SPDR INDEX SHARES FUNDS -SEC Filing-continued

March 9, 2012--A post-effective amendment, registration statement has been filled with the SEC-SPDR INDEX SHARES FUNDS.
view filing
Source: SEC.gov


American ETP News
Legg Mason files with the SEC-Legg Mason Emerging Markets Low Volatility High Dividend ETF
August 26, 2016--Legg Mason has filed a post-effective amendment, registration statement statement with the SEC for the Legg Mason Emerging Markets Low Volatility High Dividend ETF.
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CFTC.gov Commitments of Traders Reports Update
August 26, 2016--The current reports for the week of August 23, 2016 are now available.
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Absolute Shares files with the SEC
August 26, 2016--Absolute Shares has filed a post-effective amendment, registration statement with the SEC for the WBI Tactical Rotation Shares.
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SSGA Active Trust files with the SEC-SPDR(R) SSGA Multi-Asset Real Return ETF
August 26, 2016--SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR(R) SSGA Multi-Asset Real Return ETF.
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SSGA files with the SEC
August 26, 2016--SSGA has filed a post-effective amendment, registration statement with the SEC for the SPDR S&P 1000 ETF (formerly, SPDR Russell Small Cap Completeness ETF).
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Plus Trust files with the SEC-1-3 Month Enhanced Short Duration ETF
August 26, 2016--Plus Trust has filed a pre-effective amendment, registration statement with the SEC for the 1-3 Month Enhanced Short Duration ETF.
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Foreside files with the SEC
August 26, 2016--Foreside has filed a amended and restated application for exemptive relif with the SEC.
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John Hancock files with the SEC-John Hancock Multifactor Consumer Discretionary ETF
August 26, 2016--John Hancock has filed a post-effective amendment, registration statement with the SEC for the John Hancock Multifactor Consumer Discretionary ETF.
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Exchange Listed Funds files with the SEC
August 26, 2016--Exchange Listed Funds has filed a post-effective amendment, registration statement with the SEC for the
Gavekal Knowledge Leaders Emerging Markets ETF
Gavekal Knowledge Leaders Developed World ETF.
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The crumbling assumptions of US public pension plans
August 26, 2016--How public pensions calculate their liabilities comes under sharp scrutiny amid fears of a black hole.
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SEC Rule to Limit Derivatives Alarms Industry With Liquidity Concerns
August 25, 2016--A Securities and Exchange Commission proposal to place caps on registered investment firms' exposures to derivatives is showing the hallmarks of a classic Washington battle-the industry is trying to tamp down advocacy groups' requests for broad regulations.
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ETF Managers Trust files with the SEC
August 25, 2016--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the
PureFunds(R)Solactive FinTech ETF
PureFunds(R)ETFx HealthTech ETF.
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PowerShares files with the SEC
August 25, 2016--PowerShares has filed a post-effective amendment, registration statement with the SEC.
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SEC Adopts Rules to Enhance Information Reported by Investment Advisers
August 25, 2016--The Securities and Exchange Commission today adopted amendments to several Investment Advisers Act rules and the investment adviser registration and reporting form to enhance the reporting and disclosure of information by investment advisers.
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Investment Advisers Paying Penalties for Advertising False Performance Claims
August 25, 2016--The Securities and Exchange Commission today announced penalties against 13 investment advisory firms found to have violated securities laws by spreading the false claims made by an investment management firm about its flagship product.
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First Trust Uses New Generic Listing Standards for the Launch of Two New ETFs on NYSE Arca
August 25, 2016--The New York Stock Exchange (NYSE), part of Intercontinental Exchange (NYSE:ICE), today celebrates the listing of two new ETFs from First Trust, marking the first time an issuer has utilized the new streamlined generic listing rules approved last month.
