ProShares files with the SEC-continued

March 2, 2012--ProShares has filed a post-effective amendment, registration statement with the SEC. This post-effective amendment relates only to ProShares UltraPro Financials, ProShares UltraPro Oil & Gas, ProShares UltraPro Short Financials, and ProShares UltraPro Short Oil & Gas, each a new series of ProShares Trust.
view filing
Source: SEC.gov


American ETP News
State Street Global Advisors Announces New Promotion Agent for SPDR(R) ETF Business in South America
November 3, 2016--State Street Global Advisors (SSGA), the asset management business of State Street Corporation (NYSE:STT), today announced a partnership with Credicorp Capital which will serve as promotion agent for SPDR ETFs to institutional investors in Chile, Peru and Colombia.
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Hartford Funds Management Company files with the SEC-Hartford Global Impact NextShares Fund
November 30, 2016--Hartford Funds Management has filed a Form N-1A registration statement with the SEC for the Hartford Global Impact NextShares Fund.
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FlexShares files with the SEC
November 30, 2016--FlexShares has filed a post-effective amendment, registration statement with the SEC.
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Gabelli Funds launches Gabelli Media Mogul NextShares
November 30, 2016--Gabelli Funds, LLC, a subsidiary of GAMCO Investors, Inc. (NYSE:GBL), announced today that Gabelli Media Mogul NextShares (the "Fund") would list and commence trading on Nasdaq Stock Market LLC on December 1, 2016 under the symbol "MOGLC."
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BlackRock to Make Index Changes to Two iShares Core ETFs in Early 2017
November 29, 2016--Effective on or around January 23, 2017, BlackRock will make the following changes to two iShares Core ETFs.
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KraneShares files with the SEC
November 29, 2016--KraneShares has filed a amended and restated application for exemptive relief with the SEC-actively managed ETFs.
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ETFis files with the SEC
November 29, 2016--ETFis has filed a post-effective amendment, registration statement with the SEC for the Reaves Utilities ETF.
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First Trust files with the SEC
November 28, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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Horizons files with the SEC
November 28, 2016--Horizons has filed a post-effective amendment, registration statement with the SEC for the
Horizons China High Dividend Yield ETF
Horizons Canada S&P/TSX 60 ETF.
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Virtus files with the SEC-Virtus Newfleet Dynamic Credit ETF
November 28, 2016--Virtus has filed a post-effective amendment, registration statement with the SEC for the Virtus Newfleet Dynamic Credit ETF.
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Arrow files with the SEC
November 28, 2016--Arrow has filed a post-effective amendment, registration statement with the SEC.
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Arrow files with the SEC-Arrow DWA Tactical ETF
November 28, 2016--Arrow has filed a post-effective amendment, registration statement with the SEC for the Arrow DWA Tactical ETF.
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Davis files with the SEC
November 25, 2016--Davis has filed a pre-effective amendment, registration statement with the SEC.
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Davis files with the SEC
November 25, 2016--Davis has filed a pre-effective amendment, registration statement with the SEC for the
Davis Select U.S. Equity ETF
Davis Select Financial ETF
Davis Select Worldwide ETF.
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GraniteShares files with the SEC
November 23, 2016--GraniteShares has filed a Form N-1A registration statement with the SEC.
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Absolute Shares files with the SEC-WBI Power FactorTM High Dividend ETF
November 23, 2016--Absolute Shares has filed a post-effective amendment, registration statement with the SEC for the WBI Power FactorTM High Dividend ETF.
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Global X Funds Announces Index Change for Gold Explorers ETF
November 23, 2016--Global X Funds, the New York-based provider of exchange-traded funds (ETFs), today announced that the Global X Gold Explorers ETF (NYSE: GOEX) will undergo an index change and track the Solactive Global Gold Explorers & Developers Total Return Index.
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PowerShares Announces Listing Transfer for 27 ETFs
November 23, 2016--Invesco PowerShares Capital Management, LLC, a leading global provider of exchange-traded funds (ETFs), announced a listing transfer today for 27 of its ETFs.
