Foreside files with the SEC-continued

April 2, 2012--Foreside has filed an application for exemptive relief with the SEC.

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Source: SEC.gov


American ETP News
iShares files with the SEC
August 18, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI Russia Capped ETF.
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SSgA files with the SEC
August 18, 2014--SSgA has filed a post-effective amendment, registration statement with the SEC for the SPDR(R) Clarion Global Infrastructure & MLP Portfolio.
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IndexIQ files with the SEC
August 18, 2014--IndexIQ has filed a pre-effective amendment, registration statement with the SEC-IndexIQ Active ETF Trust.
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SSgA files ith the SEC
August 18, 2014--SSgA has filed a second amended application for exemptive relief with the SEC.
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SSgA files with the SEC
August 18, 2014--SSgA has filed a second amended and restated application for exemptive relief with the SEC.
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Pacer files with the SEC
August 18, 2014--Pacer has filed a application for exemptive relif with the SEC.
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State Street files with the SEC
August 18, 2014--State Street has filed a post-effective amendment, registration statement with the SEC
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PowerShares files with the SEC
August 18, 2914--PowerShares has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the PowerShares LadderRite 0-5 Year Corporate Bond Portfolio.
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Precidian files with the SEC
August 18, 2014--Precidian has filed a post-effective amendment, registration statement with the SEC.
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iShares files with the SEC
August 18, 2014--iShares has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the following Fund, iShares MSCI United Kingdom ETF.
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ProShares files with the SEC
August 15, 2014--ProShares has filed a Form S-1 registration statement with the SEC.
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KraneShares files with the SEC
August 15, 2014---KraneShares has filed a post-effective amendment, registration statement with the SEC for the KraneShares FTSE Emerging Markets Plus ETF.
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ETFS files with the SEC
August 15, 2014--ETFS has filed a registration statement with the SEC for the ETFS Zacks Earnings Large-Cap U.S. Index Fund
ETFS Zacks Earnings Small-Cap U.S. Index Fund.
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Pimco files with the SEC
August 15, 2014--Pimco has filed a post-effective amendment, registration statement with the SEC.
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Qatar market reacts slightly to Credit Suisse's FIFA dropout scenario
August 14, 2014--The Qatar Exchange 20 Index slipped 0.13 per cent to 13.505.26 points on Thursday, August 14.
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DBX files with the SEC
August 14, 2014--DBX has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC-First Trust Strategic Income ETF
August 12, 2014--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Strategic Income ETF.
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FlexShares files with the SEC
August 13, 2014--FlexShares has filed a post-effective amendment, registration statement with the SEC for the FlexShares(R) Disciplined Duration MBS Index Fund.
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ETF Securities Advisors LLC files with the SEC
August 13, 2014--ETF Securities Advisors LLC has filed a application for exemptive relief with the SEC.
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ETFis files with the SEC
August 12, 2014--ETFis has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC
August 12, 2014-First Trust has filed a post-effective amendment registration statement with the SEC for the First Trust Enhanced Short Maturity ETF.
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iShares files with the SEC
August 11, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI United Kingdom ETF.
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Van Eck files with the SEC
August 8, 2014--Van Eck has filed a post-effective amendment, registration statement with the SEC for the Market Vectors [Emerging Markets Corporate Bond] ETF.
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Absolute Shares files with the SEC
August 8, 2014--Absolute Shares has filed a pre-effective amendment, registration statement with the SEC.
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Cohen & Steers Capital Management files with the SEC
August 8, 2014--Cohen & Steers Capital Management has filed a application for a order to amend a prior order.
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US banks warn on 'excessive' risk-taking
August 8, 2104--An influential group of Wall Street banks has warned the US Treasury that low volatility in many markets is creating a feedback loop that exacerbates "excessive risk-taking" by investors.
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ProShares files with the SEC
August 7, 2014--ProShares has filed a post-effective amendment, registration statement with the SEC. This post-effective amendment relates only to ProShares MSCI EAFE Dividend Growers ETF and ProShares MSCI Emerging Markets Dividend Growers ETF,
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Direxion files with the SEC
August 7, 2014--Direxion has filed a post-effective amendment, registration statement with the SEC for the
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BATS Exchange Welcomes Two New ProShares Exchange-Traded Funds
ProShares TYTE and WYDE Begin Trading Thursday
August 7, 2014--BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, today announced that the ProShares CDS North American HY Credit ETF (BATS: TYTE) and the ProShares CDS Short North American HY Credit ETF (BATS: WYDE) begin trading today on BATS Exchange.