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Schwab Launches Target Date Mutual Funds Constructed With Schwab ETFsTM and Priced at New Industry Low
August 25, 2016--Schwab Target Index Funds available to retirement plans of all sizes at 8 basis points with no minimums, and to individual investors at 13 basis points with just $100 minimum
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WisdomTree Announces Changes to ETF Family
August 25, 2016--WisdomTree (NASDAQ: WETF), an exchange-traded fund ("ETF") and exchange-traded product ("ETP") sponsor and asset manager, today announced it plans to close and liquidate six of its ETFs.
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NuShares files with the SEC-NuShares Enhanced Yield U.S. Aggregate Bond ETF
August 25, 2016--NuShares has filed a pre-effective amendment, registration statement with the SEC for the NuShares Enhanced Yield U.S. Aggregate Bond ETF.
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ETF Series Solutions files with the SEC
August 24, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
SerenityShares Core U.S. ETF
SerenityShares Core Multi-Asset ETF
SerenityShares Impact ETF.
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USCF Advisers files with the SEC
August 24, 2017--USCF Advisers has filed a third amended and restated application for exemptive relief with the SEC.
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CFTC.gov Swaps Report Update
August 23, 2016--CFTC's Weekly Swaps Report has been updated, and is now available.
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Pimco Deceptive Calm | Asset Allocation Outlook: Mid-Year Update, August 2016
August 23, 2016--Markets currently are displaying an unlikely mix of factors-negative yields are coexisting with low volatility and lofty valuations. How should investors position across asset classes in this environment?
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US options trading fell almost a fifth in July
August 23, 2016--July US options trading volumes were at a 14-month low this year, said Tabb.
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Pacer files with the SEC
August 23, 2016--Pacer has filed a post-effective amendment, registration statement with the SEC for the
Pacer TrendpilotTM 750 ETF
Pacer TrendpilotTM 450 ETF
Pacer TrendpilotTM 100 ETF
Pacer TrendpilotTM European Index ETF
Pacer Autopilot Hedged European Index ETF
Pacer Global High Dividend ETF
Pacer US Export Leaders ETF
Pacer International Export Leaders ETF.
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iSHares files with the SEC-iShares Cohen & Steers REIT ETF
August 23, 2016--iShares has filed a post-effective amendment, registration statement with the SRC for the iShares Cohen & Steers REIT ETF.
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iShares files with the SEC-iShares Asia/Pacific Dividend ETF
August 23, 2016--iShares has filed a post-effective amendment, registration statement with the SRC for the iShares Asia/Pacific Dividend ETF.
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Strategy Shares files with the SEC
August 23, 2016--Strategy Shares has filed a post-effective amendment, registration statement with the SEC.
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Reminder: Direxion to Execute Reverse and Forward Share Splits of Nine Leveraged ETFs
August 23, 2016--Direxion will execute the previously announced reverse share splits for four of its leveraged exchange-traded funds ("ETFs"), as well as forward share splits for another five leveraged ETFs.
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First Trust Expects to Boost its Presence in Chile through Strategic BCI Alliance
August 23, 2016--First Trust Advisors L.P. ("First Trust"), a global exchange-traded fund (ETF) provider and asset manager, announced today that it has teamed with Chile's third-largest privately owned bank, Banco de Credito e Inversiones (BCI), to market First Trust ETFs in Chile.
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First Asset announces new actively managed bond ETF
August 23, 2016--In an August 22 press release, First Asset Management announced that the First Asset Investment Grade Bond ETF started trading on the TSX on the same day, under the symbol FIG.
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Pacer files with the SEC
August 23, 2016--Pacer has filed a post-effective amendment, registration statement with the SEC for the
Pacer US Cash Cows 100 ETF
Pacer Developed Markets International Cash Cows 100 ETF
Pacer Emerging Markets Cash Cows 100 ETF.
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CBO-An Update to the Budget and Economic Outlook: 2016 to 2026
August 23, 2016--The deficit under current law is projected to be larger this year, but smaller over the 2017-2026 period, than CBO projected in March. Since January, CBO has reduced its projections of GDP growth and interest rates over the coming decade
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AdvisorShares-Weekly Market Review-The Olympic Vacation is Over
August 22, 2016--Highlights of the Prior week-August 15-August 19
Macro
Markets were again very tame last week as the Olympics continued and wound down. The Dow Jones Industrial Average slid 14 basis points, the S&P 500 dropped two basis points, the NASDAQ added nine basis points, and the Russell 2000 was the big mover with a 0.56% gain.
