Russell files with the SEC-continued

March 1, 2012--Russell has filed a second amended and restated application for exemptive relief with the SEC.
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Source: SEC.gov


American ETP News
ArrowShares files with the SEC-Arrow Dow Jones Global Yield ETF
May 27, 2016--ArrowShares has filed a post-effective amendment, registration statement with the SEC for the Arrow Dow Jones Global Yield ETF.
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ArrowShares files with the SEC-Arrow QVM Equity Factor ETF
May 27, 2016--ArrowShares has filed a post-effective amendment, registration statement with the SEC for the Arrow QVM Equity Factor ETF.
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Guggenheim files with the SEC-Guggenheim U.S. Large Cap Optimized Volatility ETF
May 25, 2016--Guggenheim has filed a post-effective amendment, registration statement with the SEC for the Guggenheim U.S. Large Cap Optimized Volatility ETF.
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Pointbreak files with the SEC
May 25, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC.
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iShares files with the SEC-iShares International Dividend Growth ETF
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares International Dividend Growth ETF.
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iShares files with the SEC-iShares Edge MSCI Multifactor Utilities ETF
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Edge MSCI Multifactor Utilities ETF.
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iShares files with the SEC-iShares Edge MSCI Multifactor Technology ETF
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Edge MSCI Multifactor Technology ETF.
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iShares files with the SEC-iShares Edge MSCI Multifactor Materials ETF
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Edge MSCI Multifactor Materials ETF.
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iShares files with the SEC-iShares Edge MSCI Multifactor Industrials ETF
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Edge MSCI Multifactor Industrials ETF.
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iShares files with the SEC-iShares Edge MSCI Multifactor Healthcare ETF
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC-iShares Edge MSCI Multifactor Healthcare ETF.
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iShares files with the SEC
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC.
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iShares files with the SEC
May 24, 2016--iShares has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC
May 24, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC. This Registration Statement relates to First Trust CBOE(R) S&P 500(R) VIX(R) Tail Hedge Fund and First Trust Total US Market AlphaDEX(R) ETF.
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First Trust files with the SEC
May 24, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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DBX files with the SEC
May 20, 2016--DBX has filed a post-effective amendment, registration statement with the SEC for the Deutsche X-trackers Russell 2000 Comprehensive Factor ETF.
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Guggenheim files with the SEC-Guggenheim S&P Spin-Off ETF
May 20, 2016-Guggenheim has filed a post-effective amendment, registration statement with the SEC for the Guggenheim S&P Spin-Off ETF.
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Guggenheim files with the SEC
May 20, 2016-Guggenheim has filed a post-effective amendment, registration statement with the SEC for the Guggenheim MSCI Global Timber ETF.
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First Trust files with the SEC
May 20, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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First Trust files with the SEC
May 20, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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Pointbreak files with the SEC
May 20, 2016--Pointbreak has fi;ed a post-effective amendment, registration statement with the SEC for the Pointbreak Internet Security Index Fund.
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ETFS files with the SEC
May 20, 2016--ETFS has filed a post-effective amendment, registration statement with the SEC.
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Recon files with the SEC
May 18, 2016--Recon Capital has filed a post-effective amendment, registration statement with the SEC for the
BullMark LatAm Select Leaders ETF.
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CBO-The Outlook for U.S. Production of Shale Oil: Working Paper 2016-01
May 18, 2016--This paper describes an approach to modeling U.S. production of energy from shale resources and the outlook for that production.
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First Trust files with the SEC
May 17, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC.
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Elkhorn files with the SEC
May 17, 2016--Elkhorn has filed a post-effective amendment, registration statement with the SEC for the Elkhorn S&P High Quality Preferred ETF.
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FactorShares files with the SEC
May 13, 2016--FactorShares has filed a post-effective amendment, registration statement with the SEC for the PureFunds(R) [IndustryTech] ETF
PureFunds(R) HealthTech ETF.
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ETF Series Solutions files with the SEC
May 13, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the GO GOLD Kitco U.S. Global Precious Minerals Equity ETF.
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First Trsut files with the SEC
May 13, 2016--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Alternative Absolute Return Strategy ETF.
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Exchange Traded Concepts files with the SEC
May 13, 2016--Exchange Traded Concepts has filed a post-effective amendment No. 174 relates to the YieldShares High Income ETF.
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Interactive Brokers Group To Offer NextShares(TM) Exchange-Traded Managed Funds
May 12, 2016--Interactive Brokers Group, Inc. (NASDAQ: IBKR), an automated global electronic broker and market maker, today announced plans to offer NextSharesTM exchange-traded managed funds (NextShares) to retail investors and financial professionals through its investing and trading platforms.
