SEC-continued

January 19, 2018--Guggenheim has filed a post-effective amendment, registration statement with the SEC.
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Source: SEC.gov


American ETP News
Big ticket' trades made possible by bond ETF liquidity
June 19, 2018-- Exchange traded funds are revolutionising stock markets, regularly accounting for a third of all US equity trades and growing rapidly in...
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American Century ETF Trust files with the SEC-American Century Growth ETF
June 18, 2018--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the American Century Growth ETF.
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T. Rowe Price files with the SEC
June 18, 2018--T. Rowe Price has filed a third amended application for exemptive relief with the SEC.
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J.P. Morgan files with the SEC-JPMorgan BetaBuilders MSCI US REIT ETF
June 18, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC. This Post-Effective Amendment No. 186 relates to theJPMorgan BetaBuilders MSCI US REIT ETF.
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Gabelli NextShares Trust files with the SEC-Gabelli Pet Parents'TM NextSharesTM
June 18, 2018--Gabelli NextShares Trust has filed a post-effective amendment, registration statement with the SEC for the Gabelli Pet Parents'TM NextSharesTM.
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J.P. Morgan files with the SEC-JPMorgan BetaBuilders Japan ETF
June 18, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC. This Post-Effective Amendment No. 185 relates to the JPMorgan BetaBuilders Japan ETF.
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J.P. Morgan files with the SEC-JPMorgan BetaBuilders Europe ETF.
June 18, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC. This Post-Effective Amendment No. 184 relates to the JPMorgan BetaBuilders Europe ETF.
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Alps files with the SEC-ALPS Clean Energy ETF
June 18, 2018--Alps ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS Clean Energy ETF.
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Treasury International Capital Data For April
June 15, 2018--The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for April 2018. The next release, which will report on data for May 2018, is scheduled for July 17, 2018.
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Fidelity Launches Two Factor ETFs
June 15, 2018--Fidelity Investors Now Have Access to 95 Commission-Free1 ETFs on One of the Nation's Largest ETF Platforms.
Fidelity Investments(R), one of the industry's leading providers of exchange traded funds (ETFs) with more than $380 billion in ETF assets under administration,2 today announced an expansion of its ETF lineup with the introduction of two factor ETFs: Fidelity Low Duration Bond Factor ETF (FLDR) and Fidelity High Yield Factor ETF (FDHY).
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CFTC.gov Commitments of Traders Reports Update
June 15, 2018--The current reports for the week of June 15, 2018 are now available.
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Two Roads Shared Trust files with the SEC-Anfield Universal Fixed Income ETF
June 15, 2018-- Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Universal Fixed Income ETF.
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VanEck files with the SEC-VanEck Vectors(R) Municipal Allocation ETF
June 15, 2018--VanEck has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors(R) Municipal Allocation ETF.
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Natixis files with the SEC
June 15, 2018--Natixis ETF Trust II has filed a First Amended and Restated Application for exemptive relief with the SEC.
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SELECT SECTOR SPDR TRUST files with the SEC
June 15, 2018--SELECT SECTOR SPDR TRUST has filed a post-effective amendment, registration statement with the SEC for the The Communication Services Select Sector SPDR Fund.
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IMF Working Papers-Determinants of U.S. Business Investment
June 15, 2018--Summary:
U.S. business investment has taken a serious toll during the global financial crisis and also in the recovery phase investment did not pick up as expected. What is surprising is that the alleged investment slowdown happened at a time of record corporate profits and retained earnings, highly supportive financial conditions, improved sentiment, rising equity valuations, and strong labor markets-factors established in supporting business investment.
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DBX files with the SEC-Xtrackers MSCI China A Inclusion Equity ETF
June 14, 2018--DBX has filed a post-effective amendment, registration statement with the SEC for the Xtrackers MSCI China A Inclusion Equity ETF.
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Crypto Coins Surge as SEC Spares Ether From Securities Rules
June 14, 2018--Statement eases concerns that regulators would crack down
Digital currency rises as much as 12 percent on announcement
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ABR Dynamic Funds, LLC files with the SEC
June 14, 2018--ABR Dynamic Funds, LLC has filed an application for exemptive relief with the SEC.
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First Trust files with the SEC-2 First Trust Dorsey Wright Momentum ETFs
June 14, 2018--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust Dorsey Wright Momentum & Low Volatility ETF
First Trust Dorsey Wright Momentum & Value ETF.
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First Trust files with the SEC-First Trust S&P International Dividend Aristocrats ETF
June 14, 2018--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust S&P International Dividend Aristocrats ETF (formerly International Multi-Asset Diversified Income Index Fund).
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First Trust files with the SEC-First Trust Dorsey Wright Momentum & Dividend ETF
June 14, 2018--First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust Dorsey Wright Momentum & Dividend ETF (formerly First Trust RBA Quality Income ETF).
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IMF-United States of America: Staff Concluding Statement of the 2018 Article IV Mission
June 14, 2018--The Macroeconomic Outlook
The near-term outlook for the U.S. economy is one of strong growth and job creation. Unemployment is already near levels not seen since the late 1960s and growth is set to accelerate, aided by a near-term fiscal stimulus, a welcome recovery of private investment, and supportive financial conditions.
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VanEck files with the SEC-VanEck Vectors Video Gaming and eSports ETF
June 14, 2018--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Video Gaming and eSports ETF.
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Cambria files with the SEC-Cambria Trinity ETF
June 14, 2018--Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cambria Trinity ETF.
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Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers
June 14, 2018--The Canadian Securities Administrators (CSA) today published a notice and second request for comment (the Notice) on Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101 CP Derivatives: Business Conduct (collectively, the Proposed Instrument).
