Russell files with the SEC-continued

March 1, 2012--Russell has filed a second amended and restated application for exemptive relief with the SEC.
view filing
Source: SEC.gov


American ETP News
IMF Working paper-Fiscal Challenges of Population Aging in Brazil
April 26, 2017--In recent decades, population has been aging fast in Brazil while old age pensions and healthrelated spending have increased. As the population ages, the spending trend threaten to reach unsustainable levels absent reforms. Increasing the retirement age is key, but by itself will not provide sufficient savings to close the pension system financing gap, and reforms reducing replacement rates are necessary.
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First Trust files with the SEC
April 21, 2017--First Trust has filed a post-effective amendment, registration statement with the SEC.
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Elkhorn files with the SEC-Elkhorn Rich Hard To Borrow Securities ETF
April 21, 2017--Elkhorn has filed a post-effective amendment, registration staement with the SEC for the Elkhorn Rich Hard To Borrow Securities ETF.
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PowerShares files with the SEC- PowerShares S&P 500 Minimum Volatility Portfolio
April 21, 2017--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares S&P 500 Minimum Volatility Portfolio.
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PowerShares files with the SEC-PowerShares Russell 1000 Enhanced Equal Weight Portfolio
April 21, 2017--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares Russell 1000 Enhanced Equal Weight Portfolio.
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ETF Prism Report: Embracing Transparency
April 21, 2017--One of the greatest benefits of ETFs is transparency.
However the fact that all investors can see the underlying holdings is often taken for granted. Many investors trust this transparency so much that they assume they donít need to look "under the hood".
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Cambria files with the SEC-Cambria Tail Risk ETF
April 21, 2017--Cambria has filed a post-effective amendment, registration statement with the SEC for the Cambria Tail Risk ETF.
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Franklin Templeton files with the SEC-
April 20, 2017--Franklin Templeton has filed a post-effective amendment, registration statement with the SEC for the
Franklin LibertyQ U.S. Equity ETF
Franklin LibertyQ U.S. Mid Cap Equity ETF
Franklin LibertyQ U.S. Small Cap Equity ETF.
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Arrow Investments files with the SEC-ArrowShares Reserve Capital Management ETF
April 20, 2017--Arrow Investments has filed a ost-effective amendment, registration satement with the SEC for the -ArrowShares Reserve Capital Management ETF.
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Spinnaker files with the SEC
April 20, 2017--Spinnaker has filed a post-effective amendment, registration satement with the SEC for the
FIELDSTONE MERLIN DYNAMIC LARGE CAP GROWTH ETF
FIELDSTONE UVA UNCONSTRAINED MEDIUM-TERM FIXED INCOME ETF
FIELDSTONE UVA DIVIDEND VALUE ETF.
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Trading firm Virtu Financial to buy KCG for about $1.4 billion
April 20, 2017--Virtu Financial Inc (VIRT.O) said it would buy rival KCG Holdings Inc (KCG.N) in a $1.4 billion deal that brings together two major U.S. electronic trading and market-making firms.
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ETF Industry Exposure & Financial Services ETF (TETF) Launches April 20th, Providing Access to Full Range of Companies Driving ETF Industry Growth
April 20, 2017--Fund tracks the Toroso ETF Industry Index, a new benchmark for this innovative, disruptive space; built by ETF veterans
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Growth Returns to Latin America and Counter-Cyclical Policies Increase
April 18, 2017--Nearly half of the countries followed counter-cyclical policies: spending in bad times and saving in good times
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Lattice Strategies files with the SEC-Hartford Multifactor Low Volatility International Equity ETF
April 17, 2017--Lattice Strategies has filed a post-effective amendment, registration statement with the SEC for the Hartford Multifactor Low Volatility International Equity ETF.
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Legg Mason files with the SEC-tration statement with the SEC for the Legg Mason Small-Cap Quality Value ETF
April 17, 2017--Legg Mason has filed a post-effective amendment, registration statement with the SEC for the Legg Mason Small-Cap Quality Value ETF.
