Standard & Poor's Announces Changes In The S&P/TSX Canadian Indices -continued

March 16, 2012--Standard & Poor's will make the following changes in the S&P/TSX Canadian Indices:
The shareholders of RuggedCom Inc. (TSX:RCM) have accepted the $CDN33.00 cash per share offer from Siemens Canada Limited.
RuggedCom will be removed from the S&P/TSX SmallCap, Equity SmallCap and Clean Technology Indices effective after the close of Wednesday, March 21, 2012.

Company additions to and deletions from an S&P equity index do not in any way reflect an opinion on the investment merits of the company.

Source: Standard & Poor's


American ETP News
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Goldman Sachs files with the SEC- Goldman Sachs JUST U.S. Large Cap Equity ETF
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WisdomTree Cross-Lists 8 Additional ETFs on Bolsa Mexicana de Valores
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Exchange Listed Funds Trust files with the SEC-2 REX Bitcoin Strategy ETFs
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Would Policymakers Target Index Funds?
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Toroso-How to Navigate the ETFs Rising Tides
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The Forum at ETF Research Center-December 2017 Sector SPDR Analyzer
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Precidian files with the SEC-Actively managed ETFs
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Hedge Funds Prepare to Trade Against Bitcoin
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J.P. Morgan files with the SEC-JPMorgan Event Driven ETF
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Cboe Plans December 10 Launch of Bitcoin Futures Trading
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Northern Trust Appoints Head of ETF Capital Markets for FlexShares
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Bitcoin rebounds to $10,500 after U.S. regulator approves futures
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VIX Options Set New Daily Volume Record on Friday, December 1
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USCF Announces the Launch of Two New Funds that are Designed to Track the SummerHaven Private Equity Strategy Indexes (Tickers: BUY, BUYN)
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U.S. Weekly FundFlows Insight Report: Investors Pad the Coffers of Money Market Funds During the Thanksgiving Holiday Flows Week
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Direxion files with the SEC-2 ETFs
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Global X files with the SEC-Global X Artificial Intelligence & Big Data ETF
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CME Group Self-Certifies Bitcoin Futures to Launch Dec. 18
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CFTC Statement on Self-Certification of Bitcoin Products by CME, CFE and Cantor Exchange
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ETF Series Solutions files with the SEC
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Arrow Capital Management Inc. launches its first ETF
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Renaissance Capital Scheduled U.S. IPOs
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CFTC.gov Commitments of Traders Reports Update
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Eaton Vance Launches Floating-Rate NextSharesTM Fund
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World Currency Gold Trust files with the SEC-The Gold Trust
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New ETFs Attempt to Mimic the Portfolios of Private Equity
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CBO-Federal Debt and the Statutory Limit, November 2017
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VanEck Launches Four UCITS ETFs on the Mexican Stock Exchange
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Merk Investments-Buy or Sell? A Question of Risk Management
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Advisors Asset Management Launches Two ETFs for Income Investors
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Citi Appointed by EntrepreneurShares to Provide ETF, Custody and Fund Administration Services for its first Exchange Traded Fund
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U.S. Economy Grows Faster than Expected in 3rd Quarter
November 29, 2017--The Bureau of Economic Analysis (BEA) announced that the U.S. economy grew at a 3.3 percent pace in their third quarter of 2017-faster than their initial estimate of 3.0 percent.
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Nasdaq Plans to Launch Bitcoin Futures in First Half 2018
November 29, 2017--Separately, Cantor Fitzgerald plans derivatives based on the cryptocurrency on its exchange
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New ETF joins fight against sexual harassment in workplace
November 29, 2017--A new exchange-traded fund is being introduced for investors who want their money kept far away from sexual harassment in the workplace.
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SSGA files with the SEC-2 SPDR(R) Index Shares Funds
November 29, 2017--SSGA has filed a post-effective amendment, registration statement with the SEC for the
SPDR S&P(R) Emerging Markets Dividend ETF
SPDR S&P International Dividend ETF.