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Amplify ETFs Launches the Amplify EASI Tactical Growth ETF (NYSE Arca: EASI)
June 14, 2018--Amplify ETFs Launches the Amplify EASI Tactical Growth ETF (NYSE Arca: EASI)
Rotates Between High Quality Growth Stocks and Fixed Income
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Is Your Alpha Big Enough to Cover Its Taxes? A Quarter-Century Retrospective
June 14, 2018--Investors and their advisors must be alert to managing both pre-tax and after-tax alpha in order for investors to realize the highest possible return from their taxable portfolios.
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U.S. Weekly FundFlows Insight Report: Despite a Fed Rate Hike, Investors Are Net Purchasers of Taxable and Tax-Exempt Fixed Income Funds and ETFs for the Week
June 14, 2018--For the first week in eight investors were net redeemers of fund assets (including those of conventional funds and ETFs), withdrawing a little more than $26.3 billion for Thomson Reuters Lipper's fund-flows week ended June 13, 2018.
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Managed Portfolio Series files with the SEC-Tortoise Global Water ESG Fund
June 14, 2018--Managed Portfolio Series has filed a post-effective amendment, registration statement with the SEC for the Tortoise Global Water ESG Fund.
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World Gold Trust files with the SEC
June 13, 2018--World Gold Trust has filed an Amendment No. 2 to Form S-1 registration statement with the SEC.
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J.P. Morgan files with the SEC-JPMorgan BetaBuilders MSCI US REIT ETF
June 13, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders MSCI US REIT ETF.
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J.P. Morgan files with the SEC-JPMorgan BetaBuilders Japan ETF
June 13, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders Japan ETF.
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J.P. Morgan files with the SEC-JPMorgan BetaBuilders Europe ETF
June 13, 2018--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan BetaBuilders Europe ETF.
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The Forum at ETF Research Center-June 2018
June 13, 2018--The ETF Analyzer, Sector SPDR Edition for June 2018 is ready for download. This monthly publication has succinct one-page reports on each of the 10 Select Sector SPDR ETFs in three easy-to-read sections: Investment Summary, Fundamentals, and Composition.
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AdvisorShares Active ETF Market Share Update-Week Ending 6/8/2018
June 13, 2018--Assets in actively managed ETFs added $733 million last week to reach $57.16 billion in total net assets.
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First Trust RBA Quality Income ETF Announces Changes to Investment Objective, Fund Name, Ticker Symbol and Management Fee
June 13, 2018--First Trust RBA Quality Income ETF (Nasdaq: QINC) (the "Fund"), an exchange-traded index fund and a series of First Trust Exchange-Traded Fund VI (the "Trust"), announced today that the Board of Trustees ("Board") of the Trust has approved changes to the Fund's investment objective.
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Federal Reserve Board and Federal Open Market Committee release economic projections from the June 12-13 FOMC meeting
June 13, 2018--The following table and charts released on Wednesday summarize the economic projections and the target federal funds rate projections made by Federal Open Market Committee participants for the June 12-13 meeting.
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Federal Reserve issues FOMC statement
June 13, 2018--Information received since the Federal Open Market Committee met in May indicates that the labor market has continued to strengthen and that economic activity has been rising at a solid rate. Job gains have been strong, on average, in recent months, and the unemployment rate has declined.
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CFTC.gov Swaps Report Update
June 13, 2018--CFTC's Weekly Swaps Report has been updated, and is now available.
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ETF Series Solutions files with the SEC-2 Gadsden Dynamic ETFs
June 12, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Gadsden Dynamic Growth ETF
Gadsden Dynamic Multi-Asset ETF.
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First Trust files with the SEC-First Trust Long Duration Opportunities ETF
June 12, 2018--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Long Duration Opportunities ETF.
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Eaton Vance NextShares Trust II files with the SEC-Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares
June 12, 2018--Eaton Vance NextShares Trust II has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares.
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BlueStar Israel Equity Review & Outlook-Israel a Rare Bright Spot in May as Global Equities Pull Back
June 12, 2018--The BlueStar Israel Global Index(R) (BIGI(R)) gained 5.21% in May, and sits up nearly 4% in 2018 year-to-date, making it the top-performing Developed Market ex-US country over both time periods
Israeli technology stocks, as defined by The BlueStar Israel Global Technology Index (BIGITech(R)), gained more than 6% in May, bringing YTD performance up to 8.97%
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Millennials are Mad for ETFs, Says New Schwab Study
June 12, 2018--More than half of Millennials would consider placing their entire investment portfolio in ETFs in the next year
Exchange Traded Funds (ETFs) are the investment vehicle of choice for 91% of Millennial investors according to the ETF Investor Study by Charles Schwab & Co., Inc.
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WisdomTree Adds Chris Gardner, Author of "The Pursuit of Happyness," as Senior Advisor to the Firm
June 12, 2018--Chris Gardner Joins Team of Senior Advisors Including Wharton Professor, Jeremy Siegel, and Founder and Director of the MIT AgeLab and Retirement and Longevity Expert, Joseph Coughlin
WisdomTree's Advisor Solutions Program Provides Access to A Deep Bench of Industry Experts to Help Advisors Modernize their Practice, Engage More Effectively, and Build High-Performing Teams
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Goldman Sachs Asset Management Announces Launch of Exchange-Traded Fund to Track JUST Capital's Index
June 12, 2018--The Goldman Sachs JUST U.S. Large Cap Equity ETF (Ticker: JUST) invests in large capitalization U.S. companies that engage in "just business behavior" based on rankings produced by JUST Capital
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Tudor Jones says his social impact ETF has potential to rival the S&P 500
June 12, 2018--On Wednesday, Goldman Sachs is launching an exchange-traded fund (Ticker: JUST) using a model from Paul Tudor Jones' foundation' Just Capital' that scores businesses based on worker treatment' environment' products and other factors.