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Minutes Of The Federal Open Market Committee, November 1-2, 2016
November 23, 2016--The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on November 1-2, 2016.
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iShares files with the SEC-iShares Core MSCI EAFE ETF?
November 22, 2016--iShares has filed apost-effective amendment, registration statement with the SEC for the iShares Core MSCI EAFE ETF.
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FlexShares Launches Core Select Bond ETF
November 22, 2016--New ETF leverages over 40 years of Northern Trust fixed income expertise.
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ETFis files with the SEC-InfraCap REIT Preferred ETF
November 21, 2016--ETFis has filed a post-effective amendment, registration statement with the SEC for the InfraCap REIT Preferred ETF.
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Blue Sky Asset Management, LLC files with the SEC
October 21, 2016--Blue Sky Asset Management, LLC has filed a amended application for exemptive relief with the SEC.
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Goldman Sachs quits R3 blockchain consortium
November 21, 2016--US bank decides against taking part in a $150m funding round.
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PowerShares files with the SEC-PowerShares S&P International Developed High Dividend Low Volatility Portfolio
November 21, 2016--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares S&P International Developed High Dividend Low Volatility Portfolio.
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PowerShares files with the SEC-PowerShares S&P SmallCap High Dividend Low Volatility Portfolio
November 21, 2016--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares S&P SmallCap High Dividend Low Volatility Portfolio.
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Steven A Cohen makes a move into index funds
November 21, 2016--Acorns Grow encourages users to make regular small-dollar contributions into a basket of exchange-traded index funds.
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Trump's turn? Republican presidents rule recessions
November 20, 2016--History could portend a bad omen for President-elect Donald Trump: recessions are more common under Republican presidents.
Every Republican president since Teddy Roosevelt in the early 1900's endured a recession in their first term, according to an analysis from Sam Stovall, chief investment strategist at stock research firm CFRA.
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More Seek Advice Through Employer Plans-The trend is shifting
November 20, 2016--Seventy-one percent of Americans are interested in receiving financial advice, according to the TIAA 2016 Advice Matters Survey.
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Exclusive: Wells Fargo to unveil robo-adviser partnership with SigFig.
November 18, 2016--Wells Fargo & Co is set to announce a partnership with SigFig for clients to use the robo-adviser's technology and wealth management investment tools.
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Exchange Traded Concepts files with the SEC-ETF Market ETF
November 18, 2016--Exchange Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the ETF Market ETF.
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Highland Funds files with the SEC
November 18, 2016--Highland Funds has filed a post-effective amendment, registration statement with the SEC.
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How the SEC's Blockchain Lead is Defining Future Regulation
November 17, 2016--In a sign of how serious state powers are taking the emergence of blockchain, the most powerful regulatory body in the US now has a working group dedicated to protecting its users and investors from fraud in the sector.
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WisdomTree files with the SEC
November 17, 2016--WisdomTree has filed a post-effective amendment, registration statement with the SEC.
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WisdomTree files with the SEC
November 17, 2016--WisdomTree has filed Post-effective amendment, registration statement with the SEC.
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Victory files with the SEC
November 17, 2016--Victory has filed a post-effective amendment, registration statement with the SEC.
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BlackRock, Pimco Issue Inflation Warnings Ahead of TIPS Auction
November 16, 2016--U.S. selling $11 billion of 10-year inflation-linked debt
Nominal Treasuries fall as Yellen says Fed close to rate hike
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IMF Working paper-Stock Market Liquidity in Chile
November 16, 2016--Summary: Chile has a large but relatively illiquid stock market. Global factors such as global risk appetite and monetary policy in advanced economies are key cyclical determinants of liquidity in Chilean equities.
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Gabelli files with the SEC-Gabelli NextShares Trust
November 16, 2016--Gabelli has filed a pre-effective amendment, registration statement with the SEC for the Gabelli NextShares Trust.
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Pimco files with the SEC
November 16, 2016--Pimco has filed a post-effective amendment, registration statement with the SEC.