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CFTC.gov Commitments of Traders Reports Update
April 14, 2017--The current reports for the week of April 11, 2017 are now available.
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The Nasdaq Stock Market(R) Welcomes Seven New ETPs in the First Quarter of 2017
April 13, 2017--Paul Roland appointed head of ETP Listings
Nasdaq (Nasdaq:NDAQ), the single largest U.S. equity exchange by market share, announced seven new exchange-traded products (ETP) listings from five different issuers during the first quarter of 2017.
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Institutional investors boost ownership of ETFs
April 13, 2017--Institutional investors increased their ownership of US exchange traded funds by $213bn in 2016 to $1.4tn, accounting for 59 per cent of all ETF assets, according to analysis from Deutsche Bank.
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IMF working paper-Demographic Changes in Latin America: The Good, the Bad and ...
April 13, 2017--The paper develops a simple, integrated methodology to project public pension cash flows and healthcare spending over the long term. We illustrate its features by applying it to the LAC5 (Argentina, Brazil, Chile, Colombia and Mexico), where public spending pressures are expected to increase significantly over 2015-50 due to demographic trends and rising healthcare costs.
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Point Bridge Capital, LLC files with the SEC
April 13, 2017--Point Bridge Capital, LLC has filed a application for exemptive relief with the SEC.
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Goldman Sachs files with the SEC-Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
April 13, 2017--Goldman Sachs has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Equal Weight U.S. Large Cap Equity ETF.
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Bats Welcomes New iShares Fund to Bats ETF Marketplace
April 13, 2017--Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded fund (ETF) trading globally, today welcomed a new iShares iBond fund to the Bats ETF Marketplace.
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Northern Lights files with the SEC
April 12, 2017--Northern Lights has filed a application for exemptive relief with the SEC.
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AdvisorShares files with the SEC-AdvisorShares New Tech and Media ETF
April 11, 2017--AdvisorShares has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares New Tech and Media ETF.
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Teucrium files with the SEC-Teucrium Sugar Fund
April 11, 2017--Teucrium has filed a Form S-1 registration statement with the SEC for the Teucrium Sugar Fund.
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Teucrium files with the SEC-Teucrium Soybean Fund
April 11, 2017--Teucrium has filed a Form S-1 registration statement with the SEC for the Teucrium Soybean Fund.
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SEC: Payments for Bullish Articles on Stocks Must Be Disclosed to Investors
April 10, 2017--The Securities and Exchange Commission today announced enforcement actions against 27 individuals and entities behind various alleged stock promotion schemes that left investors with the impression they were reading independent, unbiased analyses on investing websites while writers were being secretly compensated for touting company stocks.
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VictoryShares files with the SEC
April 10, 2017--VictoryShares has filed a post-effective amendment, registration statement with the SEC for the
VictoryShares US Multi-Factor Minimum Volatility ETF
VictoryShares Global Multi-Factor Minimum Volatility ETF
VictoryShares International Multi-Factor Minimum Volatility ETF

VictoryShares Dividend Accelerator ETF
VictoryShares Quality Growth ETF
VictoryShares Quality Value ETF.
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Reality Shares DIVS ETF (DIVY) Attracts $50 Million in Assets
April 7, 2017--The Reality Shares DIVS ETF (NYSE Arca: DIVY), the flagship fund from exchange-traded fund issuer and research firm Reality Shares, crossed the $50 million in assets under management threshold, less than three years after its debut
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ETFis files with the SEC
April 7, 2017--ETFis has filed a post-effective amendment, registration statement with the SEC for the Virtus Glovista Emerging Markets ETF.
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iShares files with the SEC-iShares ESG USD Corporate Bond ETF
April 7, 2017--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG USD Corporate Bond ETF.
