Russell files with the SEC-continued

March 1, 2012--Russell has filed a second amended and restated application for exemptive relief with the SEC.
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Source: SEC.gov


American ETP News
First Trust files with the SEC
July 8, 2014--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Emerging Markets Local Currency Bond ETF.
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CBO-Monthly Budget Review for June 2014
July 8, 2014--The federal government ran a budget deficit of $366 billion for the first nine months of fiscal year 2014, CBO estimates-$144 billion less than the shortfall recorded over the same span last year.
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Morgan Stanley-US ETF Weekly Update
July 7, 2014--US ETF Weekly Update
Weekly Flows: $79 Million Net Inflows
8th Consecutive Week of ETF Net Inflows
ETFs Have Generated Net Inflows 20 of 27 Weeks YTD
ETF Assets Stand at $1.9 Trillion, Up 10% YTD
Three ETF Launches Last Week
BlackRock Announces Name and Ticker Changes
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Morgan Stanley-US ETF Weekly Update
July 7, 2014--US ETF Weekly Update
Weekly Flows: $79 Million Net Inflows
8th Consecutive Week of ETF Net Inflows
ETFs Have Generated Net Inflows 20 of 27 Weeks YTD
ETF Assets Stand at $1.9 Trillion, Up 10% YTD
Three ETF Launches Last Week
BlackRock Announces Name and Ticker Changes
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BNY Mellon ADR Index Monthly Performance Update-June 2014
July 7, 2014--The BNY Mellon ADR Index Monthly Performance-June 2014 Update has been published and is now available for review.
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iShares files with the SEC-iShares Currency Hedged MSCI Emerging Markets ETF
July 7, 2014--iShares has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the following Fund: iShares Currency Hedged MSCI Emerging Markets ETF.
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CFTC.gov Commitments of Traders Reports Update
July 7, 2014--The current reports for the week of July 1, 2014 are now available.
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iShares files with the SEC
July 7, 2014--iShares has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the following Fund: iShares Currency Hedged MSCI EMU ETF
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SEC Filing-SSGA ACTIVE ETF TRUST
July 7, 2014--State Street has filed a post-effective amendment no. 23, registration statement with the SEC.
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SEC Filing-SPDR(R) SERIES TRUST
July 7, 2014--State Street has filed a post-effective amendment no. 123, registration statement with the SEC.
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SEC Filing-SPDR Index Shares Funds
July 7, 2014--State Street has filed a post-effective amendment no. 73, registration statement with the SEC.
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IndexIQ files with the SEC-IQ Private Equity Tracker ETF
July 3, 2014--IndexIQ has filed a post-effective amendment, registration statement with the SEC for the IQ Private Equity Tracker ETF.
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IndexIQ files with the SEC
July 3, 2014--IndexIQ has filed a post-effective amendment, registration statement with the SEC for the IQ Hedge Long/Short Tracker ETF (QLS)
IQ Hedge Event-Driven Tracker ETF (QED).
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Market Vectors files with the SEC
July 3, 2014--Market Vectors has filed a post-effective amendment, registration statement with the SEC for the Market Vectors [China Bond] ETF.
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Reality Shares files with the SEC
July 3, 2014--Reality Shares has filed a pre-effective amendment, registration statement with the SEC for the Reality Shares ETF Trust.
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Schwab files with the SEC
July 2, 2014--Schwab has filed a post-effective amendment, registration statement with the SEC for the Schwab TargetDuration ETFs.
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Global X files with the SEC
July 2, 2014--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X GF China Bond ETF.
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OFR Working paper-Shadow Banking:The Money View
July 2, 2014--Abstract
This paper presents an accounting framework for measuring the sources and uses of short-term funding in the global financial ecosystem. We introduce a dynamic map of global funding flows to show how dealer banks emerged as intermediaries between two types of asset managers: cash pools searching for safety via collateralized cash investments and levered portfolio managers searching for yield via funded securities portfolios and derivatives
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Winklevoss files with the SEC
July 1, 2014--Winklevoss has filed a amendment no. 4 to Form S-1 registration statement with the SEC for the Winklevoss Bitcoin Trust.
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Certain ProShares Commodity ETFs Change Fund and Index Names
July 1, 2014--On or about July 1, 2014, the DJ-UBS commodity indexes will become the Bloomberg Commodity Index family.
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Compass EMP Lists Three New ETFs on The NASDAQ Stock Market
CFA, CFO and CDC, to Begin Trading on July 2nd, 2014
July 1, 2014--NASDAQ OMX today announced that Compass EMP will list three new exchange traded funds (ETFs) on Wednesday, July 2nd, 2014. Compass EMP U.S. 500 Volatility Weighted Index ETF (Symbol:CFA), Compass EMP U.S. 500 Enhanced Volatility Weighted Index ETF (Symbol:CFO) and Compass EMP U.S. EQ Income 100 Enhanced Volatility Weighted Fund (Symbol:CDC), will list on The NASDAQ Stock MarketŪ (NASDAQ(R)).