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AdvisorShares-Active ETF Report-Month ending 07.31.2016
August 22, 2016--Assets in actively managed ETFs continued their steady growth in July, increasing by $337 million, or 1.2%, to $26.719 billion.
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First Trust files with the SEC
August 22, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC for the
First Trust Horizon Managed Volatility Domestic ETF
First Trust Horizon Managed Volatility Developed International ETF.
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DBX files with the SEC
August 22, 2016--DBX has filed a post-effective amendment, registration statement with the SEC for the
Deutsche X-trackers Barclays International Treasury Bond Hedged ETF
Deutsche X-trackers Barclays International Corporate Bond Hedged ETF
Deutsche X-trackers Barclays International High Yield Bond Hedged ETF.
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Van Eck files with the SEC
August 22, 2016--Van Eck has filed a post-effective amendment with the SEC. This filing relates solely to the following series of the Registrant: VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF, VanEck Vectors AMT-Free 8-12 Year Municipal Index ETF and VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF.
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Principal Launches Two Strategic Beta Portfolios
Exchange Traded Funds Target Healthcare Innovation, Millennial Spending Habits
august 22, 2016--Principal announced today the launch of two strategic beta exchange traded funds (ETFs) for investors looking for portfolio growth potential.
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Guggenheim files with the SEC
August 22, 2016--Guggenheim has filed a post-effective amendment, registration statement with the SEC for the
Guggenheim Defensive Equity ETF
Guggenheim Insider Sentiment ETF.
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Fed Officials Brace for (Familiar) New Normal
Unconventional tools used after financial crisis may become increasingly common
August 21, 2016--For much of the post-financial-crisis era, U.S. Federal Reserve officials have held to a belief that they could get back to their old way of doing things.
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PowerShares files with the SEC
August 19, 2016--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares Variable Rate Investment Grade Portfolio-a actively managed ETF.
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Renaissance Capital's IPO Calendar-Week of 8/22/2016
August 19, 2016--Renaissance Capital's IPO Calendar-Week of 8/22/2016 is now available.
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Guggenheim Investments to Close and Liquidate Guggenheim
August 19, 2016--Guggenheim Investments, the global asset management and investment advisory business of Guggenheim Partners, today announced that it will close and liquidate Guggenheim Emerging Markets Real Estate ETF (NYSE Arca: EMRE).
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CFTC.gov Commitments of Traders Reports Update
August 19, 2016--The current reports for the week of August 16, 2016 are now available.
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WisdomTree files with the SEC
August 18, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC.
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EGA Emerging Global Shares files with the SEC
August 18, 2016--EGA Emerging Global Shares has filed a post-effective amendment, registration statement with the SEC.
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KraneShares files with the SEC
August 18, 2016--This post-effective Amendment No. 121 relates to the KraneShares Zacks New China ETF, KraneShares CSI China Internet ETF, KraneShares Bosera MSCI China A Share ETF, KraneShares E Fund China Commercial Paper ETF, KraneShares FTSE Emerging Markets Plus ETF, and KraneShares E Fund China Commercial Paper Hedged ETF (the "Funds"), each a separate series of KraneShares Trust.
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Brokers Smell Trouble Ahead of Attempt to Spur Smallcap Volume
August 18, 2016--SEC pilot program for small U.S. stocks begins Oct. 3
Money managers' systems aren't ready, some brokers say
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S&P Dow Jones Indices-Index Dashboard: Risk & Volatility
August 18, 2016--VIX has remained low in the few past weeks, closing below 14 every day since our last report. Yesterday's publication of the U.S. Federal Reserve's notes from their July meeting offered no surprises, as the VIX closed at 12.19.