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Trendrating Launches 14 New Global Indexes Based on Breakthrough Smart Momentum Methodology
June 12, 2018--Trendrating a leading provider of Smart Momentum investment models and technology, announced today the launch of 14 new Momentum indexes across various investment universes.
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iShares launches ETF correlated to gold prices
June 11, 2018--BlackRock's iShares has has launched an exchange-traded fund that exposes investors to gold's price performance.
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BMO Asset Management Inc. Lowers Management Fee on BMO Aggregate Bond Index ETF
June 11, 2018--BMO Asset Management Inc. ("BMO AM") today announced it is reducing the annual management fee on BMO Aggregate Bond Index ETF (TSX: ZAG).
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Motley Fool files with the SEC
June 11, 2018--Motley Fool Asset Management, LLC has filed an application for exemptive relief with the SEC.
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TigerShares Trust files with the SEC
June 11, 2018--TigerShares Trust has filed an application for exemptive relief with the SEC.
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Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens
June 11, 2018--The Canadian Securities Administrators (CSA) today published CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens, which provides additional guidance on the applicability of securities laws to offerings of coins or tokens, including ones that are commonly referred to as "utility tokens."
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Thompson Hine-SEC Proposals Promote Distribution of Research on Investment Funds
June 11, 2018--Key Notes:
The Securities and Exchange Commission (SEC) is promoting research on investment funds by proposing new Rule 139b under the Securities Act of 1933 (Securities Act) , which would allow unaffiliated brokers or dealers to publish research reports for certain "covered investment funds" without those reports being considered offers for sale.
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Amplify files with the SEC-Amplify EASI Tactical Growth ETF
June 11, 2018--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify EASI Tactical Growth ETF.
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ETF price war extends to new corners of the market
June 11, 2018--Fixed income and gold funds are being sold with lowest-ever fees
The exchange-traded fund price war is intensifying and spreading, with BlackRock chainsawing the costs of $50bn worth of ETFs and investors continuing to flood into the cheapest options in the passive investment industry.
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Cushing ETF Trust files with the SEC
June 8, 2018--Cushing ETF Trust has filed an application for exemptive relief with the SEC.
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Fidelity files with the SEC-Fidelity Low Duration Bond Factor ETF
June 8, 2018--Fidelity Merrimack Street Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Low Duration Bond Factor ETF.
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Fidelity files with the SEC-Fidelity High Yield Factor ETF
June 8, 2018--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity High Yield Factor ETF.
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Global X files with the SEC-Global X S&P 500(R) Quality Dividend ETF
June 8, 2018--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X S&P 500(R) Quality Dividend ETF.
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AdvisorShares files with the SEC-2 Dorsey Wright ETFs
June 8, 2018--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the
AdvisorShares Dorsey Wright Micro-Cap ETF
AdvisorShares Dorsey Wright Short ETF.
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ETF Managers Trust files with the SEC-Rogers AI Global Macro ETF
June 8, 2018--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the Rogers AI Global Macro ETF.
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ETF Series Solutions files with the SEC- AI Powered International Equity ETF
June 8, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AI Powered International Equity ETF.
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VanEck Lowers Expense Ratio For VanEck Vectors J.P. Morgan EM Local Currency Bond ETF (EMLC) And VanEck Vectors Emerging Markets Aggregate Bond ETF (EMAG)
June 8, 2018--VanEck announced today that it is lowering the expense ratio on two ETFs: VanEck Vectors J.P. Morgan EM Local Currency Bond ETF (NYSE Arca: EMLC) and VanEck Vectors Emerging Markets Aggregate Bond ETF (NYSE Arca: EMAG).
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Annual Russell US Indexes reconstitution measures a resilient US equity market
June 8, 2018--US equity markets continue to climb despite heightened volatility, rising interest rates and unpredictability in geopolitical events.
Small caps have turned the table on large caps, with stronger returns, and smaller microcap stocks lead all US cap tiers.
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Franklin Templeton files with the SEC
June 7, 2018--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC f
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Invesco CurrencyShares(R) Swedish Krona Trust files with the SEC- Swedish Krona Shares
June 7, 2018--Invesco CurrencyShares(R) Swedish Krona Trust has filed a Form S-1 registration statement with the SEC for the Swedish Krona Shares.
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CBO-Monthly Budget Review for May 2018
June 7, 2018--The federal budget deficit was $530 billion for the first eight months of fiscal year 2018, the Congressional Budget Office estimates, $97 billion more than the shortfall recorded during the same period last year
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Hartford Funds files with the SEC-Hartford Short Duration ETF
June 7, 2018--Hartford Funds Exchange-Traded Trust has filed a post-effective amendment, registration statement with the SEC for the Hartford Short Duration ETF.
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Susquehanna Is Opening Crypto Trading, Starting with BTC Futures
June 7, 2018--American global trading and technology firm Susquehanna International Group is opening cryptocurrency trading to its clients, initially in the form of Bitcoin (BTC) futures, the New York Times reported June 5.
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CFTC.gov Commitments of Traders Reports Update
June 7, 2018--The current reports for the week of June 8, 2018 are now available.
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U.S. Weekly FundFlows Insight Report: Despite Market Rally, Investors Are Net Redeemers of Equity Funds and ETFs for the Week
June 7, 2018--For the seventh week in a row investors were net purchasers of fund assets (including those of conventional funds and ETFs) in general, adding a little more than $29.6 billion for Thomson Reuters Lipper's fund-flows week ended June 6, 2018. However, the headline number was misleading.
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Bitcoin endorsement from SEC could provide a regulatory domino effect
June 7, 2018--Lack of clarity on the regulation of cryptocurrencies has proved to be a major barrier for institutional investors looking to trade digital assets.
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EquBot Announces the Launch of the AI Powered International Equity ETF (AIIQ)
June 6, 2018--EquBot, a leader in combining deep financial analysis with the cognitive power of artificial intelligence (AI), today announced the launch of the AI Powered International Equity ETF (NYSE Arca:AIIQ).
