Van Eck files with the SEC- Market Vectors Indonesia Small-Cap ETF-continued

April 4, 2012--Van Eck has filed a post-effective amendment No. 656, registration statement with the SEC for the Market Vectors Indonesia Small-Cap ETF.
view filing
Source: SEC.gov


American ETP News
DBX files with the SEC
February 5, 2016--DBX has filed a post-effective amendment, registration statement with the SEC for the Deutsche X-trackers Russell 2000 Enhanced Beta ETF.
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FactorShares files with the SEC
February 5, 2016--FactorShares has filed a post-effective amendment, registration statement with the SEC.
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iShares files with the SEC
February 4, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI Global Impact ETF.
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iShares files with the SEC
February 4, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares International Dividend Growth ETF.
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First Trust files with the SEC
February 3, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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Pointbreak files with the SEC
February 3, 2016--Pointbreak Advisers LLC., has filed a second amended and restated application for exemptive relief with the SEC-actively-managed ETFs.
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Direxion files with the SEC
February 3, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC.
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FT Portfolios Canada Co. Update on Timing of Merger of First Trust Short Duration High Yield Bond ETF
February 3, 2016-- FT Portfolios Canada Co. (the "Manager"), the manager of each of First Trust Short Duration High Yield Bond ETF (CAD-Hedged) ("FSD") (TSX: FSD) and First Trust Short Duration High Yield Bond ETF ("FHY") (TSX: FHY), announced today that the previously announced merger of FHY into FSD (the "Merger") is excepted to become effective as of February 8, 2015.
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IndexIQ files with the SEC
February 2, 2016--IndexIQ has filed a post-effective amendment, registration statement with the SEC for the
IQ Enhanced Core Bond U.S. ETF
IQ Enhanced Core Plus Bond U.S. ETF.
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Precidian files with the SEC
February 2, 2016--Precidian has filed a first amended and restated application for exemptive relief with the SEC.
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ProShares files with the SEC
February 2, 2016--ProShares has filed a post-effective amendment, registration statement with the SEC.
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XTF FAST FUND STATS AS OF January 29, 2016
February 1, 2016--The XTF FAST FUND STATS AS OF January 29, 2016 is now available.
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ETFS White Metals Basket Trust to be Terminated
January 29, 2016--ETF Securities USA LLC, as sponsor (the "Sponsor") of the ETFS White Metals Basket Trust (the "Trust"), has decided to terminate the Trust effective as of March 2, 2016 (the "Termination Date"). The Sponsor regularly reviews the products that it makes available to investors in order to concentrate its offering on products that experience sufficient investor demand.
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Intercontinental Exchange Launches U.S. Treasury Index Family
ICE's new benchmark indices selected by BlackRock to power four iShares(R) U.S. Treasury ETFs
January 29, 2016--Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges, clearing houses and data services, announced today that its subsidiary, Interactive Data Pricing and Reference Data, LLC (Interactive Data), will become the new benchmark index provider for four of BlackRock's iShares U.S. Treasury Exchange Traded Funds (ETFs): iShares 1-3 Year Treasury Bond ETF (SHY), iShares 3-7 Year Treasury Bond ETF (IEI), iShares 7-10 Year Treasury Bond ETF (IEF) and iShares 20+ Year Treasury Bond ETF (TLT).
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U.S. economy hits soft patch in fourth quarter as inventories, trade weigh
January 29, 2016--U.S. economic growth braked sharply in the fourth quarter as businesses stepped up efforts to reduce an inventory glut and a strong dollar and tepid global demand weighed on exports.
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Exchange Traded Concepts files with the SEC
January 29, 2016--Exchange Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the WeatherStorm Forensic Accounting Long-Short ETF.
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First Trust files with the SEC
January 29, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Alternative Absolute Return Strategy ETF.
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SPDR(R) Index Shares Funds-SEC Filing
January 28, 2016--SPDR(R) Index Shares Funds has filed a post-effective amendment, registration statement with the SEC.
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The Select Sector SPDR(R) TRUST SEC Filing
January 28, 2016--The Select Sector SPDR(R) TRUST has filed a post-effective amendment, registration statement with the SEC.
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WisdomTree files with the SEC-WisdomTree Fundamental U.S. Short-Term BBB Corporate Bond Fund
January 28, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Fundamental U.S. Short-Term BBB Corporate Bond Fund.