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IMF-Brazil : Selected Issues
November 15, 2016--FINANCIAL AND BUSINESS CYCLES IN BRAZIL1
This paper assesses the importance of financial market developments for the business cycle in Brazil. The results underscore the importance of macro-financial linkages and highlight risks to the recovery going forward.
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Legg Mason files with the SEC-Legg Mason Emerging Markets Low Volatility High Dividend ETF
November 15, 2016--Legg Mason has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to Legg Mason Emerging Markets Low Volatility High Dividend ETF.
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AdvisorShares files with the SEC
November 15, 2016--AdvisorShares has filed a post-effective amendment, registration statement with the SEC.
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Bitcoin Futures Might Be Coming Soon
November 15, 2016--CME Group launches indexes to track the virtual currency that could lead to the listing of futures contracts
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Fed's Fischer says 'flash' market events may happen more often
November 15, 2016--Bond market liquidity is adequate but deserves scrutiny, Fed's Fischer says
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ETFS files with the SEC
November 14, 2016--ETFS has filed a post-effective amendment, registration statement with the SEC.
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FQF files with the SEC
November 14, 2016--FQF has filed a post-effective amendment, registration statement with the SEC
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J.P. Morgan files with the SEC-JPMorgan Diversified Return U.S. Small Cap Equity ETF.
November 14, 2016--J.P. Morgan has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Diversified Return U.S. Small Cap Equity ETF.
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FQF files with the SEC
November 14, 2016--FQF has filed a post-effective amendment, registration statement with the SEC.
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George Soros takes stake in largest China-focused ETF
November 14, 2016--Billionaire investor has repeatedly warned of a looming financial crisis with debt-laden China at the centre of the storm.
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Pimco files with the SEC
November 14, 2016--PIMCO has filed a application for exemptive relief with the SEC.
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IEX hires ex-banking executive to take on NYSE, Nasdaq for listings
November 14, 2016--IEX Group, operator of the newest U.S. stock exchange, on Monday said it hired former Morgan Stanley executive Sara Furber to help it challenge Nasdaq Inc (NDAQ.O) and Intercontinental Exchange Inc's (ICE.N) New York Stock Exchange for corporate listings.
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SEC Chair White to time her exit from agency with Obama's
November 14, 2016--U.S. Securities and Exchange Commission Chair Mary Jo White plans to step down around the same time President Barack Obama exits the Oval Office, the agency said on Monday.
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SEC Chair Mary Jo White Announces Departure Plans
November 14, 2016--SEC Chair Mary Jo White, after nearly four years as the agency's head, today announced that she intends to leave at the end of the Obama Administration.
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USCF files with the SEC-Stock Split Index Fund
November 10, 2016--USCF has filed a post-effective amendment, registration statement with the SEC.
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USCF files with the SEC
November 10, 2016--USCF has filed apost-effective amendment, registration statement with the SEC.
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World Currency Gold Trust files with the SEC-SPDR(R) Long Dollar Gold Trust
November 10, 2016--World Currency Gold Trust has filed a Amendment No. 4 to Form S-1 registration statement with the SEC-SPDR(R) Long Dollar Gold Trust.
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Trump repeal of 'fiduciary rule' could slow explosive ETF growth
November 10, 2016--Rule change could mean advisers and brokers don't push passive products so hard.
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IMF-Argentina: Selected Issues
November 10, 2016--HOW LARGE IS ARGENTINA'S CAPITAL ACCUMULATION GAP AND HOW CAN IT BE REDUCED? LESSONS FROM PAST INVESTMENT SURGES1
A. Introduction
1. Over the last three and a half decades, Argentina's investment rate has been among the lowest among peer advanced and emerging market countries. Investment rates (defined in this paper as gross fixed capital formation in percent of GDP) fell in the 1980s from already relatively low levels and recovered strongly in the 1990s.
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VanEck files with the SEC-VanEck Vectors Green Bond ETF
November 10, 2016--VanEck has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Green Bond ETF.
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SPDR Series Trust files with the SEC-SPDR NYSE Dynamic SPY Buy Write ETF
November 9, 2016--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR NYSE Dynamic SPY Buy Write ETF.
