Seward & Kissel LLP ranked as Private Funds Law Firm of the Year, USA ACQ Global Awards 2010-Click here for more info

KraneShares files with the SEC

January 30, 2015--KraneShares has filed a post-effective amendment, registration statement with the SEC for the KraneShares FTSE Emerging Markets Plus ETF.

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ETF Securities files ith the SEC

January 29, 2015--ETF Securities has filed a psot-effective amendment, registration statement with the SEC. This Post-Effective Amendment No. 1 relates the ETFS Zacks Earnings Large-Cap U.S. Index Fund, ETFS Zacks Earnings Small-Cap U.S. Index Fund, ETFS Diversified-Factor U.S. Large Cap Index Fund and ETFS Diversified-Factor Developed Europe Index Fund.

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ProShares files with the SEC

January 29, 2015--ProShares has filed a post-effective amendment, registration statement with the SEC. This post-effective amendment relates only to ProShares S&P MidCap 400 Dividend Aristocrats ETF and ProShares Russell 2000 Dividend Growers ETF.

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FactorShares files with the SEC

January 29, 2015--FactorShares has filed a post-effective amendment, registration statement with the SEC for the PureFundsTM ISE Junior Silver (Small Cap Miners/Explorers) ETF.

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Imagine Software Inc. Partners With XTF To Deliver Advanced ETF Data And Analytics

XTF is the first global, independent provider of ETF Ratings.
January 29, 2015-Imagine Software, a leading provider of real-time portfolio and risk management solutions for the global financial services industry, today announced that it has partnered with XTF Inc. to provide clients with advanced data for exchange traded funds and the ability to conduct integrated analytics on portfolio positions and derivatives.

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ETF Managers Capital files with the SEC

January 28, 2015--ETF Managers Capital has filed a pre-Effective amendment No. 3, form S-1 registration statement with the SEC for the Sit Rising Rate ETF.

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Direxion files with the SEC

January 27, 2015--Direxion has filed a post-effective amendment, registration statement with the SEC for the Direxion Daily CSI 300 China A Share Bear 1X Shares Trust.

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First Trust files with the SEC

January 29, 2015--First Trust has filed a post-effective amendment, registration statement with the SEC for the First Trust Strategic Floating Rate ETF.

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6th Annual ETF Global Award Sponsors
include:

Lead Sponsor:
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Platinum Sponsors:

Gold Sponsors:

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ETF News

ETFis files with the SEC

January 26, 2015--ETFis has filed a post-effective amendment, registration statement with the SEC for the Newfleet Multi-Sector Unconstrained Bond ETF.

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Exchange Listed Funds Trust files with the SEC

January 27, 2015--Exchange Listed Funds Trust has filed a registration statement with the SEC for the
Defensive Dividend Growth ETF
Defensive International Dividend Growth

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Compass files with the SEC

January 26, 2015--Compass EMP Funds Trust has filed a first restated and amended application for exemptive relief with the SEC.

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Capital Research and Management Company files with the SEC

January 26, 2015--Capital Research and Management Company has filed a second amended and restated application for exemptive relief with the SEC-actively-managed ETFs.

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iShares files with the SEC

January 23, 2015--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI Emerging Workforce ETF.?

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Virtus Investment Partners to Acquire Majority Interest In ETF Issuer Solutions

January 26, 2015--Virtus Investment Partners, Inc. (NASDAQ: VRTS), which operates a multi-manager asset management business, today announced an agreement to acquire a majority interest in ETF Issuer Solutions (ETFis), a New York City-based company that operates a platform for listing, operating, and distributing exchange-traded funds.

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Shanghai's option market launch shadowed by regulatory probes, brokerage suspensions

City's exchange chief wants focus on risk controls for hedging instrument amid rising market volatility and fears for small investors
January 19, 2015--A flurry of reform efforts to make the mainland's capital markets fit for global investors has sent uncertainty sweeping across the equity arena as brokers face probes into trading irregularities and exchanges struggle to get to grips with a fast-evolving marketplace.

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Highland Capital Management Announces Expansion of ETF Platform

January 22, 2015--Dallas-based investment management firm Highland Capital Management Fund Advisors, L.P. (together with its affiliates "Highland"), is pleased to announce the expansion of its suite of Exchange Traded Funds ("ETFs") with the initial registration of 17 new ETFs.

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Horizons ETFs launches the Horizons Cdn Insider Index ETF

Horizons Cdn Insider Index ETF is the first Canadian ETF to track insider commitment to determine stock holdings
January 21, 2015--Horizons ETFs Management (Canada) Inc. ("Horizons ETFs") is pleased to announce the launch of the Horizons Cdn Insider Index ETF ("HII"),

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REG-UBS AG Following listing of UBS Group AG shares on the SIX Swiss Exchange and New York Stock Exchange (NYSE)

UBS confirms delisting of UBS AG from the NYSE and outlines process for delisting UBS AG from the SIX Swiss Exc
January 14, 2015-- Following listing of UBS Group AG shares on the SIX Swiss Exchange and New York Stock Exchange (NYSE) UBS confirms delisting of UBS AG from the NYSE and outlines process for delisting UBS AG from the SIX Swiss Exchange

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