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WisdomTree files with the SEC-WisdomTree Fundamental U.S. BBB Corporate Bond Fund
January 28, 2016--WisdomTree has filed a post-effective amendment, registration statement with the WisdomTree Fundamental U.S. BBB Corporate Bond Fund.
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WisdomTree files with the SEC-WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund
January 28, 2016--WisdomTree has filed a post-effective amendment, registration statement with the WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund
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WisdomTree files with the SEC-WisdomTree Fundamental U.S. High Yield Corporate Bond Fund
January 28, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Fundamental U.S. High Yield Corporate Bond Fund.
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WisdomTree files with the SEC-WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund
January 28, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund.
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WisdomTree files with the SEC
January 28, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Fundamental U.S. Corporate Bond Fund.
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New York Alaska ETF Management
January 28, 2016--New York Alaska ETF Management has filed a pre-effective amendment, registration statement with the SEC for the 1-3 Month Enhanced Short Duration ETF.
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ProShares Launches MSCI Emerging Markets Dividend Growers ETF (EMDV)
Expands industry-leading suite of dividend growers ETFs
January 27, 2016--ProShares, the leader in dividend growers ETFs, today launched the ProShares MSCI Emerging Markets Dividend Growers ETF (EMDV).
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First Trust files with the SEC
January 27, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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Fees on Mutual Funds and ETFs Tumble Toward Zero
'Loss leaders' boost returns for investors but come with new risks;gasps at Goldman Sachs
January 26, 2016--In November, asset manager, BlackRock Inc. said it would slash by more than 50% the annual expenses charged to investors in an exchange-traded fund that aims to mimic the performance of the entire U.S. stock market.
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Guggenheim Russell 1000(R) Equal Weight ETF Completes Merger with Guggenheim S&P 500(R) Equal Weight ETF
January 26, 2016--Guggenheim Investments, the global asset management and investment advisory business of Guggenheim Partners, today announced the successfully completed merger of Guggenheim Russell 1000(R)Equal Weight ETF (EWRI) into Guggenheim S&P 500(R)Equal Weight ETF (RSP).
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Silver Bullion Trust Unitholders Approve ETF Conversion With Purpose Investments and Enhanced Redemption Features
January 26, 2016--Silver Bullion Trust ("SBT" or the "Trust") (TSX:SBT.UN) (C$) and (TSX:SBT.U)(US$) today announced that SBT Unitholders voted to approve amendments to SBT's Amended and Restated Declaration of Trust dated July 9, 2009 (the "DOT"), in order to permit its conversion from a closed-end fund to a silver-bullion exchange traded fund
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AdvisorShares files with the SEC
January 26, 2016--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the
AdvisorShares Cornerstone Small Cap ETF.
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First NextSharesTM Fund to List and Trade on NASDAQ Stock Market LLC in February
January 25, 2016--Eaton Vance Corp. (Eaton Vance) and Nasdaq, Inc. (Nasdaq) today announced that the first NextSharesTM exchangetraded managed fund, Eaton Vance Stock NextShares (Nasdaq: EVSTC) (the Fund), will list and begin trading on the NASDAQ Stock Market LLC on Friday, February 26, 2016.
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OppenheimerFunds Enters Smart Beta Space with Factor Weighted ETFs
January 25, 2016--OppenheimerFunds, a leading global asset manager, entered the fast-growing smart beta space and is now offering Oppenheimer Factor Weighted ETFs.
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RBC Global Asset Management introduces four new ETFs
January 25, 2016--Global Dividend and Global Equity ETFs offer diversified equity portfolios designed to take advantage of global opportunities and manage risk
Emerging Markets Equity ETF provides investors with greater diversification and access to rapidly growing countries
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ETF Securities Commodity ETP Weekly-Commodities end volatile week
January 25, 2016--After a violent crash in cyclical commodities and other risk assets, prices started to recover in the second half of the week.
In contrast to the futures market, ETP investors have been contrarian and have built long positions, particularly in oil.
Market malaise has maintained strong interest in gold as a haven asset.
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Legg Mason Inks Three Deals in Bid to Diversify Revenue Stream
Legg Mason executives raced to complete three transactions ahead of an investor day Friday
January 22, 2016--Legg Mason Inc. signed three new deals in a continuing bid to bolster its stable of money-management businesses.
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ETF Series Solutions files with the SEC
January 22, 2016--ETF Series Solutions has filed a application for exemptive relief with the SEC.