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USCF files with the SEC-2 SummerHaven ETFs
November 29, 2017--USCF has filed a post-effective amendment, registration statement with the SEC for the
USCF SummerHaven SHPEI Index Fund
USCF SummerHaven SHPEN Index Fund.
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First Trust files with the SEC-First Trust Nasdaq Artificial Intelligence and Robotics ETF
November 29, 2017-First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Nasdaq Artificial Intelligence and Robotics ETF.
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iShares files with the SEC-iShares U.S. Infrastructure ETF
November 29, 2017--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares U.S. Infrastructure ETF.
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Salt Financial, LLC files with the SEC
November 29, 2017--Salt Financial, LLC, ETF Series Solutions and Quasar Distributors, LLC have filed a application for exemptive relief with the SEC.
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Goldman Sachs files with the SEC-Goldman Sachs Access Emerging Markets Local Currency Bond ETF
November 29, 2017--Goldman Sachs has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Access Emerging Markets Local Currency Bond ETF.
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Eaton Vance files with the SEC-Eaton Vance Floating-Rate NextShares
November 29, 2017--Eaton Vance has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance Floating-Rate NextShares.
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Eaton Vance files with the SEC- Eaton Vance Oaktree Diversified Credit NextShares
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NuShares files with the SEC-Nushares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF
November 29, 2017--NuShares has filed a post-effective amendment, registration statement with the SEC for the Nushares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF.
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CFTC.gov Swaps Report Update
November 29, 2017--CFTC's Weekly Swaps Report has been updated, and is now available.
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FAIR Act Expands Safe Harbor for ETF Research Reports Published by Broker-Dealers
November 28, 2017--On October 6, 2017, the Fair Access to Investment Research Act of 2017 (FAIR Act) was signed into law. The FAIR Act directs the SEC to amend Rule 139 under the Securities Act of 1933 to expand the Rule's safe harbor to provide that an investment fund research report regarding an ETF that is published or distributed by a broker-dealer, other than a broker-dealer that is, or is affiliated with, the ETF's investment adviser, will not constitute an offer to sell the ETFs securities pursuant to an effective registration statement, even if the broker-dealer participates in the offering of the ETF's securities.
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AdvisorShares Lowers Total Net Expense Ratio for Top-Performing AADR International Equity ETF
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Global Investor Confidence Declines in November by Only 1.0 point to 97.1
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Vanguard To Introduce First Actively Managed ETFs With Suite Of Factor Funds
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Vanguard Wellington Fund files with the SEC
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Vanguard files with the SEC
November 28, 2017--Vanguard has filed a post-effective amendment, registration statement with the SEC.
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ETFis files with the SEC-Reaves Utilities Fund
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Virtus files with the SEC-Virtus Newfleet Dynamic Credit ETF
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Arrow Investments Trust files with the SEC
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First Trust files with the SEC-First Trust California Municipal High Income ETF
November 28, 2017--First Trust has filed a post-effective amendment, registration statement with the SEC for the
First Trust California Municipal High Income ETF.
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Impact Shares files with the SEC-3 ETFS-WOMN, NACP & TBD
November 28, 2017--Impact Shares has filed a pre-effective amendment, registration statement with the SEC for the
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Impact Shares NAACP Minority Empowerment ETF
Ticker: NACP-NYSE
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Ticker: TBD-NYSE.
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Unknown traders gain influence in commodities markets
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Missing Out: OSC Research Finds Many Millennials Saving, but not Investing
November 27, 2017--A new research study released today by the Ontario Securities Commission (OSC) found that 4 in 5 Ontario millennials (age 18-36) are saving, but only 1 in 2 are investing.
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CFTC.gov Commitments of Traders Reports Update
November 27, 2017--The current reports for the week of November 21, 2017 are now available.
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An Index Methodology for Diversifying Business Risk
November 27, 2017--Abstract
This article introduces a new passive weighting methodology for diversifying business risk: functional information system (FIS)-based stratified weighting. The FIS-based stratified-weight approach effectively diversifies related business risk (RBR), such as supply chain dynamics, customer groups, product types, or other operational attributes that affect groups of companies that share common earnings drivers.
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AdvisorShares Weekly Market Review-Market Up, VIX Down; We Know, Its Shocking!