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CFTC Staff Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations
July 1, 2014--The U.S. Commodity Futures Trading Commission's (Commission) Division of Market Oversight (Division) recently issued a no-action letter extending until June 30, 2015
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ALPS|Sterling ETF Tactical Rotation Fund Launches with Goal of Delivering Upside Participation with Reduced Volatility
Unique Investment Approach Seeks to Combine Global Asset Allocation, Cash, and High Conviction
July 1, 2014--ALPS, a DST Company focused on asset servicing and asset gathering, today announced the launch of the ALPS Sterling ETF Tactical Rotation Fund, a new fund that attempts to provide investors lower volatility, downside mitigation and better upside participation.
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Schwab Says ETFs Gaining More Retirement Assets
June 30, 2014--The latest Charles Schwab Self-Directed Brokerage Account (SDBA) Indicators report shows more self-directed investors are allocating retirement asset to exchange traded funds.
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First Trust Launches Actively Managed Short Duration High Yield Bond ETF
June 30, 2014--New ETF Provides Currency Hedged and Duration Managed Exposure to High Yield Corporate Bond Market
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Guggenheim files with the SEC
June 27, 2014--Guggenheim has filed a post-effective amendment, registration statement with the SEC.
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Guggenheim files with the SEC
June 27, 2014--Guggenheim has filed a post-effective amendment, registration statement with the SEC for the Guggenheim Emerging Market Real Estate ETF.
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Global X files with the SEC
June 27, 2014--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X | JPMorgan Efficiente Index ETF.
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USCF files with the SEC
June 27, 2014--USCF Advisers LLC has filed a pre-effective amendment, registration statement with the SEC.
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Compass files with the SEC
June 27, 2014--Compass has filed a post-effective amendment, registration statement with the SEC.
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KraneShares files with the SEC
June 26, 2014--KraneShres has filed a post-effective amendment, registration statement with the SEC. This post-effective amendment No. 53 relates to the KraneShares E Fund China Commercial Paper Hedged ETF.
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iShares Announces Index Change to iShares 10+ Year Credit Bond ETFs
June 26, 2014--iShares announced today that the iShares 10+ Year Credit Bond ETF (NYSEArca:CLY) will change its index effective June 30, 2014.
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CFTC's Division of Clearing and Risk Issues No-Action Letter for Korea Exchange, Inc.
June 26, 2014--The U.S. Commodity Futures Trading Commission's (Commission) Division of Clearing and Risk (DCR) today issued a time-limited no-action letter stating that DCR will not recommend that the Commission take enforcement action against Korea Exchange, Inc. (KRX)
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US Economy Shrank at Steep 2.9 Percent Rate in Q1
June 25, 2014--The U.S. economy shrank at a steep annual rate of 2.9 percent in the January-March quarter as a harsh winter contributed to the biggest contraction since the depths of the recession five years ago.
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Direxion files with the SEC
June 25, 2014--Direxion has filed a post-effective amendment, registration statement with the SEC.
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SEC Adopts Cross-Border Security-Based Swap Rules
June 25, 2014--The Securities and Exchange Commission today adopted the first of a series of rules and guidance on cross-border security-based swap activities for market participants.
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Market Vectors(R) ChinaAMC A-Share ETF (PEK) Will Release Cap Gains Tax Reserve Back to ETF
June 25, 2014--As of market close on June 26, 2014, Market Vectors(R) ChinaAMC A-Share ETF (nyse arca:PEK(R)) will release its capital gains tax reserve back to PEK, it was announced today. The reserve's release will add $0.07872 per share to PEK's Net Asset Value.
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SEI Study: Active Exchange Traded Funds Remain On Growth Trajectory In 2014
Market Grew by 30 Products, $2.5 Billion AUM in Past Year
June 25, 2014--Actively managed exchange traded funds (ETFs) have seen significant growth in the number of products offered and assets under management over the past year and continue to gain popularity as an investment vehicle, according to a paper released today by SEI.
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Teucrium files with the SEC-Teucrium Wheat Fund
June 24, 2014--Teucrium has filed a pre-effective amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Wheat Fund .
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Teucrium files with the SEC-Teucrium Soybean Fund
June 24, 2014--Teucrium has filed a pre-effective amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Soybean Fund.
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Teucrium files with the SEC
June 24, 2014--Teucrium has filed a pre-effective amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Sugar Fund.