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SEC Filing-SPDR(R) S&P MIDCAP 400(R) ETF
January 22, 2016--SPDR(R) S&P MIDCAP 400(R) ETF has filed a post-effective amendment no.26 to form S-6 with the SEC.
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Latin America and the Caribbean in 2016: Adjusting to a Harsher Reality
January 22, 2016--It's been a rough start to 2016, as seen by the recent bouts of financial volatility, stemming from uncertainties related to the slowdown in China, lower commodity prices, and divergent monetary policy in advanced economies.
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Legg Mason Acquires Stake in Precidian Investments, Upping Ante in Battle for Hybrid Funds
January 22, 2016--Asset managers' dogfight over a new breed of ETF-hybrid funds intensified Friday after Legg Mason (LM) announced that it had acquired a minority stake in Precidian Investments.
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Infographic-Canadian Venture Stocks Trade at Lowest Volume in a Decade
The last time volume was this low, iphones didn't exist
January 22, 2016--During last year's plunge in commodity prices, the global benchmark exchange for junior resources recorded its lowest average daily trading volume in over a decade.<
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IRON Funds launches Equity Premium Income Fund (CALLX)
January 22, 2016--IRON Funds announced the launch of the IRON Equity Premium Income Fund (NSDQ: CALLX, CALIX) on October 30, 2015.
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Ark files with the SEC
January 22, 2016--Ark has filed a post-effective amendment, registration statement with the SEC for
:The 3D Printing ETF
ARK Israel Innovative Technology ETF.
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ProShares files with the SEC
January 21, 2016--ProShares has filed a post-effective amendment, registration statement with the SEC for the ProShares MSCI Emerging Markets Dividend Growers ETF.
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REX Shares, LLC Announces Collaboration On New MLP Exchange-Traded Products With United States Commodity Funds LLC
January 21, 2015--REX Shares, LLC (REX) today announced it has signed an agreement with United States Commodity Funds LLC (USCF), a sponsor with $4.4 billion of exchange-traded products under management, to work with USCF to develop a series of innovative exchange-traded products providing exposure to master limited partnerships (MLPs).
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Pointbreak files with the SEC
January 21, 2016--Pointbreak Advisers has filed a post-effective amendment, registration statement with the SEC for the Pointbreak India Index Fund.
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U.S. Institutional Investors Plan to Increase and Broaden Use of ETFs in 2016, According to Greenwich Associates Study
January 20, 2016--U.S. institutions plan to increase their use of ETFs in 2016 according to a new report, Institutional Investment in ETFs: Versatility Fuels Growth from Greenwich Associates.
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ETF Series Solutions files with the SEC
January 20, 2016--ETF Series Solutions has filed a application for exemptive relief with the SEC.
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Legg Mason files with the SEC
January 20, 2016--Legg Mason has filed a amended application for exemptive relief with the SEC.
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SPDR S&P 500 ETF SEC Filing
January 20, 2016--SPDR S&P 500 ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares files with the SEC-2 filings
January 20, 2016--iShares has filed 2 post-effective amendment, registration statements with the SEC.
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Canadian Institutions and Asset Managers Among World's Most Active, Sophisticated ETF Investors: Greenwich Report
New Study Reveals Majority of Institutional ETF Assets Are Strategic
Canadian Institutions Lead the U.S. and Europe in Fixed Income and Smart Beta ETF Use January 20, 2015--Canadian institutional investors are increasingly using exchange-traded funds (ETFs) for strategic asset allocations, and are leading the world in the innovative application of ETFs to realize their investment strategies-even beyond equities-according to the Greenwich Associates 2015 Canadian Exchange-Traded Funds study.
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Ropes & Gray Enhances ETF Capabilities
January 20, 2016--Ropes & Gray LLP announced that it has enhanced its exchange-traded fund (ETF) capabilities with the addition of Edward Baer, who has joined the firm's award-winning investment management practice as counsel in San Francisco.
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Global X files with the SEC
January 20, 2016--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Scientific Beta Emerging Markets ETF.
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Morgan Stanley-US ETF Weekly Update
January 19, 2016--US ETF Weekly Update
Weekly Flows: $2.8 Billion Net Outflows
Third Consecutive Week of Net Outflows
International-Emerging ETFs Lead Outflows
High-conviction ETF Recommendations Slide: No Changes
ETF Assets Stand at $1.9 Trillion, down 8% in 2016
Four ETF Launches Last Week
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Treasury hedges keep Vix becalmed
January 19, 2016--Market sell-off's impact on 'fear gauge' mitigated by bond buying.