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Amplify ETFs Launches Amplify Advanced Battery Metals and Materials ETF (NYSE Arca: BATT)
June 6, 2018--Lithium, Cobalt, Nickel, Manganese and Graphite exposure through publicly-traded companies
Amplify ETFs announces the launch of the Amplify Advanced Battery Metals and Materials ETF (NYSE Arca: BATT), a professionally managed ETF that seeks to provide exposure to Lithium, Cobalt, Nickel, Manganese and Graphite via publicly-traded stocks.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC
June 6, 2018--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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Invesco Exchange-Traded Fund Trust II files with the SEC
June 6, 2018--Invesco Exchange-Traded Fund Trust II files has filed a post-effective amendment, registration statement with the SEC for the
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Invesco Exchange-Traded Funds Trust files with the SEC
June 6, 2018--Invesco Exchange-Traded Funds Trust has filed a post-effective amendment, registration statement with the SEC.
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How Vanguard, BlackRock and State Street---which manage RIA trillions of AUM for a pittance--may artfully make the bill come due by beating active managers at their own game
June 6, 2018--The ETF giants' latest mutual fund-killing trick is free management of ETF portfolios---perhaps the seeds of a massive freemium model
Brooke's Note: Just when you think it can't get any better for RIAs looking to cut costs, improve quality and scale their businesses without making additional hires, it does.
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CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
June 6, 2018--The Canadian Securities Administrators (CSA) is urging Canadians to be cautious when considering buying crypto assets through trading platforms. Even though a platform may call itself an "exchange," that does not mean it is complying with the securities regulatory regime.
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VanEck and SolidX Join Forces to Bring to Market Physically-Backed Bitcoin ETF
June 6, 2018--Agreement brings together two leaders in the digital assets space
VanEck was first to file for a 40-Act Bitcoin ETF; SolidX among the first for a physically-backed bitcoin ETF
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CFTC.gov Swaps Report Update
June 6, 2018--CFTC's Weekly Swaps Report has been updated, and is now available.
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OECD-Amid strong outlook for U.S. economy, risks abound
June 6, 2018--The U.S. economy is experiencing one of the longest expansions on record, but the scars left by the Great Recession, as well as challenges posed by globalization and automation shocks, remain visible across the country, according to a new report from the OECD.
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BNY Mellon DR Index Monthly Performance -May 2018
June 6, 2018--May 3, 2018--The BNY Mellon DR Index Monthly Performance for May 2018 report is now available.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-10 Invesco BulletShares(R) Municipal Bond ETFs
June 5, 2018-Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for 10 Invesco BulletShares(R) Municipal Bond ETFs.
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Legg Mason ETF Investment Trust files with the SEC
June 5, 2018--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the BrandywineGLOBAL—Global Total Return ETF.
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GraniteShares files with the SEC
June 5, 2018--GraniteShares Gold Trust has filed a Form S-1 Registration statement with the SEC.
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ETF Managers Group Announces Closure of ETF
June 5, 2018--ETF Managers Group LLC ("ETFMG") announced today that the Board of Trustees of the ETF Managers Trust has decided to close the Spirited Funds/ETFMG Whiskey & Spirits ETF (WSKY) based on an ongoing review of market demand.
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VanEck files with the SEC-VanEck SolidX Bitcoin Trust
June 5, 2018-VanEck SolidX Bitcoin Trust has filed a Amendment No. 5 to Form S-1 registration statement with the SEC.The VanEck SolidX Bitcoin Trust will issue VanEck SolidX Bitcoin Shares.
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Total Net Expense Ratio Lowered for AADR, Top-Performing International Equity ETF
June 5, 2018--Five-star Morningstar ratedTM AdvisorShares Dorsey Wright ADR ETF (Ticker: AADR) has over $260 million in AUM
AdvisorShares, a leading sponsor of actively managed exchange-traded funds (ETFs), announced today that the AdvisorShares Dorsey Wright ADR ETF (Ticker: AADR) has lowered its total net expense ratio to 0.89%, by contractually agreeing to reduce the fund's expense limitation from 0.98% to 0.88%.1
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Embrace ETF Trust files with the SEC
June 5, 2018--Embrace ETF Trust has filed an application for exemptive relief with the SEC.
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Embrace ETF Trust files with the SEC
June 5, 2018--Embrace ETF Trust has filed an application for exemptive relief with the SEC.
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AdvisorShares Active ETF Market Share Update-Week Ending 6/1/2018
June 5, 2018--Assets in actively managed ETFs added $126 million last week to reach $56.40 billion in total net assets.
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First Trust to Launch First Trust TCW Unconstrained Plus Bond ETF
June 5, 2018--An actively managed ETF that is not tethered to a traditional fixed-income benchmark
First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it has launched a new actively managed ETF, the First Trust TCW Unconstrained Plus Bond ETF (NYSE Arca: UCON) (the "fund").
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Goldman Sachs files with the SEC-Goldman Sachs JUST U.S. Large Cap Equity ETF
June 5, 2018--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs JUST U.S. Large Cap Equity ETF.
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Intercontinental Exchange Names Betty Liu Executive Vice Chairman of the New York Stock Exchange; NYSE to Acquire Radiate, Inc.
June 5, 2018--Entrepreneur and trailblazing journalist will build a community for the NYSE's network of global leaders, listed companies and entrepreneurs
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First Trust files with the SEC- First Trust TCW Unconstrained Plus Bond ETF
June 5, 2018--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust TCW Unconstrained Plus Bond ETF.
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O'Shares ETF Investments Launches O'Shares Global Internet Giants ETF
June 5, 2018--O'Shares ETF Investments expanded its suite of quality ETFs on June 5, 2018 with the launch of the O'Shares Global Internet Giants ETF (NYSE: OGIG), an ETF designed to provide investors with a global portfolio of high quality internet and e-commerce growth companies.