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CB0-Monthly Budget Review for July 2014
August 7, 2014--The federal government ran a budget deficit of $462 billion for the first 10 months of fiscal year 2014, CBO estimates-$146 billion less than the shortfall recorded over the same span last year. Through the end of July, revenues were about 8 percent higher and outlays were about 1 percent higher than they were at the same point last year.
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ETFis files with the SEC
August 6, 2014--ETFis has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC
August 5, 20144--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Eurozone AlphaDEX(R) ETF.
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Treasury Announces Marketable Borrowing Estimates
August 4, 2014--The U.S. Department of the Treasury today announced its current estimates of net marketable borrowing for the July-September 2014 and October-December 2014 quarters:
During the July- September 2014 quarter, Treasury expects to borrow $192 billion in net marketable debt, assuming an end-of-September cash balance of $150 billion.
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Van Eck files with the SEC
August 4, 2014--Van Eck has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the following series of the Registrant: Market Vectors ChinaAMC SME-ChiNext ETF.
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Morgan Stanley-US ETF Weekly Update
August 4, 2014--US ETF Weekly Update
Weekly Flows: $9.8 Billion Net Inflows
ETFs Have Generated Net Inflows 22 of 31 Weeks YTD
ETF Assets Stand at $1.8 Trillion, Up 8% YTD
Six ETF Launches Last Week
Emerging Global Advisors Announces Four ETF Closures
AdvisorShares Announces New Sub-Advisor for GTAA
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iShare files with the SEC
August 1, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI United Kingdom ETF.
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First Trust files with the SEC
August 1, 2014--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Enhanced Short Maturity ETF.
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PowerShares files with the SEC
August 1, 2014--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares LadderRite 0-5.
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Direxion files with the SEC
August 1, 2014--Direxion has filed a post-effective amendment, registration statement with the SEC for the Direxion S&P 500(R) Volatility Response Shares (VSPY),formerly Direxion S&P 500(R) DRRC Index Volatility Response Shares.
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H.R. 4554, Restricted Securities Relief Act of 2014
August 1, 2014--As ordered reported by the House Committee on Financial Services on May 22, 2014
H.R. 4554 would broaden the instances where sellers of certain securities can take advantage of a safe harbor that allows the securities to be sold without registering the offering with the Securities and Exchange Commission (SEC).
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ETF Series Solutions files with the SEC
July 31, 2014--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC.
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Pimco files with the SEC
July 31, 2014--Pimco has filed a post-effective amendment, registration statement with the SEC. This Post-Effective Amendment No. 100 to the Registration Statement of PIMCO ETF Trust.
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CME Group earnings drop on weak trading volumes
July 31, 2014--CME Group Inc, the world's largest futures market operator, on Thursday reported lower-than-expected second-quarter earnings due to weak trading volumes.
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USCF Advisers files with the SEC
July 31, 2014--USCF Advisers has filed a application for exemptive rlief with the SEC.
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Eaton Vance files with the SEC
July 30, 20144--Eaton Vance has filed a registration statement with the SEC-Eaton Vance ETMF TRUST II.
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Eaton Vance files with the SEC
July 30, 20144--Eaton Vance has filed a registration statement with the SEC for the Eaton Vance ETMF TRUST.
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KraneSHares files with the SEC
July 29, 2014--KraneShares has filed a post-effective amendment, registration statement with the SEC for the KraneShares Bosera MSCI China A Share ETF.
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WisdomTree files with the SEC
July 29, 2014--WisdomTree has filed a post-effective amendment, registration statement with the SEC.
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Alps files with the SEC
July 29, 2014--Alps has filed a post-effective amendment, registration statement with the SEC for the ALPS STOXX Europe 600 ETF.
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Morgan Stanley-US ETF Weekly Update
July 29, 2014--US ETF Weekly Update
Weekly Flows: $345 Million Net Outflows
Second Consecutive Week of Modest Net Outflows
ETFs Have Generated Net Inflows 21 of 30 Weeks YTD
ETF Assets Stand at $1.8 Trillion, Up 10% YTD
Two ETF Launches Last Week
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AdvisorShares Announces Morgan Creek Capital Management Begins as Portfolio Manager of Global Tactical ETF (GTAA)
July 28, 2014--AdvisorShares, a leading sponsor of actively managed exchange-traded funds (ETFs), announced that Chapel Hill, North Carolina-based Morgan Creek Capital Management will assume sub-advisor responsibilities of AdvisorShares Morgan Creek Global Tactical ETF (NYSE Arca: GTAA) today,
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Capital Group Joins BlackRock Filing for New Type of ETF
July 28, 2104--Capital Group Cos., owners of the $1.17 trillion American Funds family, has joined money managers including BlackRock Inc. in seeking regulatory approval for a new type of exchange-traded fund.