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SolidX Bitcoin Trust files with the SEC
August 18, 2016--SolidX Bitcoin Trust has filed a amendment no. 1 to FORM S-1 registration statement with the SEC.
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Principal Exchange-Traded Funds files with the SEC
August 18, 2016--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC for the
Principal EDGE Active Income ETF
:Principal Healthcare Innovators Index ETF
Principal Millennials Index ETF
Principal Morley Securitized Debt Index ETF
Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF.
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USAA ETF files with the SEC
August 17, 2016-- USAA ETF has filed a application for exemptive relief with the SEC.
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USAA ETF files with the SEC
August 17, 2016-- USAA ETF has filed a application for exemptive relief with the SEC.
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iSectors(R), LLC Launches Flagship ETF (NASDAQ: PMPT)
August 17, 2016--Exchange-traded fund is based on iSectors(R)' proprietary liquid alternative ETF strategy, the iSectors(R) Post-MPT Growth Allocation
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CFTC.gov Swaps Report Update
August 17, 2016--CFTC's Weekly Swaps Report has been updated, and is now available.
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Minutes of the Federal Open Market Committee, July 26-27, 2016
August 17, 2016--The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on July 26-27, 2016.
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iSectors, LLC Launches Flagship ETF (NASDAQ: PMPT)
August 17, 2016--Exchange-traded fund is based on iSectors(R), proprietary liquid alternative ETF strategy- the iSectors(R) Post-MPT Growth Allocation
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FT Portfolios Canada Co. announces proposal to convert First Trust Canadian Capital Strength Portfolio into an ETF
August 17, 2016--FT Portfolios Canada Co. (the "Manager"), the manager of First Trust Canadian Capital Strength Portfolio (the "Fund") is pleased to announce that the board of directors of the Manager has approved a proposal to convert the Fund from a mutual fund into an exchange-traded fund or "ETF" (the "Conversion").<
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IEX exchange readies for mainstream debut
August 17, 2016--At the start and end of each trading day, an IEX Group staffer rings a silver-colored bell near the work stations and computers that function as the nerve center for the new stock exchange that's among the most anticipated launches in recent Wall Street history
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Vanguard Asks SEC to Approve an Active ETF for U.S.
August 17, 2016--Vanguard Group is making another bid to launch a new stripe of investment fund in the U.S.
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USAA ETF files with the SEC
August 17, 2016-- USAA ETF has filed a application for exemptive relief with the SEC.
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Vanguard files with the SEC
August 17, 2016--Vanguard has filed a application for exemptive relief with the SEC.
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IndexIQ files with the SEC
August 17, 2016--IndexIQ has filed a post-effective amendment, registration statement with the SEC for the
IQ Candriam SRI US Equity ETF
IQ Candriam SRI World Equity ETF
IQ Candriam SRI International Equity ETF
IQ Candriam SRI European Equity ETF
IQ Candriam SRI Asia Pacific Equity ETF.
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Goldman Sachs files with the SEC- Goldman Sachs Treasury Access 0-1 Year ETF
August 16, 2016--Goldman Sachs has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Treasury Access 0-1 Year ETF.
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Northern Lights Fund files with the SEC
August 16, 2016--Northern Lights Fund has filed a amended application for exemptive relief with the SEC.
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iShares files with the SEC
August 16, 2016--iShares has filed a post-effective amendment, registration statement with the SEC.
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CBOE Launches First in Series of Social Media-Based Strategy Benchmark Indexes
August 15, 2016--CBOE-SMA Large-Cap Benchmark Tracks Portfolio of Stocks With High Social Market Analytics (SMA) Scores
Index Uses Social Media Intelligence as Investment Tool
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Treasury International Capital Data for June
August 15, 2016--The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for June 2016. The next release, which will report on data for July 2016, is scheduled for September 16, 2016.
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AdvisorShares--Weekly Market Update-Markets Take The Week Off To Watch The Olympics
August 15, 2016-Highlights of the Prior week
For the week of August 08-August 12
Macro
The Olympic Games are of course well under way marking the quadrennial time where we collectively become a whole lot more interested in swimming, gymnastics and team handball (check it out if you are unfamiliar).