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Cambria Investment Management Appoints Don Evans As Director Of Business Development
JAnuary 19, 2016--Cambria Investment Management, LP, the Los Angeles-based investment management firm, today announced the appointment of Don Evans as its Director of Business Development.
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Purpose Investments Announces the Launch of the Innovative Purpose Premium Yield Fund
January 19, 2016--Purpose Investments Inc. ("Purpose Investments") is pleased to announce the launch of the Purpose Premium Yield Fund (TSX: PYF) (the "Fund").
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ETF Securities Names Stan Kiang Director of Strategic Partnerships as Firm Continues U.S. Business Expansion
January 19, 2016--ETF Securities (US) LLC announced today that Stan Kiang has joined the firm as Director of Strategic Partnerships. In his new role, Mr. Kiang will focus on maintaining and expanding partnership opportunities with national accounts platforms and asset managers.
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BMO Asset Management Inc. Announces Index Changes for Two BMO ETFs
January 18, 2016--BMO Asset Management Inc. (BMO AM) today announced changes to the underlying indices of BMO Equal Weight US Banks Index ETF (Ticker: ZBK) and BMO Equal Weight US Banks Hedged to CAD Index ETF (Ticker: ZUB).
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Bank of Montreal Enters Robo-Advising Ahead of Other Lenders
January 18, 2016--BMO SmartFolio competes with Wealthsimple, other online rivals
Bank sees platform appealing to millennials, new investors
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BMO Introduces SmartFolio, a Digital Portfolio Management Service to Help Canadian Investors
January 18, 2016--With the launch of SmartFolio, BMO now has one of the most extensive suites of investing services available to Canadians
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Schwab files with the SEC
January 15, 2016--Schwab has filed a post-effective amendment, registration statement with the SEC.
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Columbia files with the SEC
January 15, 2016--Columbia Management Investment Advisers, LLC has filed a application for exemptive relief with the SEC.
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Infographic-Oil Bust Drags Canadian Dollar to Historic Lows
January 15, 2016--"Lower for longer" means loonie could hit US$0.59 by end of 2016
The continued pressure on the oil sector is wreaking havoc on the Canadian dollar.
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Guggenheim files with the SEC
January 15, 2016--Guggenheim has filed a post-effective amendment, registration statement with the SEC for Guggenheim International Optimized Volatility ETF
Guggenheim World Optimized Volatility ETF
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Guggenheim files with the SEC-Guggenheim U.S. Large Cap Optimized Volatility ETF
January 15, 2016--Guggenheim has filed a post-effective amendment, registration statement with the SEC for the Guggenheim U.S. Large Cap Optimized Volatility ETF.
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WisdomTree files with the SEC-WisdomTree Emerging Markets Dividend Fund
January 15, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Emerging Markets Dividend Fund.
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PowerShares files with the SEC-PowerShares S&P 500(R) Quality Portfolio
January 15, 2016--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares S&P 500(R) Quality Portfolio.
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State Street Global Advisors Introduces Innovative Technology ETF
SPDR(R) FactSet Innovative Technology ETF Provides Exposure to Fastest Growing Companies in the Technology Sector and Electronic Media Sub-Sector
January 14, 2016--State Street Global Advisors (SSGA), the asset management business of State Street Corporation (NYSE:STT), today announced that the SPDR FactSet Innovative Technology ETF (XITK) began trading on the NYSE Arca.
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Guggenheim files with the SEC-CurrencyShares(R) British Pound Sterling Trust
January 14, 2016--Guggenheim has filed a form S-1 registration statement with the SEC for the CurrencyShares(R) British Pound Sterling Trust.
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BATS ETF Marketplace Welcomes Two New Reality Shares ETFs
DFND and GARD Began Trading Today on BATS
January 14, 2016--BATS Global Markets (BATS), the #1 U.S. market for the trading of exchange-traded funds (ETFs), today welcomed two new Reality Shares ETFs to the BATS ETF Marketplace.
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Pontbreak files with the SEC Pointbreak Cyber Security Index Fund
January 14, 2016--Pointbreak Advisers LLC has filed a post-effective amendment, registration statement with the SEC for the Pointbreak Cyber Security Index Fund.
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Pontbreak files with the SEC-Pointbreak US Internet Index Fund.