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iShares files with the SEC-iShares ESG 1-5 Year USD Corporate Bond ETF
April 7, 2017--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares ESG 1-5 Year USD Corporate Bond ETF.
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Elkhorn files with the SEC- Elkhorn Disciplined Hedged Equity ETF
April 7, 2017--Elkhorn has filed a post-effective amendment, registration statement with the SEC for the Elkhorn Disciplined Hedged Equity ETF.
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US stock funds record biggest outflows in more than 18 months
April 7, 2017-- $14.5bn-Amount drained from US stock portfolios in week to April 5, 2017
Amount drained from US stock portfolios in week to April 5Shift toward Europe accelerates amid doubts over Trump's policy agenda
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CBO-Monthly Budget Review for March 2017
April 7, 2017--The federal budget deficit was $522 billion for the first six months of fiscal year 2017, the Congressional Budget Office estimates-$63 billion more than the shortfall recorded during the same span last year.
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Active Weighting Funds ETF Trust files with the SEC
April 6, 2017--Active Weighting Funds ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the Republican Policies Fund
Democratic Policies Fund
U.S. Tax Reform Fund
European Union Breakup Fund.
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Exchange Traded Concepts files with the SEC
April 6, 2017--Exchange Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the Bernstein U.S. Research Fund
Bernstein Global Research Fund.
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Exchange Listed Funds files with the SEC
April 6, 2017--Exchange Listed Funds has listed a post-effective amendment, registration statement with the SEC for the ProSports Sponsors ETF.
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iShares files with the SEC-iShares Inflation Hedged Corporate Bond ETF
April 6, 2017--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Inflation Hedged Corporate Bond ETF.
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WisdomTree files with the SEC-WisdomTree U.S. Multifactor Fund
April 6, 2017--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the WisdomTree U.S. Multifactor Fund.
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Oppenheimer files with the SEC-Oppenheimer Revenue Weighted ETF Trust
April 6, 2017--Oppenheimer has filed a post-effective amendment, registration statement with the SEC for the
Oppenheimer Emerging Markets Revenue ETF
Oppenheimer Global Revenue ETF
Oppenheimer International Revenue ETF
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ETFs Are the New Bond Kings
April 5, 2017--Exchange-traded funds are transforming debt markets as big investors use them in ways considered crazy a few short years ago.
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High times: second cannabis-focused ETF launched
April 5, 2017--Canadian firm Horizons ETF Management has today become the second company to launch a marijuana-focused exchange-traded fund.
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Precidian files with the SEC
April 4, 2017--Precidian has filed a registration statement with the SEC for the
Royce Pennsylvania ETF
Royce Premier ETF
Royce Total Return ETF
ClearBridge Appreciation ETF
ClearBridge Large Cap ETF
ClearBridge Mid Cap Growth ETF
ClearBridge Select ETF
ClearBridge All Cap Value ETF.
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ETFS files with the SEC
April 4, 2017--ETFS has filed a post-effective amendment, registration statement with the SEC.
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StrongVest ETF Trust files with the SEC
April 4, 2017--StrongVest ETF Trust yhas filed a post-effective amendment, registration statement with the SEC
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Exchange Listed Funds-Saba Closed-End Funds ETF
April 4, 2017--Exchange Listed Funds has filed a post-effective amendment, registration statement with the SEC for the Saba Closed-End Funds ETF.
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Cowen Group to Buy Brokerage Firm Convergex for $116 Million
April 3, 2017--The Cowen Group said on Monday that it had agreed to acquire the brokerage firm Convergex Group as it looks to bolster its sales and trading business.
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Nuveen Launches Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF
April 3, 2017--ETF to Begin Trading Today on the NYSE Arca
Nuveen announced that the NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF will begin trading today on the NYSE Arca under the symbol NUSA.
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Hartford Funds Management files with the SEC-Hartford Total Return Bond ETF
April 3, 2017--Hartford Funds Management has filed a post-effective amendment, registration statement with the SEC for the Hartford Total Return Bond ETF.