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iShares files with the SEC-iShares 5-10 Year USD Bond ETF
August 15, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares 5-10 Year USD Bond ETF.
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iShares files with the SEC-iShares MSCI USA ESG Optimized ETF
August 15, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI USA ESG Optimized ETF.
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Davis files with the SEC-Second Amended Application
August 15, 2016--Davis has filed a second amended application for exemptive relief with the SEC-actively managed ETFs.
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Davis files with the SEC
August 15, 2016--Davis has filed a amended application for exemptive relief with the SEC-actively mnaged ETFs.
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Exchange Traded Concepts files with the SEC
August 15, 2016--Exchange Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the The WEAR ETF.
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Nasdaq Tries to Appeal to Investors Lured by New Rival IEX
August 14, 2016--Nasdaq plans a new option for investors who complain they can't keep up with rapid-fire trading
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Elkhorn files with the SEC
August 12, 2016--Elkhorn has filed a post-effective amendment, registration statement with the SEC. This Registration Statement relates to the Elkhorn S&P 500 Capital Expenditures Portfolio, a series of the Registrant.
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CFTC.gov Commitments of Traders Reports Update
August 12, 2016--The current reports for the week of August 9, 2016 are now available.
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This Week's IPO Calendar from Renaissance Capital
August 12, 2016--This Week's IPO Calendar from Renaissance Capital is now available.
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FTSE Russell & O'Shares Celebrate First Year of Innovation
August 12, 2016--Unique multi-factor indexes from FTSE Russell are powerful tools for investors
O'Shares ETFs based on FTSE Russell indexes popular with investors
Firms ring NYSE closing bell to celebrate important milestone
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WisdomTree files with the SEC-WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund
August 12, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund.
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NuShares files with the SEC
August 12, 2016-NuShares has filed a pre-effective amendment, registration statement with the SEC for the NuShares Enhanced Yield U.S. Aggregate Bond ETF.
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US bond ETFs set record in yield scramble
August 12, 2016--Investors have poured more money into US fixed income exchange traded funds so far this year than for the whole of 2015,as the hunt for returns intensifies with nearly $13tn of global bond yields trades below zero.
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Fidelity files with the SEC-Fidelity Exchange-Traded Active Fund
August 11, 2016--Fidelity has filed a application for exemptive relief for the Fidelity Exchange-Traded Active Fund. The Trust, which will register under the 1940 Act as a closed-end management company, will create and operate an actively-managed investment portfolio.
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Global X files with the SEC-Global X MSCI SuperDividend(R) EAFE ETF
August 11, 2016--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X MSCI SuperDividend(R) EAFE ETF.
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Davis 2 filings with the SEC
August 11, 2016--Davis has filed a pre-effective amendment, registration statement with the SEC for the
Davis Focused US Equity ETF (DAVS)
Davis Select Financial ETF (DSFE)
Davis Select World Opportunities ETF (DSWO).
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Global X files with the SEC
August 11, 2016---Global X has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the following series of the Registrant:
Global X Education Thematic
Global X FinTech Thematic
Global X Internet of Things Thematic
Global X Robotics & Artificial Intelligence Thematic ETF.
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Bats Announces Plans to Acquire Javelin Swap Execution Facility
August 11, 2016--Bats Global Markets, Inc. (Bats: BATS) has announced plans to acquire Javelin SEF, LLC (Javelin), a Swap Execution Facility (SEF).
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Janus files with the SEC
August 11, 2016--Janus has filed a post-effective amendment, registration statement with the SEC.
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U.S. Stocks Notch a Record Trifecta
August 11, 2016--For the first time since dot-com boom was in full swing, Dow industrials, S&P 500 and Nasdaq Composite all reach highs on same day
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Strategy Shares files with the SEC-US MARKET rotation strategy etf
August 10, 2016--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the US MARKET rotation strategy etf (formerly, US Equity Rotation Strategy ETF).