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PowerShares files with the SEC- PowerShares Agriculture Commodity Strategy No K-1 Portfolio
November 8, 2016--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares Agriculture Commodity Strategy No K-1 Portfolio.
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Access ETF Solutions LLC Announces that it is the Benchmark for the USCF Restaurant Leaders ETF
November 8, 2017--Access ETF Solutions LLC is pleased to announce that its Restaurant Leaders INDXX Index is being tracked as the benchmark for the USCF Restaurant Leaders ETF (MENU) which began trading on the NYSE today.
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Legg Mason files with the SEC-Legg Mason Emerging Markets Low Volatility High Dividend ETF
November 8, 2016--Legg Mason has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to Legg Mason Emerging Markets Low Volatility High Dividend ETF.
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Principal files with the SEC
November 8, 2016-- Principal has filed a post-effective amendment, registration statement with the SEC.
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CBO-Monthly Budget Review: Summary for Fiscal Year 2016
November 7, 2016--In fiscal year 2016, which ended on September 30, the federal budget deficit totaled $587 billion-$148 billion more than the shortfall recorded in 2015.
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Morgan Stanley files with the SEC
November 4, 2016--Morgan Stanley has filed two Amendment No. 1 to a application for exemptive relief with the SEC.
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VanEck files with the SEC-VanEck Vectors Long/Flat US Equity ETF
November 4, 2016--VanEck has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Long/Flat US Equity ETF.
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Northern Lights files with the SEC
November 4, 2016--Northern Lights has filed a amended application for exemptive relief with the SEC-actively managed ETFs.
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Global X files with the SEC-Global X MSCI SuperDividend(R) EAFE ETF
November 4, 2016--Global X has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the Global X MSCI SuperDividend(R) EAFE ETF.
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Direxion Changes Index for Leveraged India ETF
November 4, 2016-- Direxion is changing the benchmark index of the Direxion Daily India Bull 3X Shares, resulting in a name change to the Direxion Daily MSCI India Bull 3X Shares.
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Horizons ETF Management expands U.S. footprint with Recon Capital buy
November 4, 2016--Horizons ETF Management has entered into an agreement to acquire Recon Capital Advisors LLC in a move that illustrates the growing appeal of the U.S. ETF market.
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Global X files with the SEC-Global X Founder-Run Companies ETF
November 3, 2016--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Founder-Run Companies ETF.
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Absolute Shares files with the SEC
November 3, 2016--Absolute Shares has filed a post-effective amendment, registration statement with the SEC.
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Direxion files with the SEC
November 3, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC.
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ETF Series Solutions files with the SEC-American Customer Satisfaction Core Alpha ETF
November 3, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the American Customer Satisfaction Core Alpha ETF.
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Oppenheimer files with the SEC
November 3, 2016--Oppenheimer has filed a post-effective amendment, registration statement with the SEC for the
Oppenheimer ESG Revenue ETF
Oppenheimer Global ESG Revenue ETF.
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Oppenheimer files with the SEC
November 3, 2016--Oppenheimer has filed a post-effective amendment, registration statement with the SEC.
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SEC to ETFs: Who are your market-makers?
November 3, 2016--Regulators worried about opacity and volatility in exchange-traded funds are for the first time requiring them to disclose the Wall Street brokers they rely on to smooth trading in the securities.
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Preferred Share Investment Trust Completes Merger with First Asset Preferred Share ETF
November 2, 2016--Further to its press release on October 26, 2016, First Asset Investment Management Inc. (the "Manager") announces that the merger of Preferred Share Investment Trust (TSX: PSF.UN) (the "Fund") with First Asset Preferred Share ETF (the "First Asset ETF") (TSX: FPR) was implemented after the close of business on November 1, 2016.
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Northern Lights files with the SEC
November 2, 2016--Northern Lights has filed a post-effective amendment, registration statement with the SEC for the
Inspire Global Hope Large Cap ETF
Inspire Small/Mid Cap Impact ETF
Inspire Corporate Bond Impact ETF.
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Ivy NextShares files with the SEC
November 2, 2016---Ivy NextShares has filed a post-effective amendment, registration statement with the SEC.
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