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SEC Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure
June 5, 2018-Yesterday, the Commission voted to improve the experience of investors who invest in mutual funds, ETFs and other investment funds.
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Cboe Global Markets Reports May 2018 Trading Volume
June 5, 2018--Year-to-date ADV across options, futures, U.S. and European equities and global FX up over 2017
May ADV in S&P 500 Index (SPX) options up 17% over 2017
May ADV in global FX up 45% over 2017
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Xtrackers repurposes China A-Shares ETF to provide access to landmark MSCI Inclusion
June 4, 2018--ASHX will now track the MSCI China A Inclusion Index
Xtrackers lowers expense ratio for ASHX and CN
DWS today announced that the Xtrackers CSI 300 China A-Shares Hedged Equity ETF (NYSE Arca: ASHX) will change its name to Xtrackers MSCI China A Inclusion Equity ETF and will switch its underlying index to the MSCI China A Inclusion Index.
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CFTC Orders Société Générale S.A. to Pay $475 Million Penalty to Resolve Charges of Manipulation, Attempted Manipulation, and False Reporting of LIBOR and Euribor
June 4, 2018--The Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Société Générale S.A. (Société Générale or the Bank) for attempted manipulation of and false reporting in connection with the London Interbank Offered Rate (LIBOR) for U.S. Dollar, Yen and Euro, and the Euro Interbank Offered Rate (Euribor), certain instances of manipulation of Yen LIBOR, and aiding and abetting traders at another bank in their attempts to manipulate Euribor.
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Twitter to Join S&P 500
June 4, 2018--S&P Dow Jones Indices names Twitter to replace Monsanto on index as it adds Netflix to S&P 100.
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Hartford Funds Continues ETF Rollouts with Launch of Hartford Short Duration ETF
June 4, 2018--Hartford Funds today announced the launch of Hartford Short Duration ETF (Cboe: HSRT), which seeks to provide current income and long-term total return by investing in fixed income securities.
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ETF Series Solutions files with the SEC
June 4, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AI Powered International Equity ETF.
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First Trust Cross-Lists ROBT in Mexico
June 4, 2018--An index-based ETF that provides exposure to companies engaged in artificial intelligence, robotics and automation
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Victory Capital Announces Expanded Relationship with Nasdaq
June 4, 2018--Fourteen CEMP Indexes to be Rebranded Nasdaq Victory
Victory Capital (NASDAQ:VCTR) today announced that Nasdaq will begin serving as the calculator, publisher and administrator for its proprietary CEMP indexes, which are the benchmarks for the firm's volatility-weighted VictoryShares ETFs.
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IMF-CANADA: Staff Concluding Statement of the 2018 Article IV Mission
June 4, 2018--Context
1. The economy has continued to perform well, but challenges remain. Growth has been robust and a key domestic vulnerability has moderated somewhat, as the housing market is finally showing signs of cooling down in response to several rounds of macroprudential measures and monetary tightening.
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Franklin Templeton Lists Three New Fixed Income Active ETFs
June 4, 2018--Franklin Templeton Investments introduced three new ETFs-Franklin Liberty Senior Loan ETF (FLBL), Franklin Liberty High Yield Corporate ETF (FLHY) and Franklin International Aggregate Bond ETF (FLIA)-expanding its line-up of fixed income active ETFs managed by Franklin Templeton Fixed Income Group. The three ETFs are listed on the Cboe BZX exchange.
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Globe and Mail Introduces Free Real-time Last Sale Price Information for CSE Securities
June 4, 2018--The Canadian Securities Exchange (CSE) is pleased to announce that The Globe and Mail, Canada's leading online and printed source of national and global news, is now providing real-time last sale prices for CSE-listed securities to all Globe Investor users.
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Krane Shares Trust files with the SEC-KraneShares MSCI China All Shares Index ETF
June 1, 2018--Krane Shares Trust has filed a post-effectrive amendment, registration statemeny with the SEC for the KraneShares MSCI China All Shares Index ETF (formerly, KraneShares FTSE Emerging Markets Plus ETF).
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Exchange Traded Concepts to Close and Liquidate the REX Gold Hedged S&P 500 ETF
June 1, 2018--After careful consideration, the Board of Trustees of Exchange Traded Concepts Trust has determined to close and liquidate the REX Gold Hedged S&P 500 ETF (NYSE Arca: GHS) (the "Fund"). Exchange Traded Concepts, LLC ("ETC") serves as the investment adviser and Vident Investment Advisory, LLC ("Vident") serves as the sub-adviser to the Fund.
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Agencies Issue Final Rulemaking to Shorten Settlement Cycle
June 1, 2018--The Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) today issued a final rule to shorten the standard settlement cycle for securities purchased or sold by OCC-supervised and FDIC-supervised institutions.
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AdvisorShares Active ETF Report: Q2 Begins with a Boost
June 1, 2018--Month ending 04.30.2018
In April, assets in actively managed ETFs grew by $2.67 billion, or 4.97%, to reach a net total of $53.68 billion. April's growth rate in assets sits above the monthly average of 3.85%. The month witnessed both a gain and loss of seven funds, so the number of actively managed ETFs holds at 223.*
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Thomson Reuters-U.S. Fund-Flows Weekly Report: Funds Take in Net New Money for the Sixth Straight Week
June 1, 2018--Thomson Reuters Lipper's fund asset groups (including both mutual funds and ETFs) had net-positive flows of $14.5 billion for the fund-flows week ended Wednesday, May 30. The week's net inflows were for a sixth straight week, during which time the fund universe grew its coffers by $69.7 billion.
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CFTC.gov Commitments of Traders Reports Update
June 1, 2018--The current reports for the week of June 1, 2018 are now available.