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Horizons ETFs announces changes to the Horizons Morningstar Hedge Fund Index ETF
May 12, 2016--Horizons ETFs Management (Canada) Inc. and its affiliate AlphaPro Management Inc. (collectively "Horizons ETFs"), effective immediately, has assumed all portfolio management responsibilities for the HAP Nexus Hedge Fund Replication Trust, which is the reference fund for the Horizons Morningstar Hedge Fund Index ETF ("HHF" or the "ETF").
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Nine New iShares ETFs Listing on
May 12, 2016--40 iShares ETFs Now Listed on Bats' U.S. Market.
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VanEck and Ned Davis Research to Offer Tactical Asset Allocation
May 12, 2016--It has been widely recognized in the investment management industry that asset allocation decisions are often more important to investor returns than the value generated by even the best money managers.
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JP Morgan files with the SEC-JPMorgan Diversified Return U.S. Mid Cap Equity ETF
May 12, 2016--JP Morgan has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Diversified Return U.S. Mid Cap Equity ETF.
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ETF Series Solutions files with the SEC
May 11, 2016--ETF Series Solutions has filed a application for exemptive relief with the SEC.
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United States Commodity Fund files with the SEC
May 11, 2016--United States Commodity Fund, LLC has filed a pre-effective amendment no.2 to Form S-1 registration statement with the SEC for the United States 12 Month Natural Gas Fund, LP.
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United States Commodity Fund files with the SEC
May 11, 2016--United States Commodity Fund, LLC has filed a pre-effective amendment no.2 to Form S-1 registration statement with the SEC for the United States Short Oil Fund, LP.
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Columbia Threadneedle Investments to Acquire Emerging Global Advisors
Acquisition will accelerate the company's Smart Beta efforts
May 11, 2016--Columbia Threadneedle Investments today announced an agreement for Columbia Management Investment Advisers, LLC to acquire Emerging Global Advisors, LLC (EGA), a New York-based registered investment adviser and a leading provider of smart beta portfolios focused on emerging markets.
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CBO-The 2016 Budget Outlook
May 11, 2016--In 2016, the federal budget deficit will increase, in relation to the size of the economy, for the first time since 2009, according to CBOs estimates.
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New ETF provides long exposure to the Canadian dollar
May 10, 2016--Horizons ETFs Management (Canada) Inc. ("Horizons ETFs") is pleased to announce the launch of the Horizons Canadian Dollar Currency ETF ("CAN"), which will provide investors with low cost, long exposure to the Canadian dollar, relative to the U.S. dollar.
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IndexIQ Launches First ETFs to Introduce Momentum Investing to Fixed Income Markets
May 10, 2016--IQ Enhanced Core Bond U.S. ETF (AGGE) and IQ Enhanced Core Plus Bond U.S. ETF (AGGP) are first entries by IndexIQ in the fixed income category
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JP Morgan files with the SEC
May 9, 2016--JP Morgan has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Diversified Return U.S. Mid Cap Equity ETF.
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Schwab files with the SEC
May 9, 2016--Schwab has filed a post-effective amendment, registration statement with the SEC.
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IndexIQ files with the SEC
May 9, 2016--IndexIQ has filed a post-effective amendment, registration statement with the SEC for the
IQ Enhanced Core Bond U.S. ETF (AGGE)
IQ Enhanced Core Plus Bond U.S. ETF (AGGP).
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Transamerica files with the SEC
May 6, 2016--Transamerica has filed a application for exemptive relief with the SEC.
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United States Commodity Fund files with the SEC-United States 12 Month Natural Gas Fund, LP
May 6, 2016--United States Commodity Fund, LLC has filed a pre-effective amendment no.1 to Form S-1 registration statement with the SEC for the United States 12 Month Natural Gas Fund, LP.
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United States Commodity Fund files with the SEC
May 6, 2016--United States Commodity Fund, LLC has filed a pre-effective amendment no.1 to Form S-1 registration statement with the SEC for the United States Short Oil Fund, LP.
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Global X files with the SEC-Global X Scientific Beta Emerging Markets ETF
May 6, 2016--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Scientific Beta Emerging Markets ETF.
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CBO-Monthly Budget Review for April 2016
May 6, 2016--The federal budget deficit was $352 billion for the first seven months of fiscal year 2016, the Congressional Budget Office estimates-$69 billion more than the shortfall recorded in the same span last year.
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Citigroup Announces Early Redemption of its C-Tracks ETN Based on the Citi Volatility Index Total Return
May 6, 2016--Citigroup Inc. announced today that it will early redeem its C-Tracks Exchange-Traded Notes Based on the Citi Volatility Index Total Return (NYSE Arca: CVOL) Due November 12, 2020 on May 24, 2016.
