FINRA Issues New Investor Alert To Help Investors Understand Their Brokerage Account Statements-continued

February 23, 2012--The Financial Industry Regulatory Authority (FINRA) today issued a new Investor Alert called It Pays to Understand Your Brokerage Account Statements and Trade Confirmations to help guide investors through the key elements of their account statements and trade confirmations.
FINRA is reminding investors that reviewing their account statements not only helps them stay on top of their holdings, but also alerts them to errors or broker or firm misconduct, such as unauthorized trading or overcharging customers for handling transactions.

"Investors whose portfolios have taken a hit might not be keen to open their account statements, but investors should review their statements carefully—and immediately call the firm that issued the statement about any fee they do not understand or transaction they did not authorize," said Gerri Walsh, FINRA's Vice President for Investor Education. "Investors should also review trade confirmations as soon as they receive them because a single keystroke can make the difference between 100 and 1,000 shares."

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Source: FINRA


American ETP News
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JP Morgan files with the SEC
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Exclusive: SEC targets 10 firms in high frequency trading probe-SEC document
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ETF Series Solutions files with the SEC-Validea Market Legends ETF
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The 2014 Long-Term Budget Outlook
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Market and Net Cash Flows Review
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Fed sees October end for monthly bond buying
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Minutes Of The Federal Open Market Committee, June 17-18, 2014
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First Trust files with the SEC
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Morgan Stanley-US ETF Weekly Update
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Weekly Flows: $79 Million Net Inflows
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CFTC.gov Commitments of Traders Reports Update
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SEC Filing-SSGA ACTIVE ETF TRUST
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SEC Filing-SPDR(R) SERIES TRUST
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IndexIQ files with the SEC
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Global X files with the SEC
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OFR Working paper-Shadow Banking:The Money View
July 2, 2014--Abstract
This paper presents an accounting framework for measuring the sources and uses of short-term funding in the global financial ecosystem. We introduce a dynamic map of global funding flows to show how dealer banks emerged as intermediaries between two types of asset managers: cash pools searching for safety via collateralized cash investments and levered portfolio managers searching for yield via funded securities portfolios and derivatives
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Winklevoss files with the SEC
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Certain ProShares Commodity ETFs Change Fund and Index Names
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