November 27, 2017--Highlights of the Week Ending 11/24/2017
Macro
The list of factors with the potential to influence markets appears to be getting longer and some of those factors seem to be moving in a more serious direction but no matter, equities continue to rally.
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Manulife Investments Launches Two New Multifactor ETFs
November 27, 2017--Manulife today announced two new Manulife Exchange Traded Funds (ETFs) have closed their initial offering of units and will begin trading on the Toronto Stock Exchange today.
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BMO Exchange Traded Funds files with the SEC
November 27, 2017--BMO Exchange Traded Funds has filed a first amended and restated application for exemptive relief with the SEC.
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Higher inflation on the horizon? Investors reach for TIPS funds
November 27, 2017--Investors last week poured into funds that provide protection against higher US inflation in a sign that some money managers expect a tight labour market and strong economy to finally halt a long stretch of muted price growth.
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Renaissance Capital Scheduled U.S. IPOs-Week of 11/27/17
November 27, 2017----U.S. IPOs-Week of 11/27/17
IPO Commentary
US IPO Week Ahead: Another quiet week before 2017 final stretch: taking a look at what could launch
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J.P. Morgan files with the SEC-JPMorgan Event Driven ETF
November 27, 2017--J.P. Morgan has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Event Driven ETF.
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BlackRock and Vanguard are smart beta's biggest winners
November 27, 2017--BlackRock's smart beta assets have ballooned by almost 180 per cent to $288bn over the past five years, leaving rival asset managers scrambling to close the gap on the world's largest fund house.
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Hartford Funds NextShares Trust files with the SEC-Hartford Global Impact NextShares Fund
November 24, 2017--Hartford Funds NextShares Trust has filed a pre-effective amendment, registration statement with the SEC for the Hartford Global Impact NextShares Fund.
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PowerShares files with the SEC-PowerShares S&P 500 Rising Rates Portfolio
November 22, 2017--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares S&P 500 Rising Rates Portfolio.
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Horizons ETF Trust files with the SEC- Horizons Blockchain ETF
November 22, 2017--Horizons ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Horizons Blockchain ETF.
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ETF Series Solutions & Little Harbor Advisors, LLC files with the SEC
November 22, 2017--ETF Series Solutions Little Harbor Advisors, LLC have filed a application for exemptive relief with the SEC.
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iShares files with the SEC-iShares China Large-Cap ETF
November 22, 2017--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares China Large-Cap ETF.
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TrimTabs files with the SEC-2 Free-Cash-Flow ETFs
November 22, 2017--TrimTabs has filed a post-effective amendment, registration statement with the SEC for the
TrimTabs All Cap International Free-Cash-Flow ETF
TrimTabs All Cap U.S. Free-Cash-Flow ETF.
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EMQQ, The First Broad-Based Emerging Markets Internet and Ecommerce ETF, Marks Third Anniversary
November 22, 2017--Fund is up over 68% in 2017 and now has more than $300 million in AUM; top holdings include Alibaba, Tencent, Mercado Libre and Yandex
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Minutes of the Federal Open Market Committee, October 31-November 1, 2017
November 22, 2017--The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on October 31-November 1, 2017.
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Mackenzie broadens ETF line-up with proven portfolio management expertise combined with flexibility and liquidity
November 22, 2017--Mackenzie Financial Corporation (Mackenzie Investments) announced the launch today of three new Exchange Traded Funds (ETFs) that broaden choice, opportunity and diversification for investors.
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CFTC.gov Swaps Report Update
November 22, 2017--CFTC's Weekly Swaps Report has been updated, and is now available.
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Maybe Bitcoin Isn't Untouchable at J.P. Morgan After All
November 21, 2017--J.P. Morgan weighs helping clients trade bitcoin futures, despite CEO Jamie Dimon's criticism of the cryptocurrency
J.P. Morgan Chase & Co. Chief Executive James Dimon has said that if any of the bank's traders bought or sold bitcoin, he would "fire them in a second."
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SEC Exam Priorities Said to Focus on Cybersecurity, Seniors in 2018
November 21, 2017--The new examination priorities list, usually released in January, would be the roadmap for OCIE activities for the year.