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Direxion files with the SEC
May 5, 2016--Direxion has filed a post-effective amendment, registration statement with the SEC for the
Direxion Daily European Financials Bear 1X Shares
Direxion Daily Gold Miners Index Bear 1X Shares.
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Amplify files with the SEC
May 5, 2016--Amplify has filed a post-effective amendment, registration statement with the SEC for the
Amplify Dow Theory Forecasts Buy List ETF.
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Principle files with the SEC
May 5, 2016--Principle has filed a post-effective amendment, registration statement with the SEC for the
Principal Healthcare Innovators Index ETF
Principal Millennials Index ETF.
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Columbia Management files with the SEC
May 4, 2016--Columbia Management has filed a application for exemptive relief with the SEC.
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New: First Asset MSCI Canada Quality Index Class ETF (TSX: FQC)
May 4, 2016--First Asset Investment Management Inc.("First Asset") is pleased to announce the launch of First Asset MSCI Canada Quality Index Class ETF (the "Fund")(TSX:FQC): joining First Asset's series of tax efficient ETFs and introducing a new factor strategy into the family of First Asset Smart Beta ETFs.
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Convergex ETF Direct Platform Continues To Gain Momentum
May 4, 2016--Convergex, an agency-focused global brokerage and trading related services provider, announced today that its ETF Direct platform has been experiencing significant volume growth and attracting key market participants.
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State Street Global Advisors Appoints Bobby Eng as Head of SPDR ETF Business Development in Canada
Appointment Strengthens SSGA's SPDR ETF Business in Canada
May 4, 2016--State Street Global Advisors (SSGA), the asset management business of State Street Corporation (NYSE:STT), today announced the appointment of Bobby Eng as head of SPDR ETF Business Development in Canada.
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Toronto Stock Exchange Home to Over 400 Exchange Traded Funds
Market open ceremony to celebrate new milestone
May 4, 2016--Toronto Stock Exchange (TSX) today announced that it has surpassed a significant milestone with more than 400 exchange traded funds (ETFs) now listed.
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ProShares files with the SEC
May 3, 2016--ProShares has filed a post-effective amendment, registration statement with the SEC. This post-effective amendment relates only to ProShares Crude Oil Strategy ETF.
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Alps files with the SEC
May 3, 2016--Alps has filed a post-effective amendment, registration statement with the SEC.
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Amplify ETF files with the SEC
May 3, 2016--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Amplify Online Retail ETF.
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ETF Series Solutions files with the SEC-2 filings
May 3, 2016--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
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Bats Welcomes REX Shares as New Issuer to The Bats ETF Marketplace
May 3, 2016--Two New REX ETFs Begin Trading Today; Ten Issuers Now Have ETFs Listed on The Bats ETF Marketplace
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Goldman Sachs Announces Simplified Pricing Structure for ActiveBeta(R) ETFs
May 2, 2016--Goldman Sachs Asset Management (GSAM) today announced that it will implement changes to its fee and fee waiver arrangements for its ActiveBeta(R) Exchange-Traded Funds (ETFs).
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Legg Mason files with the SEC
May 2, 2016--Legg Mason has filed a post-effective amendment, registration statement with the SEC for the Legg Mason International Low Volatility High Dividend ETF.
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Pointbreak files with the SEC
May 2, 2016--Pointbreak has filed a post-effective amendment, registration statement with the SEC for the
Pointbreak IPO Index Fund.
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CME Group and Crypto Facilities Announce Launch of Bitcoin Reference Rate and Real-Time Index
May 2, 2016--CME Group, the world's leading and most diverse derivatives marketplace, today announced it will collaborate with Crypto Facilities Ltd., a digital assets trading platform, to develop two new products planned to launch in the fourth quarter of 2016:
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ETFS Trust files with the SEC
May 2, 2015--ETFS Trust has filed a post-effective amendment, registration statement with the SEC for the
ETFS Zacks Earnings Large-Cap U.S. Index Fund
ETFS Zacks Earnings Small-Cap U.S. Index Fund
ETFS Diversified-Factor U.S. Large Cap Index Fund
ETFS Diversified-Factor Developed Europe Index Fund.
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Itiviti AB:Sea Otter Selects Tbricks by Itiviti to Grow ETF Business
Sea Otter Securities Group LLC deploys Tbricks by Itiviti for ETF market making on NYSE Arca
May 2, 2016--Itiviti, a world-leading technology provider for the capital markets industry, today announced that Sea Otter Global Ventures LLC, a private investment firm based in New York, has chosen the Tbricks by Itiviti platform for ETF market making on NYSE Arca.
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