January 14, 2016--Pointbreak Advisers LLC has filed a post-effective amendment, registration statement with the SEC for the Pointbreak US Internet Index Fund.
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Direxion files with the SEC
January 14, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC.
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Pointbreak files with the SEC
January 14, 2016--Pointbreak Advisers LLC has filed a post-effective amendment, registration statement with the SEC for the Pointbreak China Large-Cap Index Fund.
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PowerShares Canada to increase NAV on three ETFs
January 13, 2016--PowerShares Canada announced today that it will increase the net asset value (NAV) of three TSX-listed PowerShares exchange-traded funds (the "ETFs"), calculated after close of business on January 14, 2016.
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Guggenheim files with the SEC-2 filings
January 13, 2016--Guggenheim has filed two separate post-effective amendment, registration statement with the SEC.
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ETFs/ETPs listed in the United States gathered 239.8 billion US dollars in net new assets in 2015, according to ETFGI
January 13, 2016--ETFs/ETPs listed in the United States gathered US$239.8 billion in net new assets in 2015 although it is a large amount it is less than the record US$244.3 billion gathered in 2014.
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Van Eck Launches Market Vectors(R) Generic Drugs ETF (GNRX)
January 13, 2016--Van Eck Global has launched the Market Vectors Generic Drugs ETF (NASDAQ: GNRX), the first and only Exchange-Traded Fund (ETF) to target global manufacturers of generic drugs and biosimilars, similar copies of existing but difficult to replicate biological drugs.
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ETF providers hit out at cash-return rule proposals
January 13, 2016--Exchange-traded fund providers have criticised proposed regulations designed to ensure they can return money quickly to investors during periods of market volatility, arguing that they show a fundamental misunderstanding of how the products work.
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First ETF tracking Hang Seng Indexes debuts on Toronto Stock Exchange
January 13, 2016--Hang Seng Indexes Company Limited (Hang Seng Indexes) has licensed the Hang Seng High Dividend Yield Index to Horizons ETFs Management (Canada) Inc (Horizons) to serve as the underlying index for the creation of an ETF, which listed on the Toronto Stock Exchange yesterday (January 12).
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Amplify ETF Trust files with the SEC
January 12, 2016--Amplify Trust has filed a pre-effective amendment, registration statement with the SEC for the Amplify Online Retail ETF.
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Plus Trust files with the SEC
January 12, 2016--Plus Trust has filed a pre-effective amendment, registration statement with the SEC for the 1-3 Month Enhanced Short Duration ETF.
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PowerShares files with the SEC
January 12, 2016--PowerShares has filed a second amended and restated application for exemptive relief with the SEC.
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State Street files with the SEC
January 12, 2016--State Street has filed a post-effective amendment, registration statement with the SEC for the SPDR FactSet Innovative Technology ETF (XITK).
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Credit Suisse AG Announces the Acceleration of its CSCB ETNs
January 12, 2016--Credit Suisse AG announced today that it will accelerate at its option its Credit Suisse X-Links Commodity Benchmark Exchange Traded Notes (ETNs) due June 15, 2033 ("CSCB'). The acceleration date is expected to be January 28, 2016.
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United States Commodity Funds Lowers Management Fees on 3 ETPs
January 11, 20166--United States Commodity Funds (USCF) announced that effective today, the management fees of three of its exchange-traded products will be permanently lowered.
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SEC Announces 2016 Examination Priorities
New Areas of Focus Include Liquidity Controls, Public Pension Advisers, Product Promotion, Exchange-Traded Funds and Variable Annuities
January 11, 2016--The Securities and Exchange Commission today announced its Office of Compliance Inspections and Examinations'(OCIE) 2016 priorities.
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Exchange Traded Concepts files with the SEC
January 11, 2016--Exchange Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the
REX Gold Hedged S&P 500 ETF
REX Gold Hedged FTSE Emerging Markets ETF.
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Direxion files with the SEC
January 11, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC.
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Fed Eyes Margin Rules to Bolster Oversight
January 10, 2016--Rules limiting what portion of stocks or bonds can be purchased through borrowing are moving up the Fed's to-do list.
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CBO-Monthly Budget Review for December 2015
January 8, 2016--The federal budget deficit was $212 billion for the first three months of fiscal year 2016, CBO estimates.
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ETF Managers Group files with the SEC
January 8, 2016--ETF Managers Group has filed a application for exemptive relief with the SEC-actively-managed ETFs.
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