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ETF Managers Trust files with the SEC-IPAY, HACK and SILJ.
November 21, 2017--ETF Managers Trust has filed a post-effective amendment, regsitration statement with the SEC for the
ETFMG Prime Mobile Payments ETF (IPAY)
ETFMG Prime Cyber Security ETF (HACK)
ETFMG Prime Junior Silver ETF (SILJ).
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BMO Exchange Traded Funds files with the SEC
November 21, 2017--BMO Exchange Traded Funds has filed a first amended and restated application for exemptive relief with the SEC.
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ETFis files with the SEC- Virtus InfraCap U.S. Preferred Stock ETF
November 21, 2017--ETFis has filed a post-effective amendment, registration statement with the SEC for the Virtus InfraCap U.S. Preferred Stock ETF.
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ARK Invest Marks Third Anniversary Of Its Four Actively Managed Equity Exchange Traded Funds
November 21, 2017--ARK Investment Management LLC (ARK), a New York based investment adviser focused solely on disruptive innovation, today announced the three-year anniversary of its suite of actively managed equity exchange traded funds (ETFs).
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First Bridge 'ETF 20/20': Exchange Traded Fund-November 2017
November 21, 2017--MSCI and S&P Dow Jones announced important changes to the widely followed GICS (Global Industry Classification System). This will result in a change in the sector into which widely held stocks like Time Warner, Disney and possibly even Facebook & Google are classified.
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The Eurekahedge Report-November 2017
November 21, 2017--Highlights from this month's report
Hedge funds were up 1.28% in October with 2017 year-to-date gains coming in at 6.99%-roughly 77% of fund managers are in positive territory year-to-date while almost 32% have posted double digit gains.
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Innovator fund switches from active to passive management
November 21, 2017--The Innovator IBD 50 Fund, which was actively managed when it launched, has changed its investment strategy.
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Blockchain Gets a Wall Street Win: 'We Know the Thing Works Now'
November 20, 2017--Test of tracking equity swaps with blockchain deemed a success
Firms including Goldman Sachs, JPMorgan did a six-month trial
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XTF ETF Fund Stats Top 5 ETFs Funds Week Ending November 17, 2017
November 20, 2017--View the top 5 ETF highs & lows, most active, top inflows & outflows, movers & laggards, successful recent launches, trade with caution and more.
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UBS Now Offering NextSharesTM Exchange-Traded Managed Funds
November 20, 2017--UBS Financial Services Inc. (UBS) and NextShares Solutions LLC (NextShares Solutions), a wholly owned subsidiary of Eaton Vance Corp. (Eaton Vance), announced today the availability of NextSharesTM exchange-traded managed funds (NextShares) through the UBS brokerage platforms and UBS Strategic Advisor, a non-discretionary advisory program.
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OSI ETF Trust files with the SEC-5 O'Shares ETFs
November 20, 2017--OSI ETF Trust has filed a post-effective amendment, registration statement with the SEC for 5 O'Shares FTSE Russell ETFs.
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FQF Trust files with the SEC-O'Shares FTSE ETFs
November 20, 2017--FQF Trust has filed a post-effective amendment, registration statement with the SEC for 5 O'Shares FTSE ETFs.
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FQF Trust files with the SEC-AGFiQ ETFs
November 20, 2017--FQF Trust has filed a post-effective amendment, registration statement with the SEC for the AGFiQ ETFs.
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BNP Paribas Appoints Neil Johnson as US Head of Institutional Business Development
November 20, 2017--BNP Paribas Asset Management (BNPP AM) is pleased to announce the appointment of Neil Johnson as Head of US Institutional Business Development.
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Janet L. Yellen will step down as a Member of the Board of Governors of the Federal Reserve System, effective upon the swearing in of her successor as Chair
November 20, 2017--Janet L. Yellen submitted her resignation Monday as a Member of the Board of Governors of the Federal Reserve System, effective upon the swearing in of her successor as Chair.
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CFTC.gov Commitments of Traders Reports Update
November 17, 2017--The current reports for the week of November 14, 2017 are now available.