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Nasdaq to launch incentives to spur trading in low-volume ETFs
August 10, 2016--Nasdaq Inc NDAQ.O on Wednesday said it plans to increase the amount it pays to trading firms that support exchange-traded funds in an effort to make thinly traded ETFs easier to buy and sell.
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Direxion Launches Inverse ETF
New ETF Offers Single Inverse Exposure to European Financials
August 10, 2016--Direxion announced today it has added a new ETF to its existing lineup of inverse ETFs.
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ACSI Funds Taps ETF Industry Leader Kevin Quigg as Chief Strategist, Files ETF Prospectus with SEC
August 10, 2016--ACSI Funds, an asset management firm specializing in the use of proprietary customer satisfaction data as a leading indicator for security selection, is pleased to announce the appointment of Kevin Quigg as Chief Strategist.
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Zacks Index Services Launches The "Smart" Summit Zacks Global Water Index
August 10, 2016--Licensed to Summit Water Capital Advisors as the Basis for the Summit Water Infrastructure Multifactor ETF
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Reality Shares-The Future of Dividend Growth
August 10, 2016--Dividends have been on the rise since the end of the financial crisis, and growing and paying dividends has been a very important theme throughout the recovery. As bond yields plummeted and stayed near historic lows, there has certainly been a dividend renaissance across the investment community.
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Infographic-The Regulatory Burden in the U.S. is a Whopping $4 Trillion
August 9, 2016--One of the big problem with regulatory policy is that typically new regulations are only added-never subtracted.
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BNY Mellon ADR Index Monthly Performance Update
August 9, 2016--The BNY Mellon ADR Index Monthly Performance Update is now available.
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Is FINRA doing enough to steer investors clear of bad brokers?
August 9, 2016--A recent debate has emerged as to whether U.S. regulators and the securities industry have done enough to rid themselves of bad brokers.
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Direxion files with the SEC-Direxion Auspice Broad Commodity Strategy ETF
August 9, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC for the Direxion Auspice Broad Commodity Strategy ETF.
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Nasdaq hits record high, other indexes hover near highs
August 9, 2016--The Nasdaq composite rose to a record high close on Tuesday while other major indexes hovered near their own recent all-time highs in a session with thin trading volume.
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Citi Launches C-Tracks ETNs on the Miller/Howard MLP Fundamental Index, Series B
August 9, 2016--Citigroup Global Markets Holdings Inc. (CGMHI), a wholly owned subsidiary of Citigroup Inc. (NYSE: C), announced today the launch of a new C-Tracks exchange-traded note, the C-Tracks ETNs on the Miller/Howard MLP Fundamental Index, Series B, due July 13, 2026 (MLPE C-Tracks).
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USCF Advisers files with the SEC-USCF Restaurant Leaders Fund
August 8, 2016--USCF Advisers has filed a post-effective amendment, registration statement with the SEC for the USCF Restaurant Leaders Fund.
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AdvisorShares--Weekly Market Update-This Week in Active ETFs: Jobs Very Strong...Again!
August 8, 2016--Weekly Market Review-Highlights of the week of August 01-August 05
Macro
For the second month in a row the non-farm jobs report was surprisingly strong as 255,000 jobs were reported for July following up on the slightly, upwardly revised 292.000 in June.
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Wave of Reverse Splits Coming For VIX ETFs
August 8, 2016--Recently placid stock market volatility means that three of the market's most popular CBOE Volatility Index (VIX) exchange-traded products are scheduled for reverse share splits this week.
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Janus files with the SEC
August 8, 2016--Janus has filed a post-effective amendment, registration statement with the SEC.
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New Rules and Fresh Headaches for Short-Term Borrowers
August 8, 2016--Move by SEC to make money-market funds safer is putting stress on a crucial funding source for cities, counties and foreign banks.
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Calvert Investments Launches Global Energy Research Index
August 8, 2016--Calvert Investments launched the Calvert Energy Research Index (CALNRG), which marks the seventh addition to the firm's growing suite of responsible indexes and its second research index.