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Virtus files with the SEC-Virtus Enhanced Short U.S. Equity ETF
April 3, 2017--Virtus has filed a post-effective amendment, registration statement with the SEC for the Virtus Enhanced Short U.S. Equity ETF.
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Cambria files with the SEC-Cambria Tail Risk ETF
April 3, 201-Cambria Has filed a post-effective amendment, registration statement with the SEC for the Cambria Tail Risk ETF.
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Fed signals it could promptly start shedding bonds from portfolio this year
April 1, 2017--The Federal Reserve could begin shrinking its $4.5-trillion balance sheet as soon as this year, earlier than most economists expect, New York Fed President William Dudley said on Friday in the central bank's most definitive comments on the question that looms over financial markets.
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New Rules Would Make It Easier to Boot ETFs From Exchanges
March 31, 2017--ETFs could be delisted if holdings become too concentrated or hard to trade
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CFTC.gov Commitments of Traders Reports Update
March 31, 2017--The current reports for the week of March 28, 2017 are now available.
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ETF Series Solutions files with the SEC- Master Income ETF
March 31, 2017--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Master Income ETF.
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ETF Series Solutions files with the SEC-Validea Market Legends ETF
March 31, 2017--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
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CBO-The 2017 Long-Term Budget Outlook
March 30, 2017--If current laws remained generally unchanged, the United States would face steadily increasing federal budget deficits and debt over the next 30 years-reaching the highest level of debt relative to GDP ever experienced in this country.
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Pro-investor reforms take hold, despite Trump move
March 30, 2017--Fiduciary rule will require advisers to act in their clients' best interests.
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World Currency Gold Trust files with the SEC
March 30, 2017--World Currency Gold Trust has filed a Form S-1 registration statement with the SEC.
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'Active management is worse than a zero-sum game'
March 30, 2017--Tom Faust, chief executive of Eaton Vance, on robo-advice and 'custom beta'
Everyone was in high spirits at the retirement party for Jim Hawkes when he stepped down as chief executive of Eaton Vance after 11 years.
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First Trust files with the SEC-
March 30, 2017--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Strategic Income ETF.
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Exchange Traded Concepts files with the SEC
March 30, 2017--Exchange Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the WeatherStorm Forensic Accounting Long-Short ETF
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ALPS ETF Trust files with the SEC
March 30, 2017--ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cohen & Steers Global Realty Majors ETF.
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Bats Welcomes StrongVest as a New Issuer to the Bats ETF Marketplace
March 30, 2017--Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded fund (ETF) trading globally, today welcomed StrongVest Global Advisers, LLC as a new issuer to the Bats ETF Marketplace.
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BlackRock Takes on Ivory Tower Over Stock-Ownership Research
March 29, 2017--Academics suggest asset managers can discourage competition
Novick says it's premature for lawmakers to act on findings.
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CFTC.gov Swaps Report Update
March 29, 2017--CFTC's Weekly Swaps Report has been updated, and is now available.
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BlackRock turns to robotic stock pickers
March 28, 2017--The money manager will reposition some stock funds, adjust fees and streamline research as part of an overhaul of its stock-picking unit
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Horizons ETFs to Launch First Marijuana ETF
March 28, 2017--The Horizons Medical Marijuana Life Sciences ETF will begin trading on April 5, 2017
Horizons ETFs Management (Canada) Inc. ("Horizons ETFs") is pleased to announce that it has filed its final prospectus to launch the Horizons Medical Marijuana Life Sciences ETF ("HMMJ").
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NuShares ETF Trust files with the SEC-
March 28, 2017--NuShares has filed a post-effective amendment, registration statement with the SEC for the NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF.
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J.P. Morgan files with the SEC-JPMorgan Global Bond Opportunities ETF
March 28, 2017--J.P. Morgan has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Global Bond Opportunities ETF.
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