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Thomson Reuters-U.S. Fund-Flows Weekly Report: Funds Experience Positive Net Flows for the Second Consecutive Week
November 17, 2017--After taking in almost $17.5 billion of net new money the prior week Thomson Reuters Lipper's fund macro-groups (including both mutual funds and ETFs) had positive net inflows of $929 million for the fund-flows week ended Wednesday, November 15.
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WisdomTree files with the SEC
November 17, 2017--WisdomTree has filed a post-effective amendment, registration statement with the SEC.
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Treasury Releases Memorandum to the President on FSOC's Designation Processes For Nonbank Financial Companies and Financial Market Utilities
November 17, 2017--The U.S. Department of the Treasury today released a memorandum to the President regarding its review of the designation processes of the Financial Stability Oversight Council (FSOC).
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AdvisorShares files with the SEC
November 17, 2017--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the This Post-Effective Amendment No. 124 relates to the AdvisorShares Cornerstone Small Cap ETF, AdvisorShares Dorsey Wright ADR ETF, AdvisorShares Focused Equity ETF, AdvisorShares KIM Korea Equity ETF, AdvisorShares Madrona Domestic ETF, AdvisorShares Madrona Global Bond ETF, AdvisorShares Madrona International ETF, AdvisorShares Meidell Tactical Advantage ETF, AdvisorShares Newfleet Multi-Sector Income ETF, AdvisorShares Pacific Asset Enhanced Floating Rate ETF, AdvisorShares Peritus High Yield ETF, AdvisorShares Ranger Equity Bear ETF, AdvisorShares Sage Core Reserves ETF, AdvisorShares STAR Global Buy-Write ETF, AdvisorShares Wilshire Buyback ETF, and AdvisorShares Treesdale Rising Rates ETF.
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Principal files with the SEC
November 17, 2017--Principal has filed post-effective amendment, registration statement with the SEC. The filing relates to the prospectus for shares of Principal Active Global Dividend Income, Principal EDGE Active Income, Principal Healthcare Innovators Index, Principal Millennials Index, Principal Price Setters Index, Principal Shareholder Yield Index, Principal Spectrum Preferred Securities Active, and Principal U.S. Small-Cap Multi-Factor Index ETFs.
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FFCM LLC and O'Shares ETF Investments announce the closing of the two O'Shares Hedged ETFs for Developed Markets in Europe and Asia Pacific
November 17, FFCM LLC ("FFCM") and O'Shares Investments, Inc. ("O'Shares") announce the closing of the two ETFs listed below (the "Funds"). 2017--
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BlackRock-Global growth and rising rates set the stage
November 17, 2017--During the month of October, interest rates exhibited some volatility as the market digested headlines around the changing frontrunners for the Federal Reserve Chair nominee as well as the Republican Party's putative tax plans.
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Renaissance Capital Scheduled U.S. IPOs-Week of 11/20/17
November 17, 2017---U.S. IPOs-Week of 11/20/17
IPO Commentary
2017 IPO state rankings: California clings to #1 spot with TX and NY close behind Driven by Silicon Valley, California is again the most active state for 2017 IPO activity with 26 offerings so far this year.
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Guggenheim Investments to Close and Liquidate Guggenheim Large Cap Optimized Diversification ETF (OPD) in December
November 17, 2017--Guggenheim Investments, the global asset management and investment advisory business of Guggenheim Partners, today announced it will close and liquidate Guggenheim Large Cap Optimized Diversification ETF (NYSE Arca:OPD).
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iShares files with the SEC-iShares Evolved U.S. Technology ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iiShares Evolved U.S. Technology ETF.
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iShares files with the SEC-iShares Evolved U.S. Media and Entertainment ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Evolved U.S. Media and Entertainment ETF.
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iShares files with the SEC-iShares Evolved U.S. Innovative Healthcare ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Evolved U.S. Innovative Healthcare ETF.
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iShares files with the SEC-iShares Evolved U.S. Healthcare Staples ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Evolved U.S. Healthcare Staples ETF.
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iShares files with the SEC-iShares Evolved U.S. Financials ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Evolved U.S. Financials ETF.