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A 401(k) From a Robot? Digital Advice Pushes Further Into Consumer Finance
August 7, 2016--Robo advisers such as Wealthfront and Betterment are moving into '529' plans and 401(k) accounts.
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Foreside files with the SEC
August 5, 2016--Foreside has filed a amended and restated application for exemptive relief with the SEC.
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ETF Series Solutions files with the SEC-American Customer Satisfaction Index ETF
August 5, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the American Customer Satisfaction Index ETF.
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UPDATE 1-Senior U.S. ETF executive at Deutsche Bank has left company-sources
August 5, 2016--Aug 4 Dodd Kittsley, who has served as head of exchange-traded product strategy at Deutsche Bank AG's U.S. asset management unit for the past two years, has left the company, according to two people with knowledge of the departure.
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DBX files with the SEC
August 5, 2016--DBX has filed a post-effective amendment, registration statement with the SEC for the Deutsche X-trackers USD High Yield Corporate Bond ETF
Deutsche X-trackers iBoxx Emerging Markets Quality Weighted Bond ETF.
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CBO-Monthly Budget Review for July 2016
August 5, 2016--The federal budget deficit was $514 billion for the first 10 months of fiscal year 2016, the Congressional Budget Office estimates-$49 billion more than the shortfall recorded during the same period last year.
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VanEck files with the SEC-VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF
August 5, 2016--VanEck has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF.
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Amplify ETF files with the SEC-YieldShares Prime 5 Dividend ETF
August 5, 2016--Amplify ETF has filed a post-effective amendment, registration statement with the SEC for the YieldShares Prime 5 Dividend ETF.
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CFTC.gov Commitments of Traders Reports Update
August 5, 2016--The current reports for the week of August 2, 2016 are now available.
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Renaissance Capital's IPO Calendar-Week of 8/8/2016
August 5, 2016--The Renaissance Capital's IPO Calendar-Week of 8/8/2016 is now available.
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VIX Plunges to Lowest Level in Two Years
August 5, 2016--Stock market volatility was low already but the CBOE Volatility Index (VIX) on Friday fell to its lowest level in two years.
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Pointbreak files with the SEC-Pointbreak Diversified Commodity Strategy Fund
August 5, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC-Pointbreak Diversified Commodity Strategy Fund.
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Pointbreak files with the SEC-Pointbreak Agriculture Commodity Strategy Fund
August 5, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC-Pointbreak Agriculture Commodity Strategy Fund.
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Pointbreak files with the SEC-Pointbreak China Index Fund
August 5, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC-Pointbreak China Index Fund.
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Pointbreak files with the SEC-Pointbreak US Internet Index Fund
August 5, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC-Pointbreak US Internet Index Fund.
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Pointbreak files with the SEC-Pointbreak Buyback Index Fund
August 5, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC-Pointbreak Buyback Index Fund.
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Pointbreak files with the SEC
August 5, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC.
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Direxion files with the SEC
August 5, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC.
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Brazil may be the Owner of 20% of the World's Water Supply but it is still Very Thirsty
August 5, 2016--Water resource management needs to be improved to meet the growing demand for drinking water and for water used in the agricultural and energy sectors
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CBO-The Distribution of Asset Holdings and Capital Gains
August 4, 2016--In this report, CBO and the staff of the Joint Committee on Taxation examine the distribution of capital assets and net capital gains and losses in 2010 by type of asset and by the income and age of the asset holder.
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Toroso Portfolio Update-July 2016
August 4, 2016--The Toroso Portfolio Update-July 2016 is now available.
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BlueStar Indexes(R) Expands Executive Team with Appointment of Joseph J. Levin as Partner and Chief Investment Strategist
August 4, 2016--BlueStar, a New York-based provider of Israel-focused indexes, today announced the appointment of Joseph J. Levin to the position of Partner and Chief Investment Strategist.
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ETF Series Solutions files with the SEC-AlphaMark Actively Managed Small Cap ETF
August 4, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC-AlphaMark Actively Managed Small Cap ETF.
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ETF Series Solutions files with the SEC
August 4, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC.