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CBO-H.R. 5323, Derivatives Fairness Act
June 1, 2018--Summary
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ESG investing poses big challenge for fund management industry
May 31, 2018--There is a device in cartoons in which a character finds a devil on one shoulder and an angel on the other, both trying to lure him their own way.
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Momentum Continues in Toronto Stock Exchange ETF sector
May 31, 2018--Total assets under management reaches new high of $150 billion as TSX expands its leading roster of providers and listed funds
TMX Group today announced that the exchange traded funds (ETF) sector on Toronto Stock Exchange (TSX) has reached a record high of approximately $150 billion in assets under management (AUM), as of April 30, 2018.
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DBX files with the SEC-3 3 ESG MSCI ETFs
May 31, 2018--DBX has filed a post-effective amendment, registration statement with the SEC for the
Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF
Xtrackers MSCI EAFE ESG Leaders Equity ETF
Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF.
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PowerShares Exchange-Traded Self-Indexed Fund Trust files with the SEC-10 BulletShares(R) Municipal Bond ETFs
May 31, 2018--PowerShares Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco BulletShares(R) 2019 Municipal Bond ETF
Invesco BulletShares(R) 2020 Municipal Bond ETF
Invesco BulletShares(R) 2021 Municipal Bond ETF
Invesco BulletShares(R) 2022 Municipal Bond ETF
Invesco BulletShares(R) 2023 Municipal Bond ETF
Invesco BulletShares(R) 2024 Municipal Bond ETF
Invesco BulletShares(R) 2025 Municipal Bond ETF
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PowerShares Exchange-Traded Self-Indexed Fund Trust files with the SEC
May 31, 2018--PowerShares Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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OSI ETF Trust files with the SEC-5 O'Shares ETFs
May 31, 2018--OSI ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
O'Shares U.S. Large Cap Quality Growth ETF
O'Shares U.S. Small Cap Quality Growth ETF
O'Shares Global Internet Giants ETF
O'Shares Quality Robotics and Artificial Intelligence ETF
O'Shares Quality Artificial Intelligence ETF.
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Arrow Investments Trust files with the SEC-Arrow Reserve Capital Management ETF
May 31, 2018--Arrow Investments Trust has filed a post-effective amendment, registration statement with the SEC for the Arrow Reserve Capital Management ETF.
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Arrow Investments Trust files with the SEC-Arrow QVM Equity Factor ETF
May 31, 2018--Arrow Investments Trust has filed a post-effective amendment, registration statement with the SEC for the Arrow QVM Equity Factor ETF.
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DBX files with the SEC- Xtrackers MSCI China A Inclusion Equity ETF
May 31, 2018--May 31, 2018--DBX has filed a post-effective amendment, registration statement with the SEC for the Xtrackers MSCI China A Inclusion Equity ETF.
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DBX files with the SEC-Xtrackers FTSE All World ex US Quality at a Reasonable Price ETF
May 31, 2018--May 31, 2018--DBX has filed a post-effective amendment, registration statement with the SEC for the Xtrackers FTSE All World ex US Quality at a Reasonable Price ETF.
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Hartford Launches Short-Term Bond ETF for Rising Rates
May 31, 2018--Hartford Funds expanded on its line of actively managed exchange traded fund strategies with a short-term bond option to help investors better cope with a rising interest rate environment.
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Alps ETF Trust files with the SEC-ALPS Clean Energy ETF
May 30, 2018--Alps ETF Trust fileshas filed a post-effective amendment, registration statement with the SEC for he ALPS Clean Energy ETF.
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EquBot Announces Addition of ETF & Financial Technology Veteran Matt Hougan to Firm's Board of Directors
May 30, 2018--Firm is a leader in delivering solutions powered by artificial intelligence to the financial services industry
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Arrow files with the SEC-Arrow Dow Jones Global Yield ETF
May 30, 2018--Arrow ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Arrow Dow Jones Global Yield ETF.
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Eaton Vance NextShares Trust files with the SEC-Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares
May 30, 2018---Eaton Vance has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares.
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IEX Files Motion to Dismiss Patent Infringement Claims
May 30, 2018--IEX plans to vigorously defend against Nasdaq's claims while continuing to offer a fair and transparent market for companies, investors, and brokers.
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CFTC.gov Swaps Report Update
May 30, 2018--CFTC's Weekly Swaps Report has been updated, and is now available.
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U.S. allies hit back at Washington's steel, aluminum tariff
May 30, 2018--Canada and Mexico retaliated on Thursday after Washington imposed tariffs on steel and aluminum imports while the European Union had its own reprisals ready to go, reviving investor fears of a global trade war.
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Scotia global asset management launches Scotia Strategic ETF Portfolios
May 30, 2018-- Scotia(R) global asset management today announced the launch of its Scotia Strategic ETF Portfolios ("the ETF Portfolios")-an innovative suite of single asset class ETF portfolios with multi-discipline, multi-manager diversification.
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Despite Brief Reprieve, Active Funds Fail to Dent Indexing's Lead
May 29, 2018--If you're a long-term oriented investor, which we hope you are, then the latest SPIVA report should be worth at least a glance.
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IMF-IMF Staff Country Reports-Colombia: Selected Issues
May 29, 2018--THE OUTLOOK FOR EXPORT GROWTH IN COLOMBIA1
Over the past few years, weak trading partner growth has offset the positive impact of a large real exchange rate depreciation and held back Colombian exports.
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WisdomTree files with the SEC-U.S. Quality Shareholder Yield Fund
May 29, 2018--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the U.S. Quality Shareholder Yield Fund (formerly known as "U.S. LargeCap Value Fund").
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Precidian ETFs Trust files with the SEC
May 29, 2018--Precidian ETFs Trust has filed a sixth amended and restated application for exemptive relief with the SEC.