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State Street files with the SEC
June 24, 2014--State Street has filed a post-effective amendment, registration statement with the SEC-SPDR(R) Index Shares Funds.
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iShares files with the SEC
June 24, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI United Kingdom ETF.
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Schwab files with the SEC
June 24, 2014-Schwab has filed a post-effective amendment, registration statement with the SEC.
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iShares files with the SEC
June 24, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares 10+ Year Credit Bond ETF.
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IMF Colombia: Selected Issues Paper
June 23, 2014-- Summary: Colombia has a strong fiscal framework that prescribes a prudent, albeit challenging, fiscal consolidation over the medium term.
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Fidelity's Sector ETFs Pass the $1 Billion Mark
June 23, 2014--Fidelity has passed the $1 billion mark in assets under management for the 10 sector ETFs it launched last October.
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ETF Series Trust files with the SEC -Recon Capital FTSE 100 ETF
June 23, 2014--ETF Series Trust has filed a post-effective amendment, registration statement with the SEC for the Recon Capital FTSE 100 ETF.
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ETF Series Trust files with the SEC
June 23, 2014--ETF Series Trust has filed a post-effective amendment, registration statement with the SEC for the Recon Capital DAX Germany ETF (DAX).
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KraneShares files with the SEC
June 23, 2014--KraneShares has filed a post-effective amendment, registration statement with the SEC for the KraneShares E Fund China Commercial Paper ETF.
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State Street files with the SEC
June 23, 2014--State Street has filed a post-effective amendment, registration statement with the SEC.
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State Street files with the SEC
June 23, 2014--State Street has filed a post-effective amendment, registration statement with the SEC.
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Morgan Stanely-US ETF Weekly Update
June 23, 2014--US ETF Weekly Update
Weekly Flows: $7.7 Billion Net Inflows
6th Consecutive Week of ETF Net Inflows
ETFs Have Generated Net Inflows 18 of 25 Weeks YTD
ETF Assets Stand at $1.8 Trillion, Up 9% YTD
One ETF Launch Last Week
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State Street Launches Six International Quality ETFs-ETF News And Commentary
June 20, 2014--With the World Bank having recently cut its global growth forecast for 2014 to 2.8% from its earlier outlook of 3.2%, the need for better stocks with stronger fundamentals has become imperative for a portfolio.
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CBO-Effects on Economic Growth of Federal Investment and Reductions in Federal Deficits and Debt
June 20, 2014--As was mentioned in Wednesday's blog post, we think that some of the answers to follow-up questions from Congressional hearings may be of general interest
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Wells Fargo files with the SEC
June 20, 2014--Wells Fargo has filed a application for exemptive relief with the SEC.
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Direxion files with the SEC
June 20, 2014--Direxion has filed a post-effective amendment, registration statement with the SEC for the Direxion VP Monthly S&P 500(R) Bear 2X Fund.
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J.P. Morgan launching its first exchange-traded fund
June 19, 2014--J.P. Morgan Chase & Co (JPM.N) is launching its first exchange-traded fund on Tuesday as the Wall Street bank's asset management business makes its debut in the $1.8 trillion U.S. exchange-traded fund arena.
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UPDATE 2-U.S.-based stock funds attract $5.3 bln over week-Lipper
June 19, 2014--Investors in U.S.-based funds committed $5.3 billion to stock funds in the week ended June 18 after adding $10 billion to the funds the prior week, data from Thomson Reuters' Lipper service showed on Thursday.
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SEC holds up Eaton Vance's non-transparent ETF plans
June 19, 2014--The US market regulator has hit pause on the approval process for Eaton Vance's non-transparent active exchange traded products, saying it needs more time to consider the education and market challenges of the novel structure.
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Niemann Capital Management to Provide Trade Signals to United Capital for ETF Managed Portfolios
June 19, 2014--Niemann Capital Management, an ETF Managed Strategist that invests in opportunities around the world for high-net-worth investors and institutions, was recently hired by United Capital to provide ETF trade signals.
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Source files with the SEC
June 19, 2014--Source has filed a registration statement with the SEC for the Source EURO STOXX 50 ETF.
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iShares files with the SEC-iShares Currency Hedged MSCI Emerging Markets ETF
June 19, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Currency Hedged MSCI Emerging Markets ETF.
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ProShares files with the SEC
June 18, 2014--ProShares has filed a form S-1 registration statement with the SEC.
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CBO's Projections of GDP Per Capita
June 18, 2014--After CBO participates in Congressional hearings, the Members of the Committees before which we have testified often send us questions that they did not have time to ask during the hearings themselves.
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iShares files with the SEC
June 18, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Currency Hedged MSCI EMU ETF.