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Recon Capital & Crow Point Partners Launch the Crow Point Dividend Plus Fund (SYMBOL: GDPIX)
August 4, 2016--Fund Seeks to Provide a High Level of Current Income as well as Capital Preservation
Recon Capital, an investment firm and exchange traded fund (ETF) provider has expanded its product offerings by partnering with Crow Point Partners, LLC, a boutique investment manager with a long track record in global equity, alternative, and specialty fixed income strategies, to offer the Crow Point Dividend Plus Fund (Symbol: GDPIX).
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Federal Reserve Fines Goldman Sachs $36 Million in Document Leak
August 3, 2016--The Federal Reserve took action on Wednesday against Goldman Sachs and one of its former executives, escalating a long-running investigation into a leak of confidential government information.
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CFTC.gov Swaps Report Update
August 3, 2016--CFTC's Weekly Swaps Report has been updated, and is now available.
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SEC looks to Equity Committee to refine circuit-breaker rules
August 3, 2016--Mary Jo White asked equity committee to consider refinements to circuit breakers, which could exacerbate volatility if triggered.
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Deutsche X-trackers lowers fees across suite of US-listed China ETFs
August 2, 2016--Europe's second largest provider of exchange-traded funds Deutsche Asset Management (Deutsche AM) has reduced the total expense ratios (TERs) on four of its Deutsche X-trackers ETFs focused on targeting Chinese equity exposure.
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Bats grows options business with launch of auctions
August 2, 2016--Options auctions -'BAM' -set to launch in November this year.
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VXUP & VXDN PREMIUMS AND DISCOUNTS
the unique relationship between trading prices and net asset values
August 2, 2016--VXUP and VXDN have a unique and important relationship between their trading prices and net asset values (NAVs) which differs from other ETFs.
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Dhandho Funds LLC files with the SEC
August 2, 2016--Dhandho Funds LLC has filed a amended application for exemptive relief with the SEC.
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Goldman Sachs files with the SEC
August 2, 2016--Goldman Sachs has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Hedge Industry VIP ETF.
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Brazil economists trim forecast for rate hikes
August 2, 2016--Brazil economists forecast the central bank will be less aggressive when cutting interest rates this year as inflation remains sticky.
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Statement Regarding Progress on the Review of the U.S. Treasury Market Structure since the July 2015 Joint Staff Report
August 2, 2016--The U.S. Department of the Treasury, the Board of Governors of the Federal Reserve System, the Federal Reserve Bank of New York, the U.S. Securities and Exchange Commission, and the U.S. Commodity Futures Trading Commission (Joint Member Agencies) today issued this statement to highlight significant actions taken since the issuance last July of their Joint Staff Report on the U.S. Treasury market, including the recently signed memorandum of understanding to share information on U.S. Treasury cash and related derivative markets among the agencies and their plans to host a second conference on October 24 to continue progress on these efforts.
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AdvisorShares--Weekly Market Review -There Is No Playbook
August 1, 2016--Highlights of the Prior week of July 25-July 29
Macro
In this past week's AdvisorShares AlphaCall, Bob Boyd from Pacific Asset Management said that there was no playbook for how to come out of the type of recession that occurred in 2008.
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CBOE Holdings Reports July 2016 Trading Volume
August 1, 2106--Total Volume of 94.4 Million Contracts
Total ADV Down 2% from July 2015
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Treasury Announces Marketable Borrowing Estimates
August 1, 2016--The U.S. Department of the Treasury today announced its current estimates of net marketable borrowing for the July-September 2016 and October-December 2016 quarters:
During the July-September 2016 quarter, Treasury expects to borrow $201 billion in net marketable debt, assuming an end-of-September cash balance of $350 billion.
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AltaVista-August 2016 ETF Analyzer--Sector SPDR Edition
August 1, 2016--The AltaVista-August 2016 ETF Analyzer--Sector SPDR Edition is now available.

Succinct reports in three easy-to-read sections: Investment Summary, Fundamentals, and Composition
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