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iShares files with the SEC-iShares Evolved U.S. Discretionary Spending ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Evolved U.S. Discretionary Spending ETF.
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iShares files with the SEC-iShares Evolved U.S. Consumer Staples ETF
November 16, 2017-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Evolved U.S. Consumer Staples ETF.
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Goldman Sachs files with the SEC
November 16, 2017--Goldman Sachs has filed a first amended and restated application with the exemptive relief with the SEC.
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New York Fed Sees a Healthy Fear in the Volatility Curve
November 16, 2017--The same week they took on bears who warn low stock volatility is a recipe for high stock volatility, New York Federal Reserve staffers are back with a rebuttal for everyone who says the record-low VIX signals complacency.
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Intercontinental Exchange Launches Trading of NYSE FANG+TM Index Futures Contract; More than 2,000 Contracts Traded in First Week
November 16, 2017--Intercontinental Exchange (NYSE:ICE, a leading operator of global exchanges and clearing houses and provider of data and listings services, launched the NYSE FANG+TM Index futures contract on ICE Futures U.S.(R) on November 8, 2017. The new contract had over 2,000 contracts trade in the first week.
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State Street shifts to home-grown indices for three US stock ETFs
November 16, 2017--State Street has dropped Russell indices and begun to compile its own baskets for three US-focused exchange-traded funds, underlining the race to cut costs and the backlash against fees charged by index providers in the burgeoning industry.
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Horizons US Enters into Strategic Partnership with Cadence Capital Management
November 16, 2017--Relationship will culminate in launch of actively managed products
Horizons ETFs Management (US) LLC ("Horizons US"), has partnered with Cadence Capital Management ("Cadence") to develop a series of actively managed, transparent ETFs.
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ProShares Launches the First ETF Specifically Designed to Benefit from the Decline of Bricks and Mortar Retailers
November 16, 2017--ProShares, a premier provider of ETFs, today launched ProShares Decline of the Retail Store ETF (NYSE Arca: EMTY), the first ETF specifically designed to benefit from the decline of bricks and mortar retailers.
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Ivy NextShares files with the SEC-3 Ivy Focused NextShares
November 15, 2017--Ivy NextShares has filed a post-effective amendment, registration statement with the SEC for the
Ivy Focused Growth NextShares
Ivy Focused Value NextShares
Ivy Focused Energy NextShares.
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SEC Enforcement Division Issues Report on Priorities and FY 2017 Results
November 15, 2017--In its ongoing efforts to protect Main Street investors, the Securities and Exchange Commission's Enforcement Division today issued a report highlighting its priorities for the coming year as well as a review of enforcement actions that took place during FY 2017.
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Treasury International Capital Data For September
November 15, 2017--The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for September 2017.
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CFTC.gov Swaps Report Update
November 15, 2017--CFTC's Weekly Swaps Report has been updated, and is now available.
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Vanguard's 2017 Prediction: A Record $350 Billion In New Cash
November 15, 2017--Vanguard benefiting from shift away from money managers who specialize in handpicking winners.
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S&P, MSCI to blend telecom, media stocks in one sector
November 15, 2017--A stock market index revamp could put the FANG stocks under one roof.
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State Street Enhances ESG Products with New Data and Analytics Offerings
November 15, 2017--New Tools Help Clients Measure Environmental, Social, and Governance Risks, Bring Greater Transparency to Their Portfolios' ESG Profiles
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J.P. Morgan files with the SEC-Lomg/Short ETF & Managed Futures Strategy ETF
November 15, 2017--J.P. Morgan has filed a post-effective amendment, registration statement with the SEC for the
JPMorgan Long/Short ETF
JPMorgan Managed Futures Strategy ETF.
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Babson Professor Launches Entrepreneur ETF, Touts New "Entrepreneur Factor"
November 15, 2017--Professor Joel Shuman rings the closing bell at the NYC Stock Exchange to celebrate launch
Babson College Professor Joel Shulman has launched an "Entrepreneur 30" Exchange Traded Fund (ETF).