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ETFis files with the SEC
July 28, 2014--ETFis has filed a post-effective amendment, registration statement with the SEC for the Tuttle Tactical Management U.S. Core ETF.
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Morgan Stanley- ETF Fund Flows Report
July 28, 2014--There were 43 new ETFs listed in the US in 2Q14, and two new providers entered the market. There were no ETF liquidations in the second quarter. An additional eight ETFs have been launched since the end of 2Q14, and as of 7/22/14 there were 47 issuers with 1,416 ETFs listed in the US.
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ProShares files with the SEC
July 25, 2014--ProShares has filed a pre-effective amendment to form S-1 registration statement with the SEC.
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First Trust files with the SEC
July 25, 2014--First Trust has filed a post-effective amendment registration statement with the SEC for the First Trust International IPO ETF.
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iShares files with the SEC
July 25, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI Emerging Markets Horizon ETF.
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DBX files with the SEC
July 25, 2014--DBX has filed a amended application for exemptive relief with the SEC.
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FlexShares files with the SEC
July 25, 2014--FlexShares has filed a first amended and restated application for exemptive relief with the SEC.
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First Trust files with the SEC
July 25, 2014--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Strategic Income ETF.
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Capital Group files with the SEC
July 25, 2014--Capital Group has filed two applications for exemptive relief with the SEC.
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SEC Adopts Money Market Fund Reform Rules
July 24, 2014--The Securities and Exchange Commission today adopted amendments to the rules that govern money market mutual funds.
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ProShares files with the SEC
July 23, 2014--ProShares has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC
July 2, 2014--First Trust has filed a post-effective amendment, registration statement with the SEC. This Registration Statement relates to First Trust Tactical High Yield ETF.
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Deutsche expands U.S. exchange-traded products team
July 22, 2014--Deutsche Bank AG has hired three new regional vice presidents to join its U.S. distribution team focused on exchange-traded products, the company said on Tuesday.
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Hot ETF sellers give distribution its due
July 22, 2014--Smaller exchange traded fund providers are pointing to heavy investments in distribution staff that have helped them rake in assets and compete in new markets
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Forum files with the SEC
July 22, 2014--Forum has filed a post-effective amendment, registration statement with the SEC for the The Merk Hard Currency ETF.
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AdvisorShares files with the SEC
July 22, 2014--AdvisorShares has filed a post-effective amendment with the SEC. This post-effective amendment No. 95 relates to the AdvisorShares Pacific Asset Enhanced Floating Rate ETF.
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USCF Advisers, LLC files with the SEC
July 22, 2014--USCF Advisers LLC has filed a post-effective amendment, registration statement with the SEC.
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NASDAQ OMX Lists First Trust Dorsey Wright International Focus 5 ETF
International ETF Tracks Index Based on Systematic Momentum Strategy
July 22, 2014-- NASDAQ OMX today announced that First Trust will launch a new exchange traded fund (ETF),First Trust Dorsey Wright International Focus 5 ETF (Symbol: IFV),which will be listed on The NASDAQ Stock Market(R) (NASDAQ(R)). IFV will begin trading on NASDAQ on Wednesday,July 23,2014.
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Morgan Stanley-US ETF Weekly Update
July 21, 2014--US ETF Weekly Update
Weekly Flows: $321 Million Net Outflows
First Net Outflows in 10 Weeks
ETFs Have Generated Net Inflows 21 of 29 Weeks YTD
ETF Assets Stand at $1.8 Trillion, Up 10% YTD
Two ETF Launches Last Week
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Fund managers on alert over money market shake-up
July 21, 2014--Fund managers are jostling to keep hold of $900bn of assets that could be
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State Street files with the SEC
July 21, 2014--State Street has filed a post-effective amendment, registration statement with the SEC.
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iShares Adds Low-Cost Access to Short Duration, High Quality Bonds to the Core Series for Canadian Investors with XSQ
The iShares Core Series for Canadian Investors Leads in Market Flows Since Launch
For Even Greater Simplicity iShares Cores Series Funds to Include 'Core" in Names
July 21, 2014--iShares, the industry-leading exchange-traded fund (ETF) business at BlackRock Asset Management Canada Limited (BlackRock Canada), an indirect, wholly-owned subsidiary of BlackRock, Inc. (BlackRock), announced the addition of the iShares Core Short Term High Quality Canadian Bond Index ETF (XSQ) to its Core Series.
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