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AGF Completes Acquisition of 100% of FFCM
May 29, 2018--Strategic investment supports diversification and growth of quantitative platform
AGF Management Limited (TSX:AGF.B) today announced it successfully completed its acquisition of 100% of FFCM, LLC (FFCM) earlier this month to further strengthen their quantitative investing and ETF platform brought to market under the AGFiQ banner.
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Morningstar Reports U.S. Mutual Fund and ETF Asset Flows for April 2018
May 29, 2018--Morningstar, Inc. (NASDAQ: MORN), a leading provider of independent investment research, today reported estimated U.S. mutual fund and exchange-traded fund (ETF) asset flows for April 2018. In April, investors placed $18.2 billion into U.S. equity passive funds, compared with $10.5 billion of outflows from the previous month. On the active front, investors pulled $11.4 billion, compared with $11.0 billion in March.
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Procure ETF Trust files with the SEC
May 29, 2018--ProcureAM, LLC has filed an Amendment No. 2 to an application for exemptive relief with the SEC.
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Procure ETF Trust files with the SEC
May 29, 2018--Procure has filed an Amendment No. 2 to an application for exemptive relief with the SEC-actively managed ETFs.
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AdvisorShares Active ETF Market Share Update-Week Ending 5/25/2018
May 29, 2019--Assets in actively managed ETFs added $457 million last week to reach $56.28 billion in total net assets.
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BMO Investments Inc. Launches Actively-Managed ETF Series, Focusing on Fixed Income Solutions
May 28, 2018--BMO Investments Inc. today announced the launch of its initial actively-managed ETF Series units for BMO Global Strategic Bond Fund, BMO Global Multi-Sector Bond Fund, BMO Core Plus Bond Fund and BMO Women in Leadership Fund.
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Invesco Canada announces ETF name changes
May 28, 2018--Invesco Canada today announced name changes to its lineup of exchange-traded funds (ETFs). The investment objectives, strategies and ticker symbols remain the same.
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Perth Mint Physical Gold ETF files with the SEC-Perth Mint Physical Gold ETF Shares
May 25, 2018--Perth Mint Physical Gold ETF has filed a amendment no. 1 to form S-1 registration statement with the SEC for the Perth Mint Physical Gold ETF Shares.
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ETF Series Solutions files with the SEC-Loncar China BioPharma ETF
May 25, 2018--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Loncar China BioPharma ETF.
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Franklin Templeton ETF Trust files with the SEC-LibertyQ ETFs
May 25, 2018--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Brazil: Staff Concluding Statement of the 2018 Article IV Mission
May 25, 2018--A mild recovery supported by accommodative monetary and fiscal policies is underway. But the output gap is large, public debt is high and increasing, and, more importantly, medium-term growth prospects remain uninspiring, absent further reforms.
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Global X files with the SEC-Global X Genomics ETF
May 25, 2018--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Genomics ETF.
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Global X files with the SEC-Global X E-commerce ETF
May 25, 2018--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X E-commerce ETF.
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Global X files with the SEC-Global X Adaptive U.S. Factor ETF
May 25, 2018--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Adaptive U.S. Factor ETF.
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IndexIQ files with the SEC
May 25, 2018--IndexIQ has filed a amendment no. 1 to an application for exemptive relief with the SEC.
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CFTC.gov Commitments of Traders Reports Update
May 25, 2018--The current reports for the week of May 25, 2018 are now available.
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Impact Shares files with the SEC
May 24, 2018--Impact Shares has filed an amended application f9or exemptive relief with the SEC.
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Blue Tractor Group files with the SEC-Shielded AlphaSM ETFs
May 24, 2018--Blue Tractor Group has filed a sixth amended and restated application for exemptive relief with the SEC-Shielded AlphaSM ETFs.
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iShares files with the SEC-iShares U.S. Preferred Stock ETF
May 24, 2018--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares U.S. Preferred Stock ETF.?
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Trump signs bill easing U.S. bank rules into law
May 24, 2018--U.S. President Donald Trump signed into law on Thursday a bill that would ease rules on most banks for the first time since the 2007-2009 financial crisis.
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Thomson Reuters-U.S. Weekly Fund Flows Insight Report: Investors Inject Net New Money Into the U.S. Fund Industry for a Fifth Consecutive Week
May 24, 2018--For the fifth week in a row investors were net purchasers of fund assets (including those of conventional funds and ETFs), adding a little more than $9.9 billion for the fund-flows week ended May 23, 2018.
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Canadian securities regulators focus on areas for reducing regulatory burden for investment funds
May 24, 2018-The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers, which outlines the CSA's plan to pursue four initiatives in the near-term that would remove redundancies and streamline disclosure requirements for investment fund issuers.
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ETFGI reports ETFs and ETPs listed in Canada gathered net inflows of 502.72 million US dollars in April 2018, the lowest since September 2017
May 24, 2018--ETFGI, a leading independent research and consultancy firm on trends in the global ETF/ETP ecosystem, reported today that ETFs and ETPs listed in Canada gathered US$502.72 Mn in net inflows in April 2018, the lowest since September 2017 which suffered US$12.77 Mn. YTD 2018 net inflows are at US$6.56 Bn which is slightly more than the US$6.46 Bn in net inflows at this point last year. (All dollar values in USD unless otherwise noted.)
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CFTC.gov Swaps Report Update
May 23, 2018--CFTC's Weekly Swaps Report has been updated, and is now available.
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Franklin Templeton files with the SEC-3 ETFs
May 23, 2018--Franklin Templeton has filed a post-effective amendment, registration statement with the SEC for the
Franklin Liberty High Yield Corporate ETF
Franklin Liberty International Aggregate Bond ETF
Franklin Liberty Senior Loan ETF.