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J.P. Morgan files with the SEC-JPMorgan Event Driven ETF
November 15, 2017--J.P. Morgan has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Event Driven ETF.
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State Street Global Advisors Announces ETF Share Splits
November 15, 2017--State Street Global Advisors (SSGA), the asset management business of State Street Corporation (NYSE: STT), today announced one forward and one reverse share split on two SPDR(R) ETFs. The aggregate market value of shares outstanding is not impacted for either fund.
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ETFis files with the SEC- Virtus Glovista Emerging Markets ETF
November 15, 2017--ETFis has filed a post-effective amendment, registration statement with the SEC for the Virtus Glovista Emerging Markets ETF.
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Direxion Launches 3X Leveraged ETF on Pharmaceuticals
New ETF Provides 300% Exposure to Dynamic Pharmaceutical Intellidex Index
November 15, 2017--Direxion has launched the Direxion Daily Pharmaceutical Bull 3X Shares (Ticker: PILL).
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S&P Dow Jones Indices and MSCI Announce Revisions to the Global Industry Classification Standard (GICS (R)) Structure in 2018
November 15, 2017--S&P Dow Jones Indices, a leading provider of financial market indices, and MSCI Inc., a leading provider of research-based indexes and analytics, announced today that as a result of their annual review of the Global Industry Classification Standard (GICS(R)) structure, the Telecommunication Services Sector is being broadened and renamed as Communication Services to include companies that facilitate communication and offer related content and information through various media.
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AdvisorShares files with the SEC-AdvisorShares Vice ETF
November 14, 2017--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Vice ETF.
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Eaton Vance files with the SEC-Eaton Vance Oaktree Diversified Credit NextShares
November 14, 2017--Eaton Vance has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance Oaktree Diversified Credit NextShares.
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GraniteShares files with the SEC
November 14, 2017--GraniteShares has filed a post-effective amendment, registration statement with the SEC. This filing relates to the GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF and GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF.
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Oppenheimer files with the SEC
November 14, 2017--Oppenheimer has filed a post-effective amendment, registration statement with the SEC.
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Mexican bank Intercam and Brickblock discussing partnership to offer tokenized ETFs
November 14, 2017--Intercam Banco Founder and President Eduardo Garcia Lecuona has expressed interest in partnering with Brickblock, the first platform to combine cryptocurrencies and real-world assets on the blockchain, to expand his company's exchange-traded fund (ETF) offerings.
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BNY Mellon Announces Organizational Changes-Thomas Gibbons Appointed CEO of Clearing, Markets and Client Management
November 14, 2017--Five new appointees to the Executive Committee:
Michael Santomassimo Appointed Chief Financial Officer;
Hani Kablawi Appointed CEO of Global Asset Servicing and Chairman of EMEA;
Francis La Salla Appointed CEO of Issuer Services;
Lisa Dolly as CEO of Pershing;
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ProShares files with the SEC
November 14, 2017--ProShares has filed a pre-effective amendment No. 1 to a Form S-1 registration statement with the SEC for the
ProShares QuadPro U.S. Large Cap
ProShares QuadPro Short U.S. Large Cap
ProShares QuadPro U.S. Small Cap
ProShares QuadPro Short U.S. Small Cap.
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Horizons ETFs Launches an Innovative Canadian Equity Index ETF
November 14, 2017--New ETF offers an inventive way to screen for quality Canadian equities
Horizons ETFs Management (Canada) Inc. ("Horizons ETFs") is pleased to announce its partnership with Inovestor Inc. ("Inovestor") on the launch of the Horizons Inovestor Canadian Equity Index ETF ("INOC").
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Horizons ETFs files with the SEC-Horizons Cadence Hedged US Dividend Yield ETF
October 14, 2017--Horizons has filed a post-effective amendment, registration statement with the SEC for the Horizons Cadence Hedged US Dividend Yield ETF.
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Calvert Research & Management files with the SEC
November 14, 2017--Calvert Research & Management has filed a amended application for exemptive relief with the SEC.
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Motley Fool Asset Management, LLC files with the SEC
November 14, 2017--Motley Fool Asset Management, LLC has filed a amended application for exemptive relief with the SEC.
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