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J.P. Morgan launching its first exchange-traded fund
June 17, 2014--J.P. Morgan Chase & Co (JPM.N) is launching its first exchange-traded fund on Tuesday as the Wall Street bank's asset management business makes its debut in the $1.8 trillion U.S. exchange-traded fund arena.
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2014 Article IV Consultation with the United States of America Concluding Statement of the IMF Mission
June 16, 2014--The 2014 U.S. Article IV highlighted five broad themes to both strengthen the recovery and improve the long-term outlook: raising productivity growth and labor participation, confronting poverty, keeping public debt on a sustained downward path, managing the exit from zero policy rates, and securing a safer financial system.
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Alamo Capital Launches New Online Trading Website: ACAP Trading
June 16, 2014--Alamo Capital announced on Monday, June 16, 2014, the launch of their new website for their online investment trading division, ACAP Trading. ACAP Trading will be home to two dynamic platforms for trading stocks and bonds online.
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KraneShares files with the SEC
June 13, 2014--KraneShares has filed a post-effective amendment, registration statement with the SEC for the KraneShares E Fund China Commercial Paper Hedged ETF.
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Arrow files with the SEC
June 13, 2014--Arrow has filed a post-effective amendment, registration statement with the SEC.
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U.S. recovery could be strengthened by key reforms, OECD says
June 13, 2014--Economic recovery in the United States is stronger than in most OECD countries, but it will remain sluggish unless new reforms are launched to boost growth, according to OECD's latest Economic Survey of the United States.
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Assessment of Basel III capital regulations in Canada concluded by the Basel Committee
June 13, 2014--The Basel Committee on Banking Supervision has today published a report assessing Canada's implementation of the Basel capital framework.
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Egypt: Foreign Investors' Purchases Lead EGX to Gain EGP 2.2 Billion
June 13, 2014--The Egyptian Exchange (EGX) main index went up during the Thursday transactions thanks to the foreign investors' purchases,
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State Street files with the SEC
June 13, 2014--State Street has filed a First Amended application for exemptive relief with the SEC-SSgA Active ETF Trust.
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Global X SuperDividend TM ETF (SDIV) Crosses $1 Billion In Assets
Global X experiences strong demand for income producing ETFs
June 12, 2014--Global X Management Company LLC (Global X), sponsor of innovative exchange traded funds (ETFs), today announced that its suite of income producing ETFs has achieved several key milestones in assets under management.
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State Street Global Advisors Expands Advanced Beta ETF Offering To Meet Demand for Multi-Factor Approach
June 12, 2014--State Street Global Advisors (SSgA), the asset management arm of State Street Corporation (NYSE:STT) today announced the launch of a suite of advanced beta SPDR ETFs that seek to combine the performance of quality, value and low volatility strategies to provide investors the potential diversification benefits of a multi-factor approach in an objective, transparent and consistent manner.
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KraneShares files with the SEC
June 11, 2014--KraneShares has filed a amended and restated application for exemptive relief with the SEC.
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State Street files with the SEC
June 11, 2014--State Street has filed a post-effective amendment, registration statement with the SEC for the
SPDR MSCI Australia Quality Mix ETF
SPDR MSCI Canada Quality Mix ETF
SPDR MSCI Germany Quality Mix ETF
SPDR MSCI Japan Quality Mix ETF
SPDR MSCI Spain Quality Mix ETF
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ETRACS introduces the first MLP ETN to track non-energy MLPs offers significant monthly income potential
ETRACS Wells Fargo(R) MLP Ex-Energy ETN
June 11, 2014--UBS Investment Bank announced that today is the first day of trading on the NYSE Arca(R) for the ETRACS Wells Fargo(R) MLP Ex-Energy ETN (NYSE Arca(R): FMLP).
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Canada: Sustain inclusive growth by reducing housing market risks and overcoming specific skills shortages, says OECD
June 11, 2014--Canada has experienced solid economic growth since the global crisis, allowing it to reverse recession-induced job losses and put federal public finances on a sound footing, says the OECD. Growth is expected to accelerate from 2.5% this year to 2.7% in 2015.
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BlackRock expands low-cost 'Core' series with 10 ETFs
June 10, 2014--BlackRock Inc, the largest U.S. provider of exchange-traded funds, is expanding its lineup of low-cost ETFs with 10 equity and fixed-income funds that focus on areas such as dividend growth and value, and add exposures such as European and Pacific region stocks.
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iShares files with the SEC
June 10, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Core Total USD Bond Market ETF.
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iShares files with the SEC-iShares Core MSCI Pacific ETF
June 10, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Core MSCI Pacific ETF.
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iShares files with the SEC-iShares Core MSCI Europe ETF
June 10, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Core MSCI Europe ETF.
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iShares files with the SEC
June 10, 2014--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Core Dividend Growth ETF.
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