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Aretex Capital Partners to Acquire Alerian
May 23, 2018--Aretex Capital Partners ("Aretex"), a global private equity firm, today announced that it has entered into a definitive agreement to acquire Alerian, the market leading provider of energy infrastructure indices and market intelligence based in Dallas, Texas.
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SEC Proposes FAIR Act Rules to Promote Research Reports on Investment Funds
May 23, 2018--The Securities and Exchange Commission today proposed rules and amendments that would promote research on mutual funds, exchange-traded funds, registered closed-end funds, business development companies, and similar covered investment funds.
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Research Affiliates-Food for Thought: Integrating vs. Mixing
May 23, 2018--Key Points
The diversified approach of a multi-factor strategy offers a "smoother ride" through economic and market cycles than a single-factor strategy.
Investors should consider both the quantitative and qualitative characteristics of the two most popular multi-factor strategy construction methods-mixing and integrating-before deciding which is best suited for achieving their desired investment outcome.
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BetaShares-How high will US bond yields rise?
May 23, 2018--Last week's technical break higher in US 10-year bond yields has understandably led to concerns that rates could head much higher and potentially undermine equity valuations. Against this background, this note assesses the outlook for both US bond yields and the equity market. Going Up: US 10-year Yields break the 3% barrier
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Harvest Completes Rebalance of its Blockchain Technologies ETF
May 23, 2018--Harvest Portfolios Group Inc. ("Harvest") completed the quarterly rebalance of the portfolio holdings of the Blockchain Technologies ETF ("HBLK") on May 18, 2018.
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BRIEF-NYSE To Launch FANG+ Options On June 4; Offers Efficient Hedging And Exposure To Basket Of Key Tech Stocks
May 23, 2018--NYSE TO LAUNCH FANG+ OPTIONS ON JUNE 4; OFFERS EFFICIENT HEDGING AND EXPOSURE TO BASKET OF KEY TECH STOCKS
INTERCONTINENTAL EXCHANGE-NYSE FANG+ INDEX OPTION CONTRACT WILL TRADE IN U.S. EXCLUSIVELY ON NYSE’S OPTIONS MARKETS, NYSE ARCA & NYSE AMERICAN
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Minutes of the Federal Open Market Committee May 1-2, 2018
May 23, 2018--Developments in Financial Markets and Open Market Operations
The manager of the System Open Market Account (SOMA) provided a summary of domestic and global financial developments over the intermeeting period. Broad measures of financial conditions had tightened somewhat in recent weeks, with U.S. equity prices lower, the foreign exchange value of the dollar moderately higher, and longer-term Treasury yields up a little.
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Sprott files with the SEC
May 22, 2018--Sprott Asset Management USA, Inc. has filed an amendment No.1 to an application for exemptive relief with the SEC.
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Sprott files with the SEC-Actively Managed ETFs
May 22, 2018--Sprott Asset Management USA, Inc. has filed an amendment No.1 to an application for exemptive relief with the SEC.
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PowerShares files with the SEC-PowerShares Solar Portfolio
May 22, 2018--PowerShares Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the
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CFTC Staff Issues Advisory for Virtual Currency Products
May 22, 2018--The Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) today issued a joint staff advisory that gives exchanges and clearinghouses registered with the CFTC guidance for listing virtual currency derivative products.
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BMO Canadian ETF Dashboard-as of April 30, 2018
May 22, 2018--For the month of April, Canadian ETF industry assets under management stood at $153.3 billion, an increase of $1.2 billion over the previous month.
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CFTC Opens Access for U.S. Customers to Trading in Australian Markets
May 22, 2018--The Commodity Futures Trading Commission (CFTC) today announced the approval of Australian Securities Exchange Limited's (ASX 24) application to permit direct access for U.S. customers to trade on its platform.
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Exclusive: Citadel Securities ups ETF game as part of growth push
May 22, 2018--Citadel Securities LLC has entered the lead market making business with a small list of exchange-traded funds, and is doubling down on hiring and analytics in 2018 to keep an edge over rival electronic trading firms, according to sources and an internal memo.
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First Trust Cross-Lists Two Additional ETFs in Mexico
May 21, 2018--As Mexican demand for U.S. and global ETFs grows, First Trust expands its offerings
First Trust Advisors L.P. ("First Trust"), a global ETF provider and asset manager, announced today that it has cross-listed the First Trust Capital Strength ETF (Ticker Symbol: FTCS) and the First Trust Indxx Innovative Transaction & Process ETF (Ticker Symbol: LEGR) on the Mexican stock exchange, Bolsa Mexicana de Valores (BMV).
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NYSE appoints Stacey Cunningham as first female president
May 21, 2018--The New York Stock Exchange has appointed Chief Operating Officer Stacey Cunningham as its first female president, an NYSE spokeswoman told Reuters on Monday.
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With ETFs About to Be Easier to Build, Aspiring Money Managers Go Solo
May 21, 2018--New rules to make setting up funds cheaper and easier to do
Lawsuits, easing regulation are encouraging going it alone
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Vanguard files with the SEC-Vanguard Total World Bond ETF
May 21, 2018--Vanguard has filed a post-effective amendment, registration statement with the SEC for the Vanguard Total World Bond ETF.
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Amplify ETF Trust files with the SEC
May 21, 2018--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Advanced Battery Metals and Materials ETF.
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CFTC Staff Issues Advisory for Virtual Currency Products
May 21, 2018--The Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) today issued a joint staff advisory that gives exchanges and clearinghouses registered with the CFTC guidance for listing virtual currency derivative products.
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Timothy Plan files with the SEC
May 21, 2018--Timothy Plan has planned an application for exemptive relief with the SEC.
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Vanguard Announces Plans To Launch Total World Bond ETF
May 21, 2018--Vanguard today filed a preliminary registration statement with the Securities and Exchange Commission for Vanguard Total